Company · CIK 878520

# Hilltop Securities Holdings LLC

| CIK | [878520](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0000878520) (SEC EDGAR) |
| --- | --- |
| Industry (SIC) | 6211 — Security Brokers, Dealers & Flotation Companies |
| Incorporated in | DE |
| Business address | TX |
| Listed | no ticker on SEC record today |
| First annual or quarterly report | 1996-05-10 |

## Offerings

 2 registrations

| Registration | Label and status | First filed | Last event | Filings |
| --- | --- | --- | --- | --- |
| 333-162537 | Shelf Effective | 2009-10-16 | 2015-01-05 | 4 |
| 333-177217 | Shelf Effective | 2011-10-07 | 2015-01-05 | 3 |

## Filings

 9

| Filed | Filing | Registration | Accession |
| --- | --- | --- | --- |
| 2015-01-05 | [EFFECT](https://www.sec.gov/Archives/edgar/data/878520/999999999515000025/9999999995-15-000025-index.htm) Declared effective | 333-79081 | 9999999995-15-000025 |
| 2015-01-05 | [EFFECT](https://www.sec.gov/Archives/edgar/data/878520/999999999515000021/9999999995-15-000021-index.htm) Declared effective | 333-177217 | 9999999995-15-000021 |
| 2015-01-05 | [EFFECT](https://www.sec.gov/Archives/edgar/data/878520/999999999515000020/9999999995-15-000020-index.htm) Declared effective | 333-162537 | 9999999995-15-000020 |
| 2015-01-02 | [RW](https://www.sec.gov/Archives/edgar/data/878520/000110465915000043/0001104659-15-000043-index.htm) Withdrawn | 333-171000 | 0001104659-15-000043 |
| 2011-11-23 | [EFFECT](https://www.sec.gov/Archives/edgar/data/878520/999999999511003399/9999999995-11-003399-index.htm) Declared effective | 333-177217 | 9999999995-11-003399 |
| 2011-10-07 | [S-3](https://www.sec.gov/Archives/edgar/data/878520/000119312511266443/0001193125-11-266443-index.htm) Shelf registered | 333-177217 | 0001193125-11-266443 |
| 2009-12-04 | [424B5](https://www.sec.gov/Archives/edgar/data/878520/000119312509247443/0001193125-09-247443-index.htm) Shelf takedown | 333-162537 | 0001193125-09-247443 |
| 2009-11-10 | [EFFECT](https://www.sec.gov/Archives/edgar/data/878520/999999999509003135/9999999995-09-003135-index.htm) Declared effective | 333-162537 | 9999999995-09-003135 |
| 2009-10-16 | [S-3](https://www.sec.gov/Archives/edgar/data/878520/000119312509209098/0001193125-09-209098-index.htm) Shelf registered | 333-162537 | 0001193125-09-209098 |

[All filings of this company](https://equitycapital.markets/filings?cik=878520) · [CSV](https://equitycapital.markets/filings.csv?cik=878520)

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Source page: https://equitycapital.markets/company/878520 · Data: U.S. SEC EDGAR · CC BY 4.0