Company · CIK 850261 # Sorrento Therapeutics, Inc. | CIK | [850261](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0000850261) (SEC EDGAR) | | --- | --- | | Industry (SIC) | 2836 — Biological Products, (No Diagnostic Substances) | | Incorporated in | DE | | Business address | CA | | Listed | no ticker on SEC record today | | First annual or quarterly report | 2008-05-14 | ## Offerings 23 registrations | Registration | Label and status | First filed | Last event | Filings | | --- | --- | --- | --- | --- | | 333-261888 | Shelf Effective | 2021-12-23 | 2021-12-23 | 1 | | 333-237142 | Shelf Effective | 2020-03-13 | 2021-12-03 | 6 | | 333-257412 | Shelf Effective | 2021-06-25 | 2021-07-15 | 2 | | 333-256304 | Shelf Effective | 2021-05-19 | 2021-06-01 | 2 | | 333-255165 | Shelf Effective | 2021-04-09 | 2021-04-19 | 2 | | 333-253646 | Shelf Effective | 2021-02-26 | 2021-04-05 | 2 | | 333-249386 | Shelf Effective | 2020-10-08 | 2020-10-20 | 2 | | 333-249178 | Shelf Effective | 2020-09-30 | 2020-10-08 | 2 | | 333-221443 | Shelf Effective | 2017-11-09 | 2020-02-12 | 9 | | 333-235970 | Shelf Effective | 2020-01-17 | 2020-01-29 | 2 | | 333-234869 | Shelf Effective | 2019-11-22 | 2020-01-23 | 2 | | 333-232163 | Shelf Effective | 2019-06-17 | 2019-07-01 | 2 | | 333-229609 | Shelf Effective | 2019-02-11 | 2019-05-07 | 2 | | 333-228770 | Shelf Effective | 2018-12-13 | 2018-12-21 | 2 | | 333-223856 | Shelf Effective | 2018-03-22 | 2018-05-10 | 2 | | 333-223857 | Shelf Effective | 2018-03-22 | 2018-05-10 | 2 | | 333-220822 | Shelf Effective | 2017-10-05 | 2017-10-12 | 2 | | 333-217673 | Shelf Effective | 2017-05-04 | 2017-07-17 | 2 | | 333-199849 | Shelf Effective | 2014-11-04 | 2017-04-14 | 4 | | 333-214897 | Shelf Effective | 2016-12-02 | 2017-01-19 | 2 | | 333-212302 | Shelf Effective | 2016-06-29 | 2016-08-10 | 2 | | 333-189538 | Shelf Effective | 2013-06-24 | 2014-05-14 | 6 | | 333-192025 | Shelf Effective | 2013-10-31 | 2013-12-17 | 2 | ## Filings 62 | Filed | Filing | Registration | Accession | | --- | --- | --- | --- | | 2021-12-23 | [S-3ASR](https://www.sec.gov/Archives/edgar/data/850261/000110465921153222/0001104659-21-153222-index.htm) Shelf registered | 333-261888 | 0001104659-21-153222 | | 2021-12-03 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000110465921146375/0001104659-21-146375-index.htm) Shelf takedown | 333-237142 | 0001104659-21-146375 | | 2021-07-15 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999521002790/9999999995-21-002790-index.htm) Declared effective | 333-257412 | 9999999995-21-002790 | | 2021-06-25 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000156459021034589/0001564590-21-034589-index.htm) Shelf registered | 333-257412 | 0001564590-21-034589 | | 2021-06-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999521002175/9999999995-21-002175-index.htm) Declared effective | 333-256304 | 9999999995-21-002175 | | 2021-05-19 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000156459021028901/0001564590-21-028901-index.htm) Shelf registered | 333-256304 | 0001564590-21-028901 | | 2021-04-19 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999521001490/9999999995-21-001490-index.htm) Declared effective | 333-255165 | 9999999995-21-001490 | | 2021-04-09 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000156459021018359/0001564590-21-018359-index.htm) Shelf registered | 333-255165 | 0001564590-21-018359 | | 2021-04-05 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999521001281/9999999995-21-001281-index.htm) Declared effective | 333-253646 | 9999999995-21-001281 | | 2021-02-26 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000156459021009495/0001564590-21-009495-index.htm) Shelf registered | 333-253646 | 0001564590-21-009495 | | 2020-12-04 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000156459020056211/0001564590-20-056211-index.htm) Shelf takedown | 333-237142 | 0001564590-20-056211 | | 2020-10-20 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999520002922/9999999995-20-002922-index.htm) Declared effective | 333-249386 | 9999999995-20-002922 | | 2020-10-08 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999520002796/9999999995-20-002796-index.htm) Declared effective | 333-249178 | 9999999995-20-002796 | | 2020-10-08 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000156459020046119/0001564590-20-046119-index.htm) Shelf registered | 333-249386 | 0001564590-20-046119 | | 2020-09-30 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000156459020045352/0001564590-20-045352-index.htm) Shelf registered | 333-249178 | 0001564590-20-045352 | | 2020-04-27 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000110465920051642/0001104659-20-051642-index.htm) Shelf takedown | 333-237142 | 0001104659-20-051642 | | 2020-04-27 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000110465920051641/0001104659-20-051641-index.htm) Shelf takedown | 333-237142 | 0001104659-20-051641 | | 2020-03-20 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999520000602/9999999995-20-000602-index.htm) Declared effective | 333-237142 | 9999999995-20-000602 | | 2020-03-13 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000110465920032657/0001104659-20-032657-index.htm) Shelf registered | 333-237142 | 0001104659-20-032657 | | 2020-02-12 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000110465920019333/0001104659-20-019333-index.htm) Shelf takedown | 333-221443 | 0001104659-20-019333 | | 2020-01-29 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999520000186/9999999995-20-000186-index.htm) Declared effective | 333-235970 | 9999999995-20-000186 | | 2020-01-23 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999520000141/9999999995-20-000141-index.htm) Declared effective | 333-234869 | 9999999995-20-000141 | | 2020-01-17 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000110465920005175/0001104659-20-005175-index.htm) Shelf registered | 333-235970 | 0001104659-20-005175 | | 2019-11-22 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000085026119000041/0000850261-19-000041-index.htm) Shelf registered | 333-234869 | 0000850261-19-000041 | | 2019-10-08 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000114420419047669/0001144204-19-047669-index.htm) Shelf takedown | 333-221443 | 0001144204-19-047669 | | 2019-10-01 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000114420419046758/0001144204-19-046758-index.htm) Shelf takedown | 333-221443 | 0001144204-19-046758 | | 2019-07-01 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999519001488/9999999995-19-001488-index.htm) Declared effective | 333-232163 | 9999999995-19-001488 | | 2019-06-28 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000114420419033102/0001144204-19-033102-index.htm) Shelf takedown | 333-221443 | 0001144204-19-033102 | | 2019-06-28 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000114420419032855/0001144204-19-032855-index.htm) Shelf takedown | 333-221443 | 0001144204-19-032855 | | 2019-06-17 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000114420419031177/0001144204-19-031177-index.htm) Shelf registered | 333-232163 | 0001144204-19-031177 | | 2019-05-07 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999519001030/9999999995-19-001030-index.htm) Declared effective | 333-229609 | 9999999995-19-001030 | | 2019-03-15 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000114420419014095/0001144204-19-014095-index.htm) Shelf takedown | 333-221443 | 0001144204-19-014095 | | 2019-02-11 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000114420419006308/0001144204-19-006308-index.htm) Shelf registered | 333-229609 | 0001144204-19-006308 | | 2018-12-21 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999518003214/9999999995-18-003214-index.htm) Declared effective | 333-228770 | 9999999995-18-003214 | | 2018-12-13 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000114420418064341/0001144204-18-064341-index.htm) Shelf registered | 333-228770 | 0001144204-18-064341 | | 2018-05-10 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999518001213/9999999995-18-001213-index.htm) Declared effective | 333-223857 | 9999999995-18-001213 | | 2018-05-10 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999518001212/9999999995-18-001212-index.htm) Declared effective | 333-223856 | 9999999995-18-001212 | | 2018-03-22 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000114420418016444/0001144204-18-016444-index.htm) Shelf registered | 333-223857 | 0001144204-18-016444 | | 2018-03-22 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000114420418016442/0001144204-18-016442-index.htm) Shelf registered | 333-223856 | 0001144204-18-016442 | | 2017-12-06 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999517003155/9999999995-17-003155-index.htm) Declared effective | 333-221443 | 9999999995-17-003155 | | 2017-12-06 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000114420417062650/0001144204-17-062650-index.htm) Shelf takedown | 333-221443 | 0001144204-17-062650 | | 2017-11-09 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000114420417057472/0001144204-17-057472-index.htm) Shelf registered | 333-221443 | 0001144204-17-057472 | | 2017-10-12 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999517002673/9999999995-17-002673-index.htm) Declared effective | 333-220822 | 9999999995-17-002673 | | 2017-10-05 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000114420417051424/0001144204-17-051424-index.htm) Shelf registered | 333-220822 | 0001144204-17-051424 | | 2017-07-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999517001834/9999999995-17-001834-index.htm) Declared effective | 333-217673 | 9999999995-17-001834 | | 2017-05-04 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000114420417024607/0001144204-17-024607-index.htm) Shelf registered | 333-217673 | 0001144204-17-024607 | | 2017-04-14 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000114420417020560/0001144204-17-020560-index.htm) Shelf takedown | 333-199849 | 0001144204-17-020560 | | 2017-04-12 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000114420417020185/0001144204-17-020185-index.htm) Shelf takedown | 333-199849 | 0001144204-17-020185 | | 2017-01-19 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999517000161/9999999995-17-000161-index.htm) Declared effective | 333-214897 | 9999999995-17-000161 | | 2016-12-02 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000119312516784040/0001193125-16-784040-index.htm) Shelf registered | 333-214897 | 0001193125-16-784040 | | 2016-08-10 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999516005403/9999999995-16-005403-index.htm) Declared effective | 333-212302 | 9999999995-16-005403 | | 2016-06-29 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000119312516636555/0001193125-16-636555-index.htm) Shelf registered | 333-212302 | 0001193125-16-636555 | | 2014-12-03 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999514003566/9999999995-14-003566-index.htm) Declared effective | 333-199849 | 9999999995-14-003566 | | 2014-11-04 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000119312514396357/0001193125-14-396357-index.htm) Shelf registered | 333-199849 | 0001193125-14-396357 | | 2014-05-14 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000119312514199186/0001193125-14-199186-index.htm) Shelf takedown | 333-189538 | 0001193125-14-199186 | | 2013-12-17 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999513003584/9999999995-13-003584-index.htm) Declared effective | 333-192025 | 9999999995-13-003584 | | 2013-10-31 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000119312513421136/0001193125-13-421136-index.htm) Shelf registered | 333-192025 | 0001193125-13-421136 | | 2013-10-28 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000119312513413490/0001193125-13-413490-index.htm) Shelf takedown | 333-189538 | 0001193125-13-413490 | | 2013-10-23 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000119312513407383/0001193125-13-407383-index.htm) Shelf takedown | 333-189538 | 0001193125-13-407383 | | 2013-10-07 | [424B5](https://www.sec.gov/Archives/edgar/data/850261/000119312513392998/0001193125-13-392998-index.htm) Shelf takedown | 333-189538 | 0001193125-13-392998 | | 2013-07-22 | [EFFECT](https://www.sec.gov/Archives/edgar/data/850261/999999999513002156/9999999995-13-002156-index.htm) Declared effective | 333-189538 | 9999999995-13-002156 | | 2013-06-24 | [S-3](https://www.sec.gov/Archives/edgar/data/850261/000119312513267806/0001193125-13-267806-index.htm) Shelf registered | 333-189538 | 0001193125-13-267806 | [All filings of this company](https://equitycapital.markets/filings?cik=850261) · [CSV](https://equitycapital.markets/filings.csv?cik=850261) --- Source page: https://equitycapital.markets/company/850261 · Data: U.S. SEC EDGAR · CC BY 4.0