Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-04 06:30 UTC · latest filing day 2026-11-03

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FiledCompanyFilingAccession
2019-06-21
Inmune Bio, Inc.
Registered companyEffectiveCIK 1711754
 S-1Registration filed0001640334-19-001189
2019-06-21
OBALON THERAPEUTICS INC
Registered companyFinal prospectusCIK 1427570
 S-1Registration filed0001427570-19-000065
2019-06-21
Medallia, Inc.
IPOFinal prospectusCIK 1540184
 S-1Registration filed0001193125-19-178931
2019-06-21
Phreesia, Inc.
IPOFinal prospectusCIK 1412408
 S-1Registration filed0001193125-19-178862
2019-06-21
Mirum Pharmaceuticals, Inc.
IPOFinal prospectusCIK 1759425
 S-1Registration filed0001193125-19-178671
2019-06-21
Neuralstem, Inc.
Registered companyFinal prospectusCIK 1357459
 S-1Registration filed0001171843-19-004112
2019-06-21
SC Health Corp
SPACFinal prospectusCIK 1764301
 S-1Registration filed0001140361-19-011334
2019-06-21
Fulcrum Therapeutics, Inc.
IPOFinal prospectusCIK 1680581
 S-1Registration filed0001047469-19-003793
2019-06-20
Lucent, Inc.
SPACEffectiveCIK 1778343
 S-1Registration filed0001393905-19-000210
2019-06-19
Tonix Pharmaceuticals Holding Corp.
Registered companyFinal prospectusCIK 1430306
 S-1Registration filed0001387131-19-004490
2019-06-19
Tuscan Holdings Corp. II
SPACFinal prospectusCIK 1773087
 S-1Registration filed0001213900-19-011038
2019-06-18
SANUWAVE Health, Inc.
Registered companyEffectiveCIK 1417663
 S-1Registration filed0001654954-19-007414
2019-06-18
LMP Automotive Holdings Inc.
IPOFinal prospectusCIK 1731727
 S-1Registration filed0001213900-19-010911
2019-06-18
Scopus Biopharma Inc.
First-time registrationWithdrawnCIK 1772028
 S-1Registration filed0001144204-19-031346
2019-06-17
SoCal Harvest, Inc.
First-time registrationEffectiveCIK 1729751
 S-1Registration filed0001520138-19-000197
2019-06-17
Adynxx, Inc.
Registered companyWithdrawnCIK 1054274
 S-1Registration filed0001144204-19-031211
2019-06-14
Twin River Worldwide Holdings, Inc.
Registered companyWithdrawnCIK 1747079
 S-1Registration filed0001144204-19-030901
2019-06-13
Incumaker, Inc.
First-time registrationWithdrawnCIK 1760233
 S-1Registration filed0001144204-19-030811
2019-06-12
Jaguar Health, Inc.
Registered companyEffectiveCIK 1585608
 S-1Registration filed0001047469-19-003596
2019-06-12
Jaguar Health, Inc.
Registered companyEffectiveCIK 1585608
 S-1Registration filed0001047469-19-003594
2019-06-11
WESTWATER RESOURCES, INC.
Registered companyEffectiveCIK 839470
 S-1Registration filed0001410578-19-000423
2019-06-11
Perth Mint Physical Gold ETF
Registered companyEffectiveCIK 1708646
 S-1Registration filed0001213900-19-010512
2019-06-10
High Sierra Technologies, Inc.
SPACFinal prospectusCIK 1365388
 S-1Registration filed0001548123-19-000117
2019-06-10
Provention Bio, Inc.
Registered companyWithdrawnCIK 1695357
 S-1Registration filed0001493152-19-008951
2019-06-10
Churchill Capital Corp II
IPOFinal prospectusCIK 1774675
 S-1Registration filed0001144204-19-030479
2019-06-07
Zoom Telephonics, Inc.
Registered companyEffectiveCIK 1467761
 S-1Registration filed0001654954-19-007087
2019-06-07
Hancock Jaffe Laboratories, Inc.
Registered companyFinal prospectusCIK 1661053
 S-1Registration filed0001493152-19-008890
2019-06-07
VERUS INTERNATIONAL, INC.
Registered companyEffectiveCIK 1430523
 S-1Registration filed0001493152-19-008871
2019-06-07
GENOCEA BIOSCIENCES, INC.
Registered companyFinal prospectusCIK 1457612
 S-1Registration filed0001457612-19-000084
2019-06-07
DRONE AVIATION HOLDING CORP.
Registered companyWithdrawnCIK 1178727
 S-1Registration filed0001213900-19-010322
2019-06-07
Pivotal Investment Corp II
IPOFinal prospectusCIK 1772720
 S-1Registration filed0001193125-19-168239
2019-06-07
Novus Therapeutics, Inc.
Registered companyEffectiveCIK 1404281
 S-1Registration filed0001193125-19-168171
2019-06-07
Provident Bancorp, Inc. /MD/
First-time registrationEffectiveCIK 1778784
 S-1Registration filed0001144204-19-030291
2019-06-06
PARALLAX HEALTH SCIENCES, INC.
Registered companyFinal prospectusCIK 1388410
 S-1Registration filed0001388410-19-000067
2019-06-04
Emerald Bioscience, Inc.
Registered companyFinal prospectusCIK 1516551
 S-1Registration filed0001640334-19-001037
2019-06-04
MGT CAPITAL INVESTMENTS, INC.
Registered companyEffectiveCIK 1001601
 S-1Registration filed0001493152-19-008597
2019-06-04
Vericity, Inc.
IPOFinal prospectusCIK 1575434
 S-1Registration filed0001193125-19-165114
2019-06-04
AVALARA, INC.
Registered companyFinal prospectusCIK 1348036
 S-1Registration filed0001193125-19-164571
2019-06-03
i3 Verticals, Inc.
Registered companyFinal prospectusCIK 1728688
 S-1Registration filed0001628280-19-007498
2019-06-03
INCEPTION MINING INC.
Registered companyFinal prospectusCIK 1416090
 S-1Registration filed0001493152-19-008560
2019-06-03
Inhibrx, Inc.
First-time registrationWithdrawnCIK 1739614
 S-1Registration filed0001193125-19-164114
2019-05-31
APPLIED ENERGETICS, INC.
Registered companyEffectiveCIK 879911
 S-1Registration filed0001615774-19-009019
2019-05-31
Father Time, Inc.
First-time registrationWithdrawnCIK 1702388
 S-1Registration filed0001493152-19-008478
2019-05-31
OWC Pharmaceutical Research Corp.
Registered companyEffectiveCIK 1431934
 S-1Registration filed0001493152-19-008473
2019-05-31
Helix TCS, Inc.
Registered companyWithdrawnCIK 1611277
 S-1Registration filed0001213900-19-009835
2019-05-31
TheRealReal, Inc.
IPOFinal prospectusCIK 1573221
 S-1Registration filed0001193125-19-163007
2019-05-31
Karuna Therapeutics, Inc.
IPOFinal prospectusCIK 1771917
 S-1Registration filed0001193125-19-162773
2019-05-31
Cellectar Biosciences, Inc.
Registered companyEffectiveCIK 1279704
 S-1Registration filed0001144204-19-029289
2019-05-31
South Mountain Merger Corp.
IPOFinal prospectusCIK 1774155
 S-1Registration filed0001140361-19-010203
2019-05-30
KNOW LABS, INC.
Registered companyEffectiveCIK 1074828
 S-1Registration filed0001654954-19-006742
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