Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-10-27 06:30 UTC · latest filing day 2026-10-26

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FiledCompanyFilingAccession
2026-06-02
Cohen & Co Inc.
ShelfEffectiveCIK 1270436
 EFFECTDeclared effective9999999995-26-001852
2026-05-18
Cohen & Co Inc.
ShelfEffectiveCIK 1270436
 S-3Shelf registered0001104659-26-063252
2026-02-20
Cohen & Co Inc.
ShelfEffectiveCIK 1270436
 424B5Shelf takedown0001104659-26-018157
2024-05-06
Cohen & Co Inc.
ShelfEffectiveCIK 1270436
 EFFECTDeclared effective9999999995-24-001386
2023-10-26
Cohen & Co Inc.
ShelfEffectiveCIK 1270436
 S-3Shelf registered0001104659-23-111761
2023-10-05
Cohen & Co Inc.
ShelfEffectiveCIK 1270436
 424B5Shelf takedown0001104659-23-107224
2021-03-08
Cohen & Co Inc.
ShelfEffectiveCIK 1270436
 424B5Shelf takedown0001104659-21-033012
2020-12-02
Cohen & Co Inc.
ShelfEffectiveCIK 1270436
 424B5Shelf takedown0001104659-20-131203
2020-11-10
Cohen & Co Inc.
ShelfEffectiveCIK 1270436
 EFFECTDeclared effective9999999995-20-003128
2020-10-23
Cohen & Co Inc.
ShelfEffectiveCIK 1270436
 S-3Shelf registered0001104659-20-117743
2014-05-14
INSTITUTIONAL FINANCIAL MARKETS, INC.
ShelfEffectiveCIK 1270436
 EFFECTDeclared effective9999999995-14-001463
2014-02-14
INSTITUTIONAL FINANCIAL MARKETS, INC.
ShelfEffectiveCIK 1270436
 S-3Shelf registered0001193125-14-055210
2014-01-27
INSTITUTIONAL FINANCIAL MARKETS, INC.
ShelfEffectiveCIK 1270436
 EFFECTDeclared effective9999999995-14-000212
2013-10-24
INSTITUTIONAL FINANCIAL MARKETS, INC.
ShelfEffectiveCIK 1270436
 S-3Shelf registered0001193125-13-410042
2011-04-28
INSTITUTIONAL FINANCIAL MARKETS, INC.
ShelfEffectiveCIK 1270436
 EFFECTDeclared effective9999999995-11-001214
2011-02-11
INSTITUTIONAL FINANCIAL MARKETS, INC.
ShelfEffectiveCIK 1270436
 S-3Shelf registered0001193125-11-032620
2010-05-24
COHEN & Co INC.
ShelfEffectiveCIK 1270436
 EFFECTDeclared effective9999999995-10-001600
2010-04-29
COHEN & Co INC.
ShelfEffectiveCIK 1270436
 S-3Shelf registered0001193125-10-099435
2009-11-04
ALESCO FINANCIAL INC
CIK 1270436
 EFFECTDeclared effective9999999995-09-003039
2007-10-05
ALESCO FINANCIAL INC
ShelfEffectiveCIK 1270436
 EFFECTDeclared effective9999999995-07-003964
2007-08-13
ALESCO FINANCIAL INC
ShelfEffectiveCIK 1270436
 S-3Shelf registered0001193125-07-180912
2007-06-20
ALESCO FINANCIAL INC
ShelfEffectiveCIK 1270436
 424B5Shelf takedown0001193125-07-139217
2006-11-21
ALESCO FINANCIAL INC
ShelfEffectiveCIK 1270436
 424B5Shelf takedown0001193125-06-240101
2006-11-03
ALESCO FINANCIAL INC
ShelfEffectiveCIK 1270436
 EFFECTDeclared effective9999999995-06-002178
2006-10-20
ALESCO FINANCIAL INC
ShelfEffectiveCIK 1270436
 S-3Shelf registered0001193125-06-212079
2006-10-05
SUNSET FINANCIAL RESOURCES INC
ShelfEffectiveCIK 1270436
 EFFECTDeclared effective9999999995-06-001796
2006-09-08
SUNSET FINANCIAL RESOURCES INC
ShelfEffectiveCIK 1270436
 S-3Shelf registered0001193125-06-187978
2006-09-05
SUNSET FINANCIAL RESOURCES INC
CIK 1270436
 RWWithdrawn0001193125-06-185185
2005-04-08
SUNSET FINANCIAL RESOURCES INC
ShelfDormantCIK 1270436
 S-3Shelf registered0001193125-05-072972
2004-03-18
SUNSET FINANCIAL RESOURCES INC
CIK 1270436
 424B4Final prospectus0000950134-04-003681