Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-04 06:30 UTC · latest filing day 2026-11-03

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FiledCompanyFilingAccession
2018-09-20
GB SCIENCES INC
Registered companyEffectiveCIK 1165320
 S-1Registration filed0001445866-18-000952
2018-09-20
SI-BONE, Inc.
IPOFinal prospectusCIK 1459839
 S-1Registration filed0001193125-18-278797
2018-09-19
Bridgeline Digital, Inc.
Registered companyFinal prospectusCIK 1378590
 S-1Registration filed0001654954-18-010299
2018-09-19
Iconic Brands, Inc.
Registered companyEffectiveCIK 1350073
 S-1Registration filed0001477932-18-004551
2018-09-19
CTI INDUSTRIES CORP
Registered companyWithdrawnCIK 1042187
 S-1Registration filed0001437749-18-017174
2018-09-19
Roadrunner Transportation Systems, Inc.
Registered companyDormantCIK 1440024
 S-1Registration filed0001193125-18-277675
2018-09-19
Riley Exploration - Permian, LLC
First-time registrationWithdrawnCIK 1701036
 S-1Registration filed0001193125-18-277382
2018-09-19
DD3 Acquisition Corp.
SPACFinal prospectusCIK 1748252
 S-1Registration filed0001144204-18-049934
2018-09-18
AmeriCann, Inc.
Registered companyEffectiveCIK 1508348
 S-1Registration filed0001437749-18-017139
2018-09-18
SpineEx, Inc.
First-time registrationWithdrawnCIK 1714280
 S-1Registration filed0001213900-18-012698
2018-09-18
EVO Payments, Inc.
Registered companyFinal prospectusCIK 1704596
 S-1Registration filed0001193125-18-276376
2018-09-18
Synthetic Biologics, Inc.
Registered companyFinal prospectusCIK 894158
 S-1Registration filed0001144204-18-049861
2018-09-18
Graf Industrial Corp.
IPOFinal prospectusCIK 1745317
 S-1Registration filed0001144204-18-049841
2018-09-17
IMAC Holdings, Inc.
IPOFinal prospectusCIK 1729944
 S-1Registration filed0001493152-18-013376
2018-09-17
Equillium, Inc.
IPOFinal prospectusCIK 1746466
 S-1Registration filed0001193125-18-275420
2018-09-14
KELINDA
First-time registrationEffectiveCIK 1741257
 S-1Registration filed0001741257-18-000002
2018-09-14
TUCSON ELECTRIC POWER CO
Registered companyFinal prospectusCIK 100122
 S-1Registration filed0001193125-18-274174
2018-09-14
Anaplan, Inc.
IPOFinal prospectusCIK 1540755
 S-1Registration filed0001193125-18-274158
2018-09-14
Allogene Therapeutics, Inc.
IPOFinal prospectusCIK 1737287
 S-1Registration filed0001193125-18-273504
2018-09-14
Precipio, Inc.
Registered companyEffectiveCIK 1043961
 S-1Registration filed0001144204-18-049551
2018-09-14
Osmotica Pharmaceuticals plc
IPOFinal prospectusCIK 1739426
 S-1Registration filed0001047469-18-006231
2018-09-12
FOCUS UNIVERSAL INC.
Registered companyEffectiveCIK 1590418
 S-1Registration filed0001683168-18-002722
2018-09-12
ChaSerg Technology Acquisition Corp
IPOFinal prospectusCIK 1743725
 S-1Registration filed0001213900-18-012424
2018-09-12
TEB Bancorp, Inc.
First-time registrationEffectiveCIK 1751700
 S-1Registration filed0001144204-18-049203
2018-09-12
Collier Creek Holdings
IPOFinal prospectusCIK 1739566
 S-1Registration filed0001144204-18-049148
2018-09-12
Avinger Inc
Registered companyEffectiveCIK 1506928
 S-1Registration filed0001047469-18-006176
2018-09-12
Jaguar Health, Inc.
Registered companyFinal prospectusCIK 1585608
 S-1Registration filed0001047469-18-006150
2018-09-11
Wadena Corp.
Registered companyEffectiveCIK 1652958
 S-1Registration filed0001273511-18-000051
2018-09-11
ARYA SCIENCES ACQUISITION CORP.
SPACFinal prospectusCIK 1746037
 S-1Registration filed0001213900-18-012372
2018-09-11
DOCUSIGN INC
Registered companyFinal prospectusCIK 1261333
 S-1Registration filed0001193125-18-270936
2018-09-10
MARY JANE'S VAPE & SMOKE SHOP, INC.
First-time registrationWithdrawnCIK 1751882
 S-1Registration filed0001663577-18-000414
2018-09-10
United Cannabis Corp
Registered companyWithdrawnCIK 1436161
 S-1Registration filed0001553350-18-001027
2018-09-10
NEUROONE MEDICAL TECHNOLOGIES Corp
Registered companyEffectiveCIK 1500198
 S-1Registration filed0001213900-18-012337
2018-09-10
EdtechX Holdings Acquisition Corp.
SPACFinal prospectusCIK 1746468
 S-1Registration filed0001213900-18-012327
2018-09-10
Rhinebeck Bancorp, Inc.
First-time registrationEffectiveCIK 1751783
 S-1Registration filed0001144204-18-048865
2018-09-07
NaturalShrimp Inc
Registered companyEffectiveCIK 1465470
 S-1Registration filed0001654954-18-009982
2018-09-07
Tonix Pharmaceuticals Holding Corp.
Registered companyFinal prospectusCIK 1430306
 S-1Registration filed0001615774-18-009355
2018-09-07
AYTU BIOSCIENCE, INC
Registered companyFinal prospectusCIK 1385818
 S-1Registration filed0001213900-18-012289
2018-09-07
Kodiak Sciences Inc.
IPOFinal prospectusCIK 1468748
 S-1Registration filed0001193125-18-269221
2018-09-07
1895 Bancorp of Wisconsin, Inc.
First-time registrationEffectiveCIK 1751692
 S-1Registration filed0001193125-18-268856
2018-09-06
Guardant Health, Inc.
IPOFinal prospectusCIK 1576280
 S-1Registration filed0001628280-18-011647
2018-09-06
Upwork Inc.
IPOFinal prospectusCIK 1627475
 S-1Registration filed0001193125-18-267594
2018-09-05
United Express Inc.
First-time registrationEffectiveCIK 1751707
 S-1Registration filed0001607062-18-000267
2018-09-05
Elastic N.V.
IPOFinal prospectusCIK 1707753
 S-1Registration filed0001193125-18-266861
2018-09-05
Invesco DB Multi-Sector Commodity Trust
Registered companyEffectiveCIK 1367306
 S-1Registration filed0001193125-18-266523
2018-09-05
INVESCO DB AGRICULTURE FUND
Registered companyEffectiveCIK 1383082
 S-1Registration filed0001193125-18-266523
2018-09-05
LM FUNDING AMERICA, INC.
Registered companyFinal prospectusCIK 1640384
 S-1Registration filed0000950123-18-009302
2018-09-04
AUDIOEYE INC
Registered companyEffectiveCIK 1362190
 S-1Registration filed0001144204-18-047819
2018-09-04
NLIGHT, INC.
Registered companyFinal prospectusCIK 1124796
 S-1Registration filed0001047469-18-005928
2018-08-31
RXi Pharmaceuticals Corp
Registered companyFinal prospectusCIK 1533040
 S-1Registration filed0001683168-18-002585
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