Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-03 06:30 UTC · latest filing day 2026-11-02

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FiledCompanyFilingAccession
2020-04-09
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA
First-time registrationEffectiveCIK 72499
 S-1Registration filed0000072499-20-000032
2020-04-08
HYGGE INTEGRATED BRANDS CORP.
First-time registrationEffectiveCIK 1803284
 S-1Registration filed0001803284-20-000003
2020-04-08
Toughbuilt Industries, Inc
Registered companyFinal prospectusCIK 1668370
 S-1Registration filed0001493152-20-006069
2020-04-08
Avinger Inc
Registered companyFinal prospectusCIK 1506928
 S-1Registration filed0001437749-20-007280
2020-04-08
Outlook Therapeutics, Inc.
Registered companyEffectiveCIK 1649989
 S-1Registration filed0001104659-20-044699
2020-04-07
Elvictor Group, Inc.
Registered companyEffectiveCIK 1741489
 S-1Registration filed0001520138-20-000151
2020-04-07
Cortexyme, Inc.
Registered companyEffectiveCIK 1662774
 S-1Registration filed0001193125-20-100556
2020-04-06
Jaguar Health, Inc.
Registered companyEffectiveCIK 1585608
 S-1Registration filed0001104659-20-043832
2020-04-06
Arconic Corp
Registered companyEffectiveCIK 1790982
 S-1Registration filed0001104659-20-043327
2020-04-03
Hoth Therapeutics, Inc.
Registered companyEffectiveCIK 1711786
 S-1Registration filed0001213900-20-008546
2020-04-03
SenesTech, Inc.
Registered companyDormantCIK 1680378
 S-1Registration filed0001213900-20-008507
2020-04-03
Brickell Biotech, Inc.
Registered companyEffectiveCIK 819050
 S-1Registration filed0000819050-20-000059
2020-04-01
Summit Wireless Technologies, Inc.
Registered companyFinal prospectusCIK 1682149
 S-1Registration filed0001104659-20-041414
2020-03-31
VistaGen Therapeutics, Inc.
Registered companyEffectiveCIK 1411685
 S-1Registration filed0001654954-20-003617
2020-03-31
Harbor Custom Development, Inc.
IPOFinal prospectusCIK 1784567
 S-1Registration filed0001493152-20-005472
2020-03-30
Equillium, Inc.
Registered companyEffectiveCIK 1746466
 S-1Registration filed0001564590-20-014306
2020-03-30
ScoutCam Inc.
Registered companyEffectiveCIK 1577445
 S-1Registration filed0001493152-20-005149
2020-03-30
GWG LIFE, LLC
IPOFinal prospectusCIK 1456381
 S-1Registration filed0001213900-20-007787
2020-03-30
GWG Holdings, Inc.
Registered companyFinal prospectusCIK 1522690
 S-1Registration filed0001213900-20-007787
2020-03-30
NATIONWIDE LIFE INS CO
First-time registrationEffectiveCIK 1127203
 S-1Registration filed0001193125-20-090810
2020-03-30
NATIONWIDE LIFE INSURANCE CO
Registered companyEffectiveCIK 205695
 S-1Registration filed0001193125-20-090805
2020-03-30
ShiftPixy, Inc.
Registered companyFinal prospectusCIK 1675634
 S-1Registration filed0001104659-20-039721
2020-03-27
YIELD10 BIOSCIENCE, INC.
Registered companyFinal prospectusCIK 1121702
 S-1Registration filed0001121702-20-000024
2020-03-27
Precipio, Inc.
Registered companyEffectiveCIK 1043961
 S-1Registration filed0001104659-20-039620
2020-03-25
ALTA EQUIPMENT GROUP INC.
Registered companyEffectiveCIK 1759824
 S-1Registration filed0001213900-20-007391
2020-03-25
Novus Therapeutics, Inc.
Registered companyEffectiveCIK 1404281
 S-1Registration filed0001193125-20-085060
2020-03-24
SIMPLICITY ESPORTS & GAMING Co
Registered companyEffectiveCIK 1708410
 S-1Registration filed0001493152-20-004612
2020-03-23
United States Gasoline Fund, LP
Registered companyEffectiveCIK 1396878
 S-1Registration filed0001171200-20-000148
2020-03-20
MARRONE BIO INNOVATIONS INC
Registered companyEffectiveCIK 1441693
 S-1Registration filed0001493152-20-004468
2020-03-20
Iterum Therapeutics plc
Registered companyFinal prospectusCIK 1659323
 S-1Registration filed0001193125-20-080783
2020-03-20
Iterum Therapeutics US Ltd
IPOFinal prospectusCIK 1800794
 S-1Registration filed0001193125-20-080783
2020-03-20
Iterum Therapeutics US Holding Ltd
IPOFinal prospectusCIK 1800799
 S-1Registration filed0001193125-20-080783
2020-03-20
Iterum Therapeutics International Ltd
IPOFinal prospectusCIK 1800801
 S-1Registration filed0001193125-20-080783
2020-03-20
Iterum Therapeutics Bermuda Ltd
IPOFinal prospectusCIK 1800802
 S-1Registration filed0001193125-20-080783
2020-03-19
4Less Group, Inc.
Registered companyWithdrawnCIK 1438901
 S-1Registration filed0001161697-20-000124
2020-03-18
Deep Green Waste & Recycling, Inc.
First-time registrationEffectiveCIK 1637866
 S-1Registration filed0001493152-20-004219
2020-03-17
Teucrium Commodity Trust
Registered companyEffectiveCIK 1471824
 S-1Registration filed0001654954-20-002767
2020-03-17
Sustainable Opportunities Acquisition Corp.
IPOFinal prospectusCIK 1798562
 S-1Registration filed0001213900-20-006690
2020-03-16
Keros Therapeutics, Inc.
IPOFinal prospectusCIK 1664710
 S-1Registration filed0001193125-20-074978
2020-03-13
BODY & MIND INC.
Registered companyEffectiveCIK 1715611
 S-1Registration filed0001640334-20-000493
2020-03-13
Brilliant Acquisition Corp
IPOFinal prospectusCIK 1787518
 S-1Registration filed0001213900-20-006275
2020-03-13
United States Commodity Index Funds Trust
Registered companyEffectiveCIK 1479247
 S-1Registration filed0001171200-20-000131
2020-03-13
Carrier Global Corp
First-time registrationEffectiveCIK 1783180
 S-1Registration filed0001140361-20-005750
2020-03-13
Cyclacel Pharmaceuticals, Inc.
Registered companyFinal prospectusCIK 1130166
 S-1Registration filed0001104659-20-033221
2020-03-12
Stark Focus Group, Inc.
First-time registrationEffectiveCIK 1794942
 S-1Registration filed0001640334-20-000480
2020-03-12
TIAA REAL ESTATE ACCOUNT
Registered companyEffectiveCIK 946155
 S-1Registration filed0001628280-20-003485
2020-03-11
BOOMER HOLDINGS, INC.
Registered companyFinal prospectusCIK 1678746
 S-1Registration filed0001721868-20-000130
2020-03-11
Blue State Corp.
First-time registrationEffectiveCIK 1806013
 S-1Registration filed0001594062-20-000015
2020-03-11
Dakota Coin Authority
First-time registrationWithdrawnCIK 1806067
 S-1Registration filed0001477932-20-001251
2020-03-11
Bionano Genomics, Inc
Registered companyFinal prospectusCIK 1411690
 S-1Registration filed0001140361-20-005425
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