Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-02 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2020-05-18
Sculptor Capital Management, Inc.
ShelfEffectiveCIK 1403256
 S-3Shelf registered0001193125-20-145145
2020-05-18
RIVERSOURCE LIFE INSURANCE CO
ShelfEffectiveCIK 727892
 S-3Shelf registered0001193125-20-145061
2020-05-18
Fortress Biotech, Inc.
ShelfEffectiveCIK 1429260
 S-3Shelf registered0001104659-20-062808
2020-05-18
Kimbell Royalty Partners, LP
ShelfEffectiveCIK 1657788
 S-3Shelf registered0001047469-20-003104
2020-05-18
BOSTON PRIVATE FINANCIAL HOLDINGS INC
ShelfWithdrawnCIK 821127
 S-3Shelf registered0000821127-20-000129
2020-05-15
Dare Bioscience, Inc.
ShelfEffectiveCIK 1401914
 S-3Shelf registered0001401914-20-000071
2020-05-15
CREATIVE REALITIES, INC.
ShelfEffectiveCIK 1356093
 S-3Shelf registered0001213900-20-012355
2020-05-15
HCI Group, Inc.
ShelfEffectiveCIK 1400810
 S-3Shelf registered0001193125-20-144136
2020-05-15
SEACOR Marine Holdings Inc.
ShelfEffectiveCIK 1690334
 S-3Shelf registered0001193125-20-144050
2020-05-15
United States Brent Oil Fund, LP
ShelfEffectiveCIK 1472494
 S-3Shelf registered0001171200-20-000351
2020-05-15
UMH PROPERTIES, INC.
ShelfEffectiveCIK 752642
 S-3Shelf registered0001140361-20-011792
2020-05-15
UR-ENERGY INC
ShelfEffectiveCIK 1375205
 S-3Shelf registered0001104659-20-062753
2020-05-15
HOOKIPA Pharma Inc.
ShelfEffectiveCIK 1760542
 S-3Shelf registered0001047469-20-003099
2020-05-15
GOODRICH PETROLEUM CORP
ShelfEffectiveCIK 943861
 S-3Shelf registered0001047469-20-003083
2020-05-15
Goodrich Petroleum CO LLC
ShelfEffectiveCIK 1312233
 S-3Shelf registered0001047469-20-003083
2020-05-14
VIVEVE MEDICAL, INC.
ShelfWithdrawnCIK 879682
 S-3Shelf registered0001437749-20-010768
2020-05-14
Protara Therapeutics, Inc.
ShelfEffectiveCIK 1359931
 S-3Shelf registered0001213900-20-012347
2020-05-14
CYREN Ltd.
ShelfEffectiveCIK 1084577
 S-3Shelf registered0001213900-20-012302
2020-05-14
PEAPACK GLADSTONE FINANCIAL CORP
ShelfEffectiveCIK 1050743
 S-3Shelf registered0001193125-20-142874
2020-05-14
REPRO MED SYSTEMS INC
ShelfEffectiveCIK 704440
 S-3Shelf registered0001161697-20-000208
2020-05-13
BRIGHTHOUSE LIFE INSURANCE Co
ShelfEffectiveCIK 733076
 S-3Shelf registered0001193125-20-141317
2020-05-13
BRIGHTHOUSE LIFE INSURANCE Co OF NY
ShelfEffectiveCIK 1167609
 S-3Shelf registered0001193125-20-141316
2020-05-13
BRIGHTHOUSE LIFE INSURANCE Co
ShelfEffectiveCIK 733076
 S-3Shelf registered0001193125-20-141313
2020-05-13
CRIMSON EXPLORATION INC.
ShelfEffectiveCIK 813779
 S-3Shelf registered0001193125-20-140673
2020-05-13
CONTANGO OIL & GAS CO
ShelfEffectiveCIK 1071993
 S-3Shelf registered0001193125-20-140673
2020-05-13
Contango Energy CO
ShelfEffectiveCIK 1436080
 S-3Shelf registered0001193125-20-140673
2020-05-13
CRIMSON EXPLORATION OPERATING, INC.
ShelfEffectiveCIK 1550972
 S-3Shelf registered0001193125-20-140673
2020-05-13
CONTANGO ALTA INVESTMENTS, INC.
ShelfEffectiveCIK 1596239
 S-3Shelf registered0001193125-20-140673
2020-05-13
CONTANGO OPERATORS, INC
ShelfEffectiveCIK 1596374
 S-3Shelf registered0001193125-20-140673
2020-05-13
CONTERRA CO
ShelfEffectiveCIK 1596376
 S-3Shelf registered0001193125-20-140673
2020-05-13
CONTARO CO
ShelfEffectiveCIK 1596378
 S-3Shelf registered0001193125-20-140673
2020-05-13
CONTANGO VENTURE CAPITAL CORP
ShelfEffectiveCIK 1596386
 S-3Shelf registered0001193125-20-140673
2020-05-13
CONTANGO MINING Co
ShelfEffectiveCIK 1596470
 S-3Shelf registered0001193125-20-140673
2020-05-13
CONTANGO ROCKY MOUNTAIN INC
ShelfEffectiveCIK 1642326
 S-3Shelf registered0001193125-20-140673
2020-05-13
Contango Resources, Inc.
ShelfEffectiveCIK 1811722
 S-3Shelf registered0001193125-20-140673
2020-05-13
Contango Midstream Co
ShelfEffectiveCIK 1811723
 S-3Shelf registered0001193125-20-140673
2020-05-13
PUBLIC SERVICE CO OF NEW MEXICO
ShelfEffectiveCIK 81023
 S-3Shelf registered0000081023-20-000003
2020-05-12
Cerecor Inc.
ShelfEffectiveCIK 1534120
 S-3Shelf registered0001628280-20-007557
2020-05-12
Invesco DB US Dollar Index Trust
ShelfEffectiveCIK 1371571
 S-3Shelf registered0001193125-20-140111
2020-05-12
Invesco DB US Dollar Index Bullish Fund
ShelfEffectiveCIK 1383151
 S-3Shelf registered0001193125-20-140111
2020-05-12
TRUSTCO BANK CORP N Y
ShelfEffectiveCIK 357301
 S-3Shelf registered0001140361-20-011471
2020-05-12
Cinedigm Corp.
ShelfEffectiveCIK 1173204
 S-3Shelf registered0001104659-20-059694
2020-05-12
DMC Global Inc.
ShelfEffectiveCIK 34067
 S-3Shelf registered0000034067-20-000070
2020-05-11
Aikido Pharma Inc.
ShelfEffectiveCIK 12239
 S-3Shelf registered0001213900-20-011695
2020-05-11
ProShares Trust II
ShelfEffectiveCIK 1415311
 S-3Shelf registered0001193125-20-139237
2020-05-11
ENTERPRISE PRODUCTS PARTNERS L.P.
ShelfEffectiveCIK 1061219
 S-3Shelf registered0001193125-20-139184
2020-05-11
GALECTIN THERAPEUTICS INC
ShelfEffectiveCIK 1133416
 S-3Shelf registered0001193125-20-138283
2020-05-11
Paratek Pharmaceuticals, Inc.
ShelfEffectiveCIK 1178711
 S-3Shelf registered0001193125-20-138264
2020-05-11
SOUTHWESTERN ELECTRIC POWER CO
ShelfEffectiveCIK 92487
 S-3Shelf registered0000092487-20-000005
2020-05-08
Ruths Hospitality Group, Inc.
ShelfEffectiveCIK 1324272
 S-3Shelf registered0001564590-20-023665
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