Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

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FiledCompanyFilingAccession
2018-01-02
Sorrento Tech, Inc.
CIK 1472343
 EFFECTDeclared effective9999999995-18-000067
2018-01-02
Sorrento Tech, Inc.
ShelfEffectiveCIK 1472343
 EFFECTDeclared effective9999999995-18-000066
2018-01-02
Sorrento Tech, Inc.
ShelfEffectiveCIK 1472343
 EFFECTDeclared effective9999999995-18-000064
2016-10-24
Roka BioScience, Inc.
ShelfEffectiveCIK 1472343
 EFFECTDeclared effective9999999995-16-006059
2016-10-07
Roka BioScience, Inc.
ShelfEffectiveCIK 1472343
 S-3Shelf registered0001472343-16-000205
2015-10-30
Roka BioScience, Inc.
ShelfEffectiveCIK 1472343
 424B5Shelf takedown0001472343-15-000114
2015-10-07
Roka BioScience, Inc.
ShelfEffectiveCIK 1472343
 EFFECTDeclared effective9999999995-15-002677
2015-09-21
Roka BioScience, Inc.
ShelfEffectiveCIK 1472343
 S-3Shelf registered0001472343-15-000099
2014-07-17
Roka BioScience, Inc.
IPOFinal prospectusCIK 1472343
 424B4Final prospectus0001193125-14-271722
2014-07-16
Roka BioScience, Inc.
IPOFinal prospectusCIK 1472343
 EFFECTDeclared effective9999999995-14-002146
2014-07-11
Roka BioScience, Inc.
IPOFinal prospectusCIK 1472343
 S-1/AAmendment0001193125-14-266639
2014-07-07
Roka BioScience, Inc.
IPOFinal prospectusCIK 1472343
 S-1/AAmendment0001193125-14-261318
2014-06-19
Roka BioScience, Inc.
IPOFinal prospectusCIK 1472343
 S-1/AAmendment0001193125-14-242205
2014-05-21
Roka BioScience, Inc.
IPOFinal prospectusCIK 1472343
 S-1Registration filed0001193125-14-208158
2014-01-23
Roka BioScience, Inc.
CIK 1472343
 DRSDraft made public0000950123-14-000461