Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

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FiledCompanyFilingAccession
2020-12-30
Forest Investments, Inc.
ShelfEffectiveCIK 1082506
 EFFECTDeclared effective9999999995-20-003696
2020-12-30
Forest Investments, Inc.
ShelfEffectiveCIK 1082506
 EFFECTDeclared effective9999999995-20-003693
2020-05-14
Great Elm Capital Group, Inc.
ShelfEffectiveCIK 1082506
 EFFECTDeclared effective9999999995-20-001157
2020-03-27
Great Elm Capital Group, Inc.
ShelfEffectiveCIK 1082506
 S-3Shelf registered0001193125-20-087270
2019-02-14
Great Elm Capital Group, Inc.
ShelfEffectiveCIK 1082506
 EFFECTDeclared effective9999999995-19-000262
2018-12-21
Great Elm Capital Group, Inc.
ShelfEffectiveCIK 1082506
 S-3Shelf registered0001564590-18-031300
2017-02-28
Great Elm Capital Group, Inc.
ShelfEffectiveCIK 1082506
 EFFECTDeclared effective9999999995-17-000452
2017-01-11
Great Elm Capital Group, Inc.
ShelfEffectiveCIK 1082506
 S-3Shelf registered0001193125-17-007730
2016-11-29
Great Elm Capital Group, Inc.
ShelfEffectiveCIK 1082506
 EFFECTDeclared effective9999999995-16-006329
2016-11-22
Great Elm Capital Group, Inc.
Registered companyEffectiveCIK 1082506
 EFFECTDeclared effective9999999995-16-006307
2016-11-22
Great Elm Capital Group, Inc.
Registered companyEffectiveCIK 1082506
 S-1/AAmendment0001558370-16-010269
2016-11-21
Great Elm Capital Group, Inc.
Registered companyEffectiveCIK 1082506
 S-1Registration filed0001558370-16-010187
2016-10-14
Great Elm Capital Group, Inc.
ShelfEffectiveCIK 1082506
 EFFECTDeclared effective9999999995-16-005978
2016-10-14
Great Elm Capital Group, Inc.
ShelfEffectiveCIK 1082506
 S-1/AAmendment0001558370-16-008609
2016-09-28
Great Elm Capital Group, Inc.
ShelfEffectiveCIK 1082506
 S-1/AAmendment0001558370-16-008462
2016-09-14
Great Elm Capital Group, Inc.
ShelfEffectiveCIK 1082506
 S-3Shelf registered0001558370-16-008347
2013-12-13
UNWIRED PLANET, INC.
ShelfEffectiveCIK 1082506
 EFFECTDeclared effective9999999995-13-003559
2013-10-07
UNWIRED PLANET, INC.
ShelfEffectiveCIK 1082506
 S-3Shelf registered0001193125-13-393032
2013-08-14
UNWIRED PLANET, INC.
ShelfEffectiveCIK 1082506
 EFFECTDeclared effective9999999995-13-002410
2013-06-28
UNWIRED PLANET, INC.
ShelfEffectiveCIK 1082506
 S-3Shelf registered0001193125-13-277326
2013-06-28
UNWIRED PLANET, INC.
ShelfEffectiveCIK 1082506
 424B5Shelf takedown0001193125-13-277308
2013-04-16
UNWIRED PLANET, INC.
ShelfEffectiveCIK 1082506
 EFFECTDeclared effective9999999995-13-001021
2013-03-11
UNWIRED PLANET, INC.
ShelfEffectiveCIK 1082506
 S-3Shelf registered0001193125-13-101171
2005-12-08
OPENWAVE SYSTEMS INC
ShelfEffectiveCIK 1082506
 424B5Shelf takedown0001193125-05-238669
2005-12-01
OPENWAVE SYSTEMS INC
ShelfEffectiveCIK 1082506
 S-3ASRShelf registered0001193125-05-234857
2003-10-07
OPENWAVE SYSTEMS INC
ShelfDormantCIK 1082506
 S-3Shelf registered0001193125-03-058837