Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-06 06:30 UTC · latest filing day 2026-11-05

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FiledCompanyFilingAccession
2018-01-04
MoSys, Inc.
Registered companyEffectiveCIK 890394
 S-1Registration filed0001558370-18-000025
2018-01-03
SUCCESS ENTERTAINMENT GROUP INTERNATIONAL INC.
Registered companyEffectiveCIK 1574910
 S-1Registration filed0001477932-18-000033
2018-01-02
ETF Managers Group Commodity Trust I
Registered companyEffectiveCIK 1610940
 S-1Registration filed0001615774-17-007716
2018-01-02
ONE Group Hospitality, Inc.
Registered companyEffectiveCIK 1399520
 S-1Registration filed0001144204-18-000276
2017-12-29
NewBridge Global Ventures, Inc.
Registered companyDormantCIK 726293
 S-1Registration filed0001445866-17-001848
2017-12-29
resTORbio, Inc.
IPOFinal prospectusCIK 1720580
 S-1Registration filed0001193125-17-383712
2017-12-29
ARMO BioSciences, Inc.
IPOFinal prospectusCIK 1693664
 S-1Registration filed0001193125-17-383679
2017-12-29
Solid Biosciences, LLC
First-time registrationEffectiveCIK 1707502
 S-1Registration filed0001193125-17-383428
2017-12-29
Onconova Therapeutics, Inc.
Registered companyFinal prospectusCIK 1130598
 S-1Registration filed0001104659-17-075718
2017-12-29
DFB Healthcare Acquisitions Corp.
IPOFinal prospectusCIK 1725255
 S-1Registration filed0001047469-17-007864
2017-12-29
EMAGIN CORP
Registered companyFinal prospectusCIK 1046995
 S-1Registration filed0001047469-17-007863
2017-12-28
Menlo Therapeutics, Inc.
IPOFinal prospectusCIK 1566044
 S-1Registration filed0001628280-17-012730
2017-12-28
Webstar Technology Group Inc.
First-time registrationEffectiveCIK 1645155
 S-1Registration filed0001493152-17-015189
2017-12-28
Syndicated Resorts Association,Inc.
First-time registrationEffectiveCIK 1723177
 S-1Registration filed0001493152-17-015129
2017-12-27
IIOT-OXYS, Inc.
Registered companyEffectiveCIK 1290658
 S-1Registration filed0001683168-17-003401
2017-12-27
Korth Direct Mortgage LLC
First-time registrationWithdrawnCIK 1695963
 S-1Registration filed0001214659-17-007455
2017-12-27
Gates Industrial Corp plc
IPOFinal prospectusCIK 1718512
 S-1Registration filed0001193125-17-379966
2017-12-26
GENERAL CANNABIS CORP
Registered companyFinal prospectusCIK 1477009
 S-1Registration filed0001398432-17-000185
2017-12-26
CAT9 Group Inc.
Registered companyEffectiveCIK 1632275
 S-1Registration filed0001262463-17-000352
2017-12-22
Black Ridge Oil & Gas, Inc.
Registered companyEffectiveCIK 1490161
 S-1Registration filed0001683168-17-003371
2017-12-22
Gordon Pointe Acqusition Corp.
IPOFinal prospectusCIK 1708176
 S-1Registration filed0001213900-17-013611
2017-12-22
Zosano Pharma Corp
Registered companyFinal prospectusCIK 1587221
 S-1Registration filed0001193125-17-377660
2017-12-22
Platinum Eagle Acquisition Corp.
IPOFinal prospectusCIK 1712189
 S-1Registration filed0001144204-17-065153
2017-12-21
DUOS TECHNOLOGIES GROUP, INC.
Registered companyEffectiveCIK 1396536
 S-1Registration filed0001553350-17-001423
2017-12-21
PAVmed Inc.
Registered companyEffectiveCIK 1624326
 S-1Registration filed0001493152-17-014952
2017-12-21
GULFMARK OFFSHORE INC
Registered companyWithdrawnCIK 1030749
 S-1Registration filed0001437749-17-021033
2017-12-21
AmeriCann, Inc.
Registered companyEffectiveCIK 1508348
 S-1Registration filed0001437749-17-020976
2017-12-21
ADT, Inc.
IPOFinal prospectusCIK 1703056
 S-1Registration filed0001193125-17-376609
2017-12-21
Bionik Laboratories Corp.
Registered companyEffectiveCIK 1508381
 S-1Registration filed0001144204-17-064818
2017-12-21
HOOPER HOLMES INC
Registered companyEffectiveCIK 741815
 S-1Registration filed0000741815-17-000091
2017-12-20
Viking Therapeutics, Inc.
Registered companyEffectiveCIK 1607678
 S-1Registration filed0001564590-17-025157
2017-12-20
Solis Tek, Inc./NV
Registered companyEffectiveCIK 1398137
 S-1Registration filed0001493152-17-014868
2017-12-20
Diffusion Pharmaceuticals Inc.
Registered companyFinal prospectusCIK 1053691
 S-1Registration filed0001437749-17-020965
2017-12-20
Aerkomm Inc.
Registered companyFinal prospectusCIK 1590496
 S-1Registration filed0001213900-17-013496
2017-12-20
MEMBERS Life Insurance Co
First-time registrationEffectiveCIK 1562577
 S-1Registration filed0001209286-17-000728
2017-12-19
Arrestage International, Inc.
First-time registrationEffectiveCIK 1666267
 S-1Registration filed0001654954-17-011739
2017-12-19
EYENOVIA, INC.
IPOFinal prospectusCIK 1682639
 S-1Registration filed0001571049-17-008733
2017-12-19
Oncolix, Inc.
Registered companyEffectiveCIK 1584137
 S-1Registration filed0001477932-17-006171
2017-12-19
PlayAGS, Inc.
Registered companyFinal prospectusCIK 1593548
 S-1Registration filed0001193125-17-373433
2017-12-18
Nebula Acquisition Corp
SPACFinal prospectusCIK 1720353
 S-1Registration filed0001213900-17-013376
2017-12-18
ASV HOLDINGS, INC.
Registered companyEffectiveCIK 1690881
 S-1Registration filed0001193125-17-372282
2017-12-18
ONE STOP SYSTEMS INC
IPOFinal prospectusCIK 1394056
 S-1Registration filed0001193125-17-371182
2017-12-18
BioSig Technologies, Inc.
Registered companyEffectiveCIK 1530766
 S-1Registration filed0001185185-17-002636
2017-12-18
OPGEN INC
Registered companyFinal prospectusCIK 1293818
 S-1Registration filed0001079973-17-000743
2017-12-15
GraniteShares ETP Trust
First-time registrationDormantCIK 1725554
 S-1Registration filed0001493152-17-014676
2017-12-15
Regnum Corp.
First-time registrationEffectiveCIK 1716324
 S-1Registration filed0001477932-17-006109
2017-12-15
Cannabis Sativa, Inc.
Registered companyEffectiveCIK 1360442
 S-1Registration filed0001445866-17-001768
2017-12-15
NovaBay Pharmaceuticals, Inc.
Registered companyDormantCIK 1389545
 S-1Registration filed0001437749-17-020791
2017-12-15
MABVAX THERAPEUTICS HOLDINGS, INC.
Registered companyDormantCIK 1109196
 S-1Registration filed0001415889-17-001942
2017-12-15
INPIXON
Registered companyFinal prospectusCIK 1529113
 S-1Registration filed0001213900-17-013313
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