Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-10-31 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2014-11-18
HARTFORD LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN
CIK 1084147
 RWWithdrawn0001104659-14-081539
2014-11-17
PALATIN TECHNOLOGIES INC
Registered companyWithdrawnCIK 911216
 RWWithdrawn0001354488-14-005853
2014-11-14
CALMARE THERAPEUTICS Inc
Registered companyWithdrawnCIK 102198
 RWWithdrawn0001144204-14-067937
2014-11-13
DermTech, Inc.
First-time registrationWithdrawnCIK 1518913
 RWWithdrawn0001193125-14-411359
2014-11-13
NORTH BAY RESOURCES INC
Registered companyWithdrawnCIK 1450524
 RWWithdrawn0001185185-14-003027
2014-11-12
IMC Holdings, Inc.
First-time registrationWithdrawnCIK 1587063
 RWWithdrawn0001477932-14-005958
2014-11-12
TIPTREE FINANCIAL INC.
ShelfWithdrawnCIK 1393726
 RWWithdrawn0001393726-14-000066
2014-11-12
New Forest Oil Inc.
CIK 1607956
 RWWithdrawn0001193125-14-409461
2014-11-12
TransFirst Inc.
First-time registrationWithdrawnCIK 1614508
 RWWithdrawn0001193125-14-408175
2014-11-12
NORTH BAY RESOURCES INC
Registered companyWithdrawnCIK 1450524
 RWWithdrawn0001185185-14-002989
2014-11-12
NW18 HSN HOLDINGS PLC
First-time registrationWithdrawnCIK 1557408
 RWWithdrawn0001140361-14-041194
2014-11-07
Growblox Sciences, Inc.
ShelfWithdrawnCIK 1165320
 RWWithdrawn0000939798-14-000093
2014-11-05
Medbox, Inc.
Registered companyWithdrawnCIK 1547996
 RWWithdrawn0001185185-14-002907
2014-11-03
ChiquitaFyffes Ltd
CIK 1605944
 RWWithdrawn0001144204-14-064631
2014-10-31
Virobay Inc
First-time registrationWithdrawnCIK 1374261
 RWWithdrawn0001193125-14-392170
2014-10-31
Reval Holdings Inc
First-time registrationWithdrawnCIK 1407285
 RWWithdrawn0001193125-14-392161
2014-10-30
SGWONE, Inc.
First-time registrationWithdrawnCIK 1597462
 RWWithdrawn0001551163-14-000302
2014-10-29
Rhythm Holding Company, LLC
First-time registrationWithdrawnCIK 1581617
 RWWithdrawn0001104659-14-074862
2014-10-28
ARMADA WATER ASSETS INC
First-time registrationWithdrawnCIK 1568996
 RWWithdrawn0001144204-14-063263
2014-10-28
GDC Technology Ltd
First-time registrationWithdrawnCIK 1564601
 RWWithdrawn0001104659-14-074219
2014-10-24
Petron Energy II, Inc.
First-time registrationWithdrawnCIK 1467434
 RWWithdrawn0001607062-14-000151
2014-10-24
Angion Biomedica Corp.
First-time registrationWithdrawnCIK 1601485
 RWWithdrawn0001571049-14-005404
2014-10-24
CHESAPEAKE OILFIELD SERVICES INC
First-time registrationWithdrawnCIK 1547038
 RWWithdrawn0001193125-14-381023
2014-10-24
City Ventures, Inc.
First-time registrationWithdrawnCIK 1575878
 RWWithdrawn0001104659-14-073702
2014-10-23
AbbVie Private Ltd
CIK 1616675
 RWWithdrawn0001104659-14-073439
2014-10-20
Viamet Pharmaceuticals Holdings LLC
First-time registrationWithdrawnCIK 1538928
 RWWithdrawn0001193125-14-376418
2014-10-20
VOYA RETIREMENT INSURANCE & ANNUITY Co
Registered companyWithdrawnCIK 837010
 RWWithdrawn0000837010-14-000148
2014-10-20
VOYA RETIREMENT INSURANCE & ANNUITY Co
ShelfWithdrawnCIK 837010
 RWWithdrawn0000837010-14-000147
2014-10-17
North American Oil & Gas Corp.
Registered companyWithdrawnCIK 1515635
 RWWithdrawn0001477932-14-005470
2014-10-17
NuZee, Inc.
Registered companyWithdrawnCIK 1527613
 RWWithdrawn0001294606-14-000218
2014-10-17
SIMPLE PRODUCTS CORP
First-time registrationWithdrawnCIK 1549796
 RWWithdrawn0001078782-14-001865
2014-10-16
Ellington Residential Mortgage REIT
CIK 1560672
 RWWithdrawn0001560672-14-000046
2014-10-16
Dance Biopharm, Inc.
First-time registrationWithdrawnCIK 1596126
 RWWithdrawn0001193125-14-372907
2014-10-16
Kallo Inc.
Registered companyWithdrawnCIK 1389034
 RWWithdrawn0001002014-14-000564
2014-10-15
Natfresh Beverages Corp.
First-time registrationWithdrawnCIK 1562788
 RWWithdrawn0001517126-14-000327
2014-10-15
QLT INC/BC
CIK 827809
 RWWithdrawn0001193125-14-372469
2014-10-14
AUSCRETE Corp
Registered companyWithdrawnCIK 1492091
 RWWithdrawn0001492091-14-000020
2014-10-14
PROSPECT CAPITAL CORP
CIK 1287032
 RWWithdrawn0001287032-14-000165
2014-10-10
INERGETICS INC
Registered companyWithdrawnCIK 72170
 RWWithdrawn0001144204-14-060591
2014-10-10
Eventure Interactive, Inc.
Registered companyWithdrawnCIK 1509351
 RWWithdrawn0001144204-14-060553
2014-10-07
Carrasquillo Dennis
CIK 1583953
 RWWithdrawn0001583953-14-000003
2014-10-07
SIONIX CORP
Registered companyWithdrawnCIK 764667
 RWWithdrawn0001213900-14-007122
2014-10-07
Omagine, Inc.
Registered companyWithdrawnCIK 820600
 RWWithdrawn0001013762-14-001175
2014-10-06
JOHN HANCOCK MUNICIPAL SECURITIES TRUST
CIK 857769
 RWWithdrawn0000898432-14-001146
2014-10-02
Lattice Strategies LLC
CIK 1540945
 RWWithdrawn0001193125-14-361977
2014-10-01
Carrasquillo Dennis
CIK 1583953
 RWWithdrawn0001583953-14-000002
2014-10-01
MONEY MARKET OBLIGATIONS TRUST
CIK 856517
 RWWithdrawn0001318148-14-001687
2014-10-01
PURE BIOSCIENCE, INC.
Registered companyWithdrawnCIK 1006028
 RWWithdrawn0001193125-14-360895
2014-09-30
THL Credit Secured Floating Rate Debt, Ltd.
CIK 1581012
 RWWithdrawn0001193125-14-359102
2014-09-30
CENTRUS ENERGY CORP
ShelfWithdrawnCIK 1065059
 RWWithdrawn0001193125-14-358631
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