Company · CIK 791963

# OPPENHEIMER HOLDINGS INC

| CIK | [791963](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0000791963) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies |
| Incorporated in | DE |
| Business address | NY |
| Listed | OPY (NYSE) |
| First annual or quarterly report | 1996-03-29 |

## Offerings

 3 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-249433 | Shelf Effective | 2020-10-09 | 2020-11-25 | 2 |
| 333-219756 | Shelf Effective | 2017-08-07 | 2017-09-20 | 2 |
| 333-174933 | Shelf Effective | 2011-06-16 | 2012-04-05 | 2 |

## Filings

 12

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2020-11-25 | [EFFECT](https://www.sec.gov/Archives/edgar/data/791963/999999999520003314/9999999995-20-003314-index.htm) Declared effective | 333-249433 | 9999999995-20-003314 |
| 2020-10-20 | [EFFECT](https://www.sec.gov/Archives/edgar/data/791963/999999999520002924/9999999995-20-002924-index.htm) Declared effective | 333-249423 | 9999999995-20-002924 |
| 2020-10-09 | [S-3](https://www.sec.gov/Archives/edgar/data/791963/000110465920113967/0001104659-20-113967-index.htm) Shelf registered | 333-249433 | 0001104659-20-113967 |
| 2017-09-20 | [EFFECT](https://www.sec.gov/Archives/edgar/data/791963/999999999517002410/9999999995-17-002410-index.htm) Declared effective | 333-219756 | 9999999995-17-002410 |
| 2017-08-16 | [EFFECT](https://www.sec.gov/Archives/edgar/data/791963/999999999517002141/9999999995-17-002141-index.htm) Declared effective | 333-219753 | 9999999995-17-002141 |
| 2017-08-07 | [S-3](https://www.sec.gov/Archives/edgar/data/791963/000110465917049908/0001104659-17-049908-index.htm) Shelf registered | 333-219756 | 0001104659-17-049908 |
| 2012-04-05 | [EFFECT](https://www.sec.gov/Archives/edgar/data/791963/999999999512000951/9999999995-12-000951-index.htm) Declared effective | 333-174933 | 9999999995-12-000951 |
| 2011-07-12 | [EFFECT](https://www.sec.gov/Archives/edgar/data/791963/999999999511002106/9999999995-11-002106-index.htm) Declared effective | 333-174932 | 9999999995-11-002106 |
| 2011-06-16 | [S-3](https://www.sec.gov/Archives/edgar/data/791963/000095012311059471/0000950123-11-059471-index.htm) Shelf registered | 333-174933 | 0000950123-11-059471 |
| 2009-04-02 | [EFFECT](https://www.sec.gov/Archives/edgar/data/791963/999999999509000830/9999999995-09-000830-index.htm) Declared effective | 333-157937 | 9999999995-09-000830 |
| 2006-07-26 | [RW](https://www.sec.gov/Archives/edgar/data/791963/000095012306009461/0000950123-06-009461-index.htm) Withdrawn | 333-135064 | 0000950123-06-009461 |
| 2005-05-13 | [RW](https://www.sec.gov/Archives/edgar/data/791963/000079196305000011/0000791963-05-000011-index.htm) Withdrawn | 001-12043 | 0000791963-05-000011 |

[All filings of this company](https://equitycapital.markets/filings?cik=791963) · [CSV](https://equitycapital.markets/filings.csv?cik=791963)

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Source page: https://equitycapital.markets/company/791963 · Data: U.S. SEC EDGAR · CC BY 4.0