Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-04 06:30 UTC · latest filing day 2026-11-03

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FiledCompanyFilingAccession
2019-04-24
WESTWATER RESOURCES, INC.
Registered companyWithdrawnCIK 839470
 S-1Registration filed0001047469-19-002547
2019-04-23
Kenloc, Inc.
First-time registrationEffectiveCIK 1742491
 S-1Registration filed0001683168-19-001171
2019-04-23
SeqLL, Inc.
First-time registrationWithdrawnCIK 1605888
 S-1Registration filed0001144204-19-020603
2019-04-22
Gritstone Oncology, Inc.
Registered companyFinal prospectusCIK 1656634
 S-1Registration filed0001193125-19-113421
2019-04-19
AIRXPANDERS INC
Registered companyDormantCIK 1387156
 S-1Registration filed0001437749-19-007563
2019-04-19
Ghar Inc
First-time registrationEffectiveCIK 1764443
 S-1Registration filed0001376474-19-000101
2019-04-19
Fastly, Inc.
IPOFinal prospectusCIK 1517413
 S-1Registration filed0001193125-19-111675
2019-04-19
Summit Wireless Technologies, Inc.
Registered companyFinal prospectusCIK 1682149
 S-1Registration filed0001144204-19-020338
2019-04-18
ADDENTAX GROUP CORP.
Registered companyFinal prospectusCIK 1650101
 S-1Registration filed0001493152-19-005631
2019-04-18
Rise Gold Corp.
Registered companyEffectiveCIK 1424864
 S-1Registration filed0001273511-19-000026
2019-04-18
DelMar Pharmaceuticals, Inc.
Registered companyWithdrawnCIK 1498382
 S-1Registration filed0001213900-19-006641
2019-04-18
ONESPAWORLD HOLDINGS Ltd
First-time registrationEffectiveCIK 1758488
 S-1Registration filed0001193125-19-111085
2019-04-18
KCI Holdings, Inc.
First-time registrationWithdrawnCIK 1767705
 S-1Registration filed0001193125-19-109561
2019-04-18
Landcadia Holdings II, Inc.
IPOFinal prospectusCIK 1768012
 S-1Registration filed0001144204-19-020300
2019-04-18
T Acquisition, Inc.
IPOFinal prospectusCIK 1766526
 S-1Registration filed0001140361-19-007347
2019-04-18
Cyclerion Therapeutics, Inc.
First-time registrationEffectiveCIK 1755237
 S-1Registration filed0001047469-19-002389
2019-04-17
Citius Pharmaceuticals, Inc.
Registered companyEffectiveCIK 1506251
 S-1Registration filed0001213900-19-006592
2019-04-17
ALLIANZ LIFE INSURANCE CO OF NEW YORK
First-time registrationEffectiveCIK 80019
 S-1Registration filed0000080019-19-000013
2019-04-16
Health Sciences Acquisitions Corp
IPOFinal prospectusCIK 1764013
 S-1Registration filed0001615774-19-005792
2019-04-16
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA
First-time registrationEffectiveCIK 72499
 S-1Registration filed0000072499-19-000035
2019-04-16
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA
First-time registrationEffectiveCIK 72499
 S-1Registration filed0000072499-19-000026
2019-04-16
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA
First-time registrationEffectiveCIK 72499
 S-1Registration filed0000072499-19-000021
2019-04-15
Genius Brands International, Inc.
Registered companyEffectiveCIK 1355848
 S-1Registration filed0001683168-19-001021
2019-04-15
ConversionPoint Holdings, Inc.
First-time registrationWithdrawnCIK 1761369
 S-1Registration filed0001615774-19-005732
2019-04-15
Chanticleer Holdings, Inc.
Registered companyEffectiveCIK 1106838
 S-1Registration filed0001493152-19-005249
2019-04-15
SONIM TECHNOLOGIES INC
IPOFinal prospectusCIK 1178697
 S-1Registration filed0001193125-19-106699
2019-04-15
Real Goods Solar, Inc.
Registered companyEffectiveCIK 1425565
 S-1Registration filed0001144204-19-019695
2019-04-15
PARKERVISION INC
Registered companyEffectiveCIK 914139
 S-1Registration filed0000914139-19-000004
2019-04-12
Ondas Holdings Inc.
Registered companyWithdrawnCIK 1646188
 S-1Registration filed0001615774-19-005723
2019-04-12
Cortexyme, Inc.
IPOFinal prospectusCIK 1662774
 S-1Registration filed0001193125-19-105299
2019-04-12
Mayville Engineering Company, Inc.
IPOFinal prospectusCIK 1766368
 S-1Registration filed0001193125-19-105164
2019-04-12
PARSONS CORP
IPOFinal prospectusCIK 275880
 S-1Registration filed0001193125-19-105051
2019-04-12
SOUTH PLAINS FINANCIAL, INC.
IPOFinal prospectusCIK 1163668
 S-1Registration filed0001140361-19-007042
2019-04-12
Milestone Pharmaceuticals Inc.
IPOFinal prospectusCIK 1408443
 S-1Registration filed0001047469-19-002213
2019-04-12
Applied Therapeutics Inc.
IPOFinal prospectusCIK 1697532
 S-1Registration filed0001047469-19-002204
2019-04-12
NextCure, Inc.
IPOFinal prospectusCIK 1661059
 S-1Registration filed0001047469-19-002203
2019-04-12
Axcella Health Inc.
IPOFinal prospectusCIK 1633070
 S-1Registration filed0001047469-19-002181
2019-04-11
AGBA Acquisition Ltd
IPOFinal prospectusCIK 1769624
 S-1Registration filed0001615774-19-005619
2019-04-11
Sylios Corp
Registered companyEffectiveCIK 1448695
 S-1Registration filed0001493152-19-005165
2019-04-11
Uber Technologies, Inc
IPOFinal prospectusCIK 1543151
 S-1Registration filed0001193125-19-103850
2019-04-11
Diamond Eagle Acquisition Corp. \ DE
IPOFinal prospectusCIK 1772757
 S-1Registration filed0001144204-19-019342
2019-04-10
RED RIVER BANCSHARES INC
IPOFinal prospectusCIK 1071236
 S-1Registration filed0001564590-19-011263
2019-04-10
BIOCEPT INC
Registered companyEffectiveCIK 1044378
 S-1Registration filed0001564590-19-011262
2019-04-09
BioCardia, Inc.
Registered companyFinal prospectusCIK 925741
 S-1Registration filed0001437749-19-006765
2019-04-09
PhaseBio Pharmaceuticals Inc
Registered companyFinal prospectusCIK 1169245
 S-1Registration filed0001193125-19-101668
2019-04-05
Graphene & Solar Technologies Ltd
Registered companyEffectiveCIK 1497649
 S-1Registration filed0001640334-19-000550
2019-04-05
Act II Global Acquisition Corp.
IPOFinal prospectusCIK 1753706
 S-1Registration filed0001213900-19-005896
2019-04-05
Trevi Therapeutics, Inc.
IPOFinal prospectusCIK 1563880
 S-1Registration filed0001193125-19-099340
2019-04-05
TransMedics Group, Inc.
IPOFinal prospectusCIK 1756262
 S-1Registration filed0001193125-19-099213
2019-04-05
SciPlay Corp
IPOFinal prospectusCIK 1760717
 S-1Registration filed0001047469-19-001994
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