Company · CIK 878520
Hilltop Securities Holdings LLC
| CIK | 878520 (SEC EDGAR) |
|---|---|
| Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies |
| Incorporated in | DE |
| Business address | TX |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | 1996-05-10 |
Offerings
2 registrations| Registration | Label and status | First filed | Last event | Filings |
|---|---|---|---|---|
| 333-162537 | 2009-10-16 | 2015-01-05 | 4 | |
| 333-177217 | 2011-10-07 | 2015-01-05 | 3 |
Filings
9| Filed | Filing | Registration | Accession |
|---|---|---|---|
| 2015-01-05 | EFFECTDeclared effective | 333-79081 | 9999999995-15-000025 |
| 2015-01-05 | EFFECTDeclared effective | 333-177217 | 9999999995-15-000021 |
| 2015-01-05 | EFFECTDeclared effective | 333-162537 | 9999999995-15-000020 |
| 2015-01-02 | RWWithdrawn | 333-171000 | 0001104659-15-000043 |
| 2011-11-23 | EFFECTDeclared effective | 333-177217 | 9999999995-11-003399 |
| 2011-10-07 | S-3Shelf registered | 333-177217 | 0001193125-11-266443 |
| 2009-12-04 | 424B5Shelf takedown | 333-162537 | 0001193125-09-247443 |
| 2009-11-10 | EFFECTDeclared effective | 333-162537 | 9999999995-09-003135 |
| 2009-10-16 | S-3Shelf registered | 333-162537 | 0001193125-09-209098 |