Equity Capital Markets

Company · CIK 1368007

NYSE Euronext

Source: SEC EDGAR · as of 2026-10-27 06:30 UTC · latest filing day 2026-10-26

CIK1368007 (SEC EDGAR)
Industry (SIC)6200 — Security & Commodity Brokers, Dealers, Exchanges & Services
Incorporated inDE
Business addressNY
Listedno ticker on SEC record today
First annual or quarterly report2007-03-22

Offerings

2 registrations
RegistrationLabel and statusFirst filedLast eventFilings
333-174274
ShelfEffective
 2011-05-172012-10-012
333-150991
ShelfEffective
 2008-05-162008-05-192

Filings

6
FiledFilingRegistrationAccession
2012-10-01424B5Shelf takedown 333-1742740001193125-12-410159
2011-05-17S-3ASRShelf registered 333-1742740001193125-11-142926
2008-05-19424B5Shelf takedown 333-1509910001193125-08-117788
2008-05-16S-3ASRShelf registered 333-1509910001193125-08-117509
2008-05-08EFFECTDeclared effective 333-1494809999999995-08-001496
2006-11-27EFFECTDeclared effective 333-1375069999999995-06-002456

All filings of this company · CSV