United States · SEC EDGAR · since 4 November 2002

# Equity Capital Markets

The open ledger of global equity offerings — starting with the U.S., from SEC filings

Source: SEC EDGAR · as of 2026-11-11 06:30 UTC · latest filing day 2026-11-10

## The last seven days

 2026-11-04 – 2026-11-10

IPOs priced

0

previous 7 days: 3

First-time registrations

10

previous 7 days: 4

Registrations withdrawn

3

previous 7 days: 3

Shelf takedowns

98

previous 7 days: 69

## IPOs priced per year

 642 in 2021, the peak · 142 so far in 2026

An IPO here is a company's first registration (S-1 or F-1) with no earlier annual or quarterly report, that reached a final prospectus (424B4 or 424B1). 2003 is left out: offerings registered before 4 November 2002 fall outside the ledger, so its count would read low. The lighter 2026 bar is the year to date.

## IPO pipeline

 filed on 2026-11-10

| Company | Filing | Accession |
| --- | --- | --- |
| [Aiways Automobile Europe GmbH](https://equitycapital.markets/company/2049203) +1 co-registrant First-time registration Filed | [F-1](https://www.sec.gov/Archives/edgar/data/2049203/000121390026117945/0001213900-26-117945-index.htm) Registration filed | 0001213900-26-117945 |
| [GrowHub Ltd](https://equitycapital.markets/company/2024114) Registered company Filed | [F-1](https://www.sec.gov/Archives/edgar/data/2024114/000149315226051020/0001493152-26-051020-index.htm) Registration filed | 0001493152-26-051020 |
| [Agility Robotics, Inc.](https://equitycapital.markets/company/2074973) Registered company Filed | [S-1](https://www.sec.gov/Archives/edgar/data/2074973/000121390026118025/0001213900-26-118025-index.htm) Registration filed | 0001213900-26-118025 |
| [Agility Robotics, Inc.](https://equitycapital.markets/company/2074973) Registered company Filed | [S-1](https://www.sec.gov/Archives/edgar/data/2074973/000121390026118037/0001213900-26-118037-index.htm) Registration filed | 0001213900-26-118037 |
| [American Barrick Gold Corp](https://equitycapital.markets/company/2162540) First-time registration Filed | [S-1](https://www.sec.gov/Archives/edgar/data/2162540/000119312526455481/0001193125-26-455481-index.htm) Registration filed | 0001193125-26-455481 |
| [HYDROFARM HOLDINGS GROUP, INC.](https://equitycapital.markets/company/1695295) Registered company Filed | [S-1](https://www.sec.gov/Archives/edgar/data/1695295/000143774926036233/0001437749-26-036233-index.htm) Registration filed | 0001437749-26-036233 |
| [Anthropic, PBC](https://equitycapital.markets/company/2130357) First-time registration Amended | [S-1/A](https://www.sec.gov/Archives/edgar/data/2130357/000162828026072484/0001628280-26-072484-index.htm) Amendment | 0001628280-26-072484 |
| [Boxlight Corp](https://equitycapital.markets/company/1624512) Registered company Amended | [S-1/A](https://www.sec.gov/Archives/edgar/data/1624512/000121390026117784/0001213900-26-117784-index.htm) Amendment | 0001213900-26-117784 |
| [Cryptex Digital Market Cap ETF](https://equitycapital.markets/company/2115027) First-time registration Amended | [S-1/A](https://www.sec.gov/Archives/edgar/data/2115027/000121390026117956/0001213900-26-117956-index.htm) Amendment | 0001213900-26-117956 |
| [DataMeds AI, Inc.](https://equitycapital.markets/company/2030763) Registered company Amended | [S-1/A](https://www.sec.gov/Archives/edgar/data/2030763/000149315226050986/0001493152-26-050986-index.htm) Amendment | 0001493152-26-050986 |
| [Ionetix Corp / DE /](https://equitycapital.markets/company/2108121) Registered company Amended | [S-1/A](https://www.sec.gov/Archives/edgar/data/2108121/000121390026117736/0001213900-26-117736-index.htm) Amendment | 0001213900-26-117736 |
| [VME Companies, Inc.](https://equitycapital.markets/company/2113640) First-time registration Amended | [S-1/A](https://www.sec.gov/Archives/edgar/data/2113640/000157587226000779/0001575872-26-000779-index.htm) Amendment | 0001575872-26-000779 |

## Shelf registrations and takedowns

 filed on 2026-11-10

| Company | Filing | Accession |
| --- | --- | --- |
| [AMH Holdings (Delaware), L.P.](https://equitycapital.markets/company/1968424) +6 co-registrants Shelf Effective | [424B5](https://www.sec.gov/Archives/edgar/data/1968424/000119312526455504/0001193125-26-455504-index.htm) Shelf takedown | 0001193125-26-455504 |
| [Aptera Motors Corp](https://equitycapital.markets/company/1786471) Shelf Effective | [424B5](https://www.sec.gov/Archives/edgar/data/1786471/000149315226051029/0001493152-26-051029-index.htm) Shelf takedown | 0001493152-26-051029 |
| [EMERSON ELECTRIC CO](https://equitycapital.markets/company/32604) Shelf Effective | [424B5](https://www.sec.gov/Archives/edgar/data/32604/000114036126042860/0001140361-26-042860-index.htm) Shelf takedown | 0001140361-26-042860 |
| [Enlight Renewable Energy Ltd.](https://equitycapital.markets/company/1922641) | [424B5](https://www.sec.gov/Archives/edgar/data/1922641/000117891326005130/0001178913-26-005130-index.htm) Shelf takedown | 0001178913-26-005130 |
| [HECLA MINING CO/DE/](https://equitycapital.markets/company/719413) Shelf Effective | [424B5](https://www.sec.gov/Archives/edgar/data/719413/000119312526455739/0001193125-26-455739-index.htm) Shelf takedown | 0001193125-26-455739 |
| [JIADE Ltd](https://equitycapital.markets/company/1976908) Shelf Effective | [424B5](https://www.sec.gov/Archives/edgar/data/1976908/000110465926124977/0001104659-26-124977-index.htm) Shelf takedown | 0001104659-26-124977 |
| [Lichen International Ltd](https://equitycapital.markets/company/1876766) Shelf Effective | [424B5](https://www.sec.gov/Archives/edgar/data/1876766/000118518526005284/0001185185-26-005284-index.htm) Shelf takedown | 0001185185-26-005284 |
| [NOVARTIS AG](https://equitycapital.markets/company/1114448) +1 co-registrant | [424B5](https://www.sec.gov/Archives/edgar/data/1114448/000110465926125262/0001104659-26-125262-index.htm) Shelf takedown | 0001104659-26-125262 |
| [National Healthcare Properties, Inc.](https://equitycapital.markets/company/1561032) Shelf Effective | [424B5](https://www.sec.gov/Archives/edgar/data/1561032/000114036126043057/0001140361-26-043057-index.htm) Shelf takedown | 0001140361-26-043057 |
| [Neuronetics, Inc.](https://equitycapital.markets/company/1227636) Shelf Effective | [424B5](https://www.sec.gov/Archives/edgar/data/1227636/000119312526455694/0001193125-26-455694-index.htm) Shelf takedown | 0001193125-26-455694 |
| [PACIFIC BIOSCIENCES OF CALIFORNIA, INC.](https://equitycapital.markets/company/1299130) Shelf Effective | [424B5](https://www.sec.gov/Archives/edgar/data/1299130/000110465926125153/0001104659-26-125153-index.htm) Shelf takedown | 0001104659-26-125153 |
| [PepGen Inc.](https://equitycapital.markets/company/1835597) Shelf Effective | [424B5](https://www.sec.gov/Archives/edgar/data/1835597/000119312526455711/0001193125-26-455711-index.htm) Shelf takedown | 0001193125-26-455711 |
| [Prime Medicine, Inc.](https://equitycapital.markets/company/1894562) Shelf Effective | [424B5](https://www.sec.gov/Archives/edgar/data/1894562/000162828026072802/0001628280-26-072802-index.htm) Shelf takedown | 0001628280-26-072802 |
| [QUALCOMM INC/DE](https://equitycapital.markets/company/804328) Shelf Effective | [424B5](https://www.sec.gov/Archives/edgar/data/804328/000110465926125254/0001104659-26-125254-index.htm) Shelf takedown | 0001104659-26-125254 |
| [Saba Capital Income & Opportunities Fund](https://equitycapital.markets/company/826020) | [424B5](https://www.sec.gov/Archives/edgar/data/826020/000121390026117970/0001213900-26-117970-index.htm) Shelf takedown | 0001213900-26-117970 |
| [SmartStop Self Storage REIT, Inc.](https://equitycapital.markets/company/1585389) Shelf Effective | [424B5](https://www.sec.gov/Archives/edgar/data/1585389/000119312526455475/0001193125-26-455475-index.htm) Shelf takedown | 0001193125-26-455475 |
| [WORLD OMNI AUTO RECEIVABLES LLC](https://equitycapital.markets/company/1083199) +1 co-registrant | [424B5](https://www.sec.gov/Archives/edgar/data/1083199/000110465926125306/0001104659-26-125306-index.htm) Shelf takedown | 0001104659-26-125306 |
| [IM Cannabis Corp.](https://equitycapital.markets/company/1792030) Shelf Filed | [F-3](https://www.sec.gov/Archives/edgar/data/1792030/000117891326005120/0001178913-26-005120-index.htm) Shelf registered | 0001178913-26-005120 |
| [ADC Therapeutics SA](https://equitycapital.markets/company/1771910) Shelf Filed | [S-3](https://www.sec.gov/Archives/edgar/data/1771910/000095010326017177/0000950103-26-017177-index.htm) Shelf registered | 0000950103-26-017177 |
| [Atara Biotherapeutics, Inc.](https://equitycapital.markets/company/1604464) Shelf Filed | [S-3](https://www.sec.gov/Archives/edgar/data/1604464/000110465926125314/0001104659-26-125314-index.htm) Shelf registered | 0001104659-26-125314 |
| [Atlanticus Holdings Corp](https://equitycapital.markets/company/1464343) Shelf Filed | [S-3](https://www.sec.gov/Archives/edgar/data/1464343/000143774926036237/0001437749-26-036237-index.htm) Shelf registered | 0001437749-26-036237 |
| [EXAGEN INC.](https://equitycapital.markets/company/1274737) Shelf Filed | [S-3](https://www.sec.gov/Archives/edgar/data/1274737/000119312526454588/0001193125-26-454588-index.htm) Shelf registered | 0001193125-26-454588 |
| [Ovid Therapeutics Inc.](https://equitycapital.markets/company/1636651) Shelf Filed | [S-3](https://www.sec.gov/Archives/edgar/data/1636651/000119312526454506/0001193125-26-454506-index.htm) Shelf registered | 0001193125-26-454506 |
| [TELA Bio, Inc.](https://equitycapital.markets/company/1561921) Shelf Filed | [S-3](https://www.sec.gov/Archives/edgar/data/1561921/000110465926125285/0001104659-26-125285-index.htm) Shelf registered | 0001104659-26-125285 |
| [Trilogy Metals Inc.](https://equitycapital.markets/company/1543418) Shelf Filed | [S-3](https://www.sec.gov/Archives/edgar/data/1543418/000110465926124701/0001104659-26-124701-index.htm) Shelf registered | 0001104659-26-124701 |
| [Velocity Financial, Inc.](https://equitycapital.markets/company/1692376) Shelf Filed | [S-3](https://www.sec.gov/Archives/edgar/data/1692376/000119312526455443/0001193125-26-455443-index.htm) Shelf registered | 0001193125-26-455443 |
| [Westrock Coffee Co](https://equitycapital.markets/company/1806347) Shelf Filed | [S-3](https://www.sec.gov/Archives/edgar/data/1806347/000110465926124816/0001104659-26-124816-index.htm) Shelf registered | 0001104659-26-124816 |
| [AMETEK INC/](https://equitycapital.markets/company/1037868) Shelf Effective | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1037868/000110465926125203/0001104659-26-125203-index.htm) Shelf registered | 0001104659-26-125203 |
| [ARCH CAPITAL GROUP LTD.](https://equitycapital.markets/company/947484) +2 co-registrants Shelf Effective | [S-3ASR](https://www.sec.gov/Archives/edgar/data/947484/000094748426000178/0000947484-26-000178-index.htm) Shelf registered | 0000947484-26-000178 |
| [Kura Oncology, Inc.](https://equitycapital.markets/company/1422143) Shelf Effective | [S-3ASR](https://www.sec.gov/Archives/edgar/data/1422143/000119312526455759/0001193125-26-455759-index.htm) Shelf registered | 0001193125-26-455759 |
| [SOUTHERN CO](https://equitycapital.markets/company/92122) Shelf Effective | [S-3ASR](https://www.sec.gov/Archives/edgar/data/92122/000009212226000074/0000092122-26-000074-index.htm) Shelf registered | 0000092122-26-000074 |

Also on 2026-11-10: 0 registration statements declared effective by the SEC —
[see the notices](https://equitycapital.markets/filings?form=EFFECT&from=2026-11-10&to=2026-11-10). Effectiveness notices cover every kind of registration, not only share offerings.

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Source page: https://equitycapital.markets/ · Data: U.S. SEC EDGAR · CC BY 4.0
