Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-03 06:30 UTC · latest filing day 2026-11-02

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FiledCompanyFilingAccession
2020-05-22
Uppercut Brands, Inc.
Registered companyEffectiveCIK 1514183
 S-1Registration filed0001213900-20-013344
2020-05-22
Royalty Pharma plc
IPOFinal prospectusCIK 1802768
 S-1Registration filed0001193125-20-150246
2020-05-22
Vaxcyte, Inc.
IPOFinal prospectusCIK 1649094
 S-1Registration filed0001193125-20-150234
2020-05-22
Avidity Biosciences, Inc.
IPOFinal prospectusCIK 1599901
 S-1Registration filed0001193125-20-150102
2020-05-22
Generation Bio Co.
IPOFinal prospectusCIK 1733294
 S-1Registration filed0001193125-20-150059
2020-05-22
INVIVO THERAPEUTICS HOLDINGS CORP.
Registered companyEffectiveCIK 1292519
 S-1Registration filed0001047469-20-003187
2020-05-21
DOCUMENT SECURITY SYSTEMS INC
Registered companyEffectiveCIK 771999
 S-1Registration filed0001493152-20-009658
2020-05-21
Gevo, Inc.
Registered companyFinal prospectusCIK 1392380
 S-1Registration filed0001437749-20-011488
2020-05-21
Quantum Computing Inc.
Registered companyEffectiveCIK 1758009
 S-1Registration filed0001213900-20-013249
2020-05-21
Hudson Executive Investment Corp.
IPOFinal prospectusCIK 1803901
 S-1Registration filed0001193125-20-148821
2020-05-20
Sphere 3D Corp
Registered companyFinal prospectusCIK 1591956
 S-1Registration filed0001213900-20-013116
2020-05-20
Jerrick Media Holdings, Inc.
Registered companyFinal prospectusCIK 1357671
 S-1Registration filed0001213900-20-013044
2020-05-19
ARYA Sciences Acquisition Corp II
IPOFinal prospectusCIK 1805387
 S-1Registration filed0001140361-20-011893
2020-05-18
Fastly, Inc.
Registered companyFinal prospectusCIK 1517413
 S-1Registration filed0001628280-20-007961
2020-05-18
Vroom, Inc.
IPOFinal prospectusCIK 1580864
 S-1Registration filed0001193125-20-145219
2020-05-18
TRANSENTERIX, INC.
Registered companyEffectiveCIK 876378
 S-1Registration filed0001193125-20-145069
2020-05-18
Avantor, Inc.
Registered companyFinal prospectusCIK 1722482
 S-1Registration filed0001193125-20-145043
2020-05-18
Applied Molecular Transport Inc.
IPOFinal prospectusCIK 1801777
 S-1Registration filed0001193125-20-145011
2020-05-15
FARMHOUSE, INC. /NV
First-time registrationEffectiveCIK 1811999
 S-1Registration filed0001551163-20-000050
2020-05-15
NovaBay Pharmaceuticals, Inc.
Registered companyEffectiveCIK 1389545
 S-1Registration filed0001437749-20-011044
2020-05-15
Shift4 Payments, Inc.
IPOFinal prospectusCIK 1794669
 S-1Registration filed0001193125-20-144049
2020-05-15
Zomedica Pharmaceuticals Corp.
Registered companyFinal prospectusCIK 1684144
 S-1Registration filed0001171843-20-003777
2020-05-15
United States 12 Month Oil Fund, LP
Registered companyEffectiveCIK 1405528
 S-1Registration filed0001171200-20-000352
2020-05-15
Mountain Crest Acquisition Corp.
IPOFinal prospectusCIK 1803914
 S-1Registration filed0001104659-20-062770
2020-05-15
Brickell Biotech, Inc.
Registered companyFinal prospectusCIK 819050
 S-1Registration filed0000819050-20-000119
2020-05-13
Propanc Biopharma, Inc.
Registered companyEffectiveCIK 1517681
 S-1Registration filed0001493152-20-008544
2020-05-13
InspireMD, Inc.
Registered companyFinal prospectusCIK 1433607
 S-1Registration filed0001493152-20-008538
2020-05-12
Phio Pharmaceuticals Corp.
Registered companyEffectiveCIK 1533040
 S-1Registration filed0001683168-20-001524
2020-05-12
AMYRIS, INC.
Registered companyEffectiveCIK 1365916
 S-1Registration filed0001365916-20-000079
2020-05-12
GRID DYNAMICS HOLDINGS, INC.
Registered companyEffectiveCIK 1743725
 S-1Registration filed0001213900-20-011845
2020-05-12
Coro Global Inc.
Registered companyWithdrawnCIK 842013
 S-1Registration filed0001213900-20-011744
2020-05-12
Oyster Point Pharma, Inc.
Registered companyFinal prospectusCIK 1720725
 S-1Registration filed0001193125-20-140387
2020-05-12
Acer Therapeutics Inc.
Registered companyEffectiveCIK 1069308
 S-1Registration filed0001193125-20-140384
2020-05-11
Kiromic Biopharma, Inc.
IPOFinal prospectusCIK 1792581
 S-1Registration filed0001193125-20-138735
2020-05-11
PLIANT THERAPEUTICS, INC.
IPOFinal prospectusCIK 1746473
 S-1Registration filed0001193125-20-137876
2020-05-11
Axcella Health Inc.
Registered companyFinal prospectusCIK 1633070
 S-1Registration filed0001047469-20-002985
2020-05-11
Ping Identity Holding Corp.
Registered companyFinal prospectusCIK 1679826
 S-1Registration filed0001047469-20-002982
2020-05-08
Dynamic Shares Trust
First-time registrationEffectiveCIK 1771951
 S-1Registration filed0001493152-20-008026
2020-05-08
Pharmagreen Biotech Inc.
Registered companyWithdrawnCIK 1435181
 S-1Registration filed0001273511-20-000073
2020-05-08
Foley Trasimene Acquisition Corp.
IPOFinal prospectusCIK 1809104
 S-1Registration filed0001104659-20-058905
2020-05-08
Cellectar Biosciences, Inc.
Registered companyFinal prospectusCIK 1279704
 S-1Registration filed0001104659-20-058896
2020-05-06
DIGITAL ALLY INC
Registered companyEffectiveCIK 1342958
 S-1Registration filed0001493152-20-007810
2020-05-06
DraftKings Inc.
Registered companyEffectiveCIK 1772757
 S-1Registration filed0001104659-20-057533
2020-05-04
DermTech, Inc.
Registered companyEffectiveCIK 1651944
 S-1Registration filed0001564590-20-020848
2020-05-04
Kaleyra, Inc.
Registered companyEffectiveCIK 1719489
 S-1Registration filed0001193125-20-132453
2020-05-01
EQUITABLE MINERAL & DEVELOPMENT, INC.
First-time registrationEffectiveCIK 1811017
 S-1Registration filed0001811017-20-000001
2020-05-01
Virgin Galactic Holdings, Inc
Registered companyEffectiveCIK 1706946
 S-1Registration filed0001628280-20-006137
2020-05-01
Dare Bioscience, Inc.
Registered companyEffectiveCIK 1401914
 S-1Registration filed0001401914-20-000060
2020-05-01
VerifyMe, Inc.
Registered companyEffectiveCIK 1104038
 S-1Registration filed0001214659-20-003959
2020-05-01
Allied Esports Entertainment, Inc.
Registered companyFinal prospectusCIK 1708341
 S-1Registration filed0001213900-20-010805
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