Company · CIK 720672

# STIFEL FINANCIAL CORP

| CIK | [720672](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0000720672) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies |
| Incorporated in | DE |
| Business address | MO |
| Listed | SF (NYSE), SF-PB (NYSE), SFB (NYSE), SF-PC (NYSE), SF-PD (NYSE) |
| First annual or quarterly report | 1994-05-09 |

## Offerings

 8 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-274510 | Shelf Effective | 2023-09-14 | 2023-09-14 | 1 |
| 333-238118 | Shelf Effective | 2020-05-08 | 2021-07-15 | 5 |
| 333-219926 | Shelf Effective | 2017-08-11 | 2019-02-21 | 4 |
| 333-201398 | Shelf Effective | 2015-01-08 | 2017-09-27 | 4 |
| 333-178969 | Shelf Effective | 2012-01-11 | 2012-01-11 | 1 |
| 333-158301 | Shelf Effective | 2009-03-30 | 2009-09-10 | 2 |
| 333-147515 | Shelf Final prospectus | 2007-11-19 | 2008-09-25 | 3 |
| 333-144128 | Shelf Effective | 2007-06-28 | 2007-07-09 | 2 |

## Filings

 25

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2023-09-14 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/720672/000119312523235301/0001193125-23-235301-index.htm) Shelf registered | 333-274510 | 0001193125-23-235301 |
| 2021-07-15 | [424B5](https://www.sec.gov/Archives/edgar/data/720672/000119312521215877/0001193125-21-215877-index.htm) Shelf takedown | 333-238118 | 0001193125-21-215877 |
| 2020-05-15 | [424B5](https://www.sec.gov/Archives/edgar/data/720672/000119312520143957/0001193125-20-143957-index.htm) Shelf takedown | 333-238118 | 0001193125-20-143957 |
| 2020-05-13 | [424B5](https://www.sec.gov/Archives/edgar/data/720672/000119312520141179/0001193125-20-141179-index.htm) Shelf takedown | 333-238118 | 0001193125-20-141179 |
| 2020-05-12 | [424B5](https://www.sec.gov/Archives/edgar/data/720672/000119312520139924/0001193125-20-139924-index.htm) Shelf takedown | 333-238118 | 0001193125-20-139924 |
| 2020-05-08 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/720672/000119312520137557/0001193125-20-137557-index.htm) Shelf registered | 333-238118 | 0001193125-20-137557 |
| 2019-02-21 | [424B5](https://www.sec.gov/Archives/edgar/data/720672/000119312519046365/0001193125-19-046365-index.htm) Shelf takedown | 333-219926 | 0001193125-19-046365 |
| 2018-07-18 | [EFFECT](https://www.sec.gov/Archives/edgar/data/720672/999999999518001823/9999999995-18-001823-index.htm) Declared effective | 333-225729 | 9999999995-18-001823 |
| 2017-09-27 | [424B5](https://www.sec.gov/Archives/edgar/data/720672/000119312517295720/0001193125-17-295720-index.htm) Shelf takedown | 333-219926 | 0001193125-17-295720 |
| 2017-09-27 | [424B5](https://www.sec.gov/Archives/edgar/data/720672/000119312517295246/0001193125-17-295246-index.htm) Shelf takedown | 333-201398 | 0001193125-17-295246 |
| 2017-08-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/720672/999999999517002152/9999999995-17-002152-index.htm) Declared effective | 333-219926 | 9999999995-17-002152 |
| 2017-08-11 | [S-3](https://www.sec.gov/Archives/edgar/data/720672/000119312517255986/0001193125-17-255986-index.htm) Shelf registered | 333-219926 | 0001193125-17-255986 |
| 2016-07-13 | [424B5](https://www.sec.gov/Archives/edgar/data/720672/000119312516647260/0001193125-16-647260-index.htm) Shelf takedown | 333-201398 | 0001193125-16-647260 |
| 2016-07-13 | [424B5](https://www.sec.gov/Archives/edgar/data/720672/000119312516647256/0001193125-16-647256-index.htm) Shelf takedown | 333-201398 | 0001193125-16-647256 |
| 2015-01-08 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/720672/000119312515005174/0001193125-15-005174-index.htm) Shelf registered | 333-201398 | 0001193125-15-005174 |
| 2013-01-07 | [EFFECT](https://www.sec.gov/Archives/edgar/data/720672/999999999513000137/9999999995-13-000137-index.htm) Declared effective | 333-185145 | 9999999995-13-000137 |
| 2012-01-11 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/720672/000072067212000005/0000720672-12-000005-index.htm) Shelf registered | 333-178969 | 0000720672-12-000005 |
| 2010-05-24 | [EFFECT](https://www.sec.gov/Archives/edgar/data/720672/999999999510001599/9999999995-10-001599-index.htm) Declared effective | 333-166355 | 9999999995-10-001599 |
| 2009-09-10 | [424B5](https://www.sec.gov/Archives/edgar/data/720672/000095012309042458/0000950123-09-042458-index.htm) Shelf takedown | 333-158301 | 0000950123-09-042458 |
| 2009-03-30 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/720672/000072067209000035/0000720672-09-000035-index.htm) Shelf registered | 333-158301 | 0000720672-09-000035 |
| 2008-09-25 | [424B5](https://www.sec.gov/Archives/edgar/data/720672/000095013708012036/0000950137-08-012036-index.htm) Shelf takedown | 333-147515 | 0000950137-08-012036 |
| 2008-03-18 | [424B4](https://www.sec.gov/Archives/edgar/data/720672/000095013708003836/0000950137-08-003836-index.htm) Final prospectus | 333-147515 | 0000950137-08-003836 |
| 2007-11-19 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/720672/000072067207000122/0000720672-07-000122-index.htm) Shelf registered | 333-147515 | 0000720672-07-000122 |
| 2007-07-09 | [EFFECT](https://www.sec.gov/Archives/edgar/data/720672/999999999507002735/9999999995-07-002735-index.htm) Declared effective | 333-144128 | 9999999995-07-002735 |
| 2007-06-28 | [S-3](https://www.sec.gov/Archives/edgar/data/720672/000072067207000095/0000720672-07-000095-index.htm) Shelf registered | 333-144128 | 0000720672-07-000095 |

[All filings of this company](https://equitycapital.markets/filings?cik=720672) · [CSV](https://equitycapital.markets/filings.csv?cik=720672)

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Source page: https://equitycapital.markets/company/720672 · Data: U.S. SEC EDGAR · CC BY 4.0
