Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-03 06:30 UTC · latest filing day 2026-11-02

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FiledCompanyFilingAccession
2019-10-21
POLARITYTE, INC.
ShelfEffectiveCIK 1076682
 S-3Shelf registered0001493152-19-015763
2019-10-18
UNIVERSAL TECHNICAL INSTITUTE INC
ShelfFinal prospectusCIK 1261654
 S-3Shelf registered0001261654-19-000044
2019-10-18
RELMADA THERAPEUTICS, INC.
ShelfEffectiveCIK 1553643
 S-3Shelf registered0001213900-19-020629
2019-10-18
Invesco CurrencyShares British Pound Sterling Trust
ShelfEffectiveCIK 1353611
 S-3Shelf registered0001193125-19-269976
2019-10-18
EYEGATE PHARMACEUTICALS INC
ShelfEffectiveCIK 1372514
 S-3Shelf registered0001104659-19-054970
2019-10-18
NORTHWEST BIOTHERAPEUTICS INC
ShelfEffectiveCIK 1072379
 S-3Shelf registered0001104659-19-054885
2019-10-17
WESTWATER RESOURCES, INC.
ShelfEffectiveCIK 839470
 S-3Shelf registered0001052918-19-000283
2019-10-16
KEMPHARM, INC
ShelfEffectiveCIK 1434647
 S-3Shelf registered0001193125-19-268591
2019-10-15
Gritstone Oncology, Inc.
ShelfEffectiveCIK 1656634
 S-3Shelf registered0001193125-19-267723
2019-10-15
RE/MAX Holdings, Inc.
ShelfEffectiveCIK 1581091
 S-3Shelf registered0001047469-19-005725
2019-10-11
Purple Innovation, Inc.
ShelfFinal prospectusCIK 1643953
 S-3Shelf registered0001193125-19-266863
2019-10-11
HTG MOLECULAR DIAGNOSTICS, INC
ShelfEffectiveCIK 1169987
 S-3Shelf registered0001193125-19-266729
2019-10-10
Canterbury Park Holding Corp
ShelfEffectiveCIK 1672909
 S-3Shelf registered0001144204-19-047974
2019-10-10
Trilogy Metals Inc.
ShelfEffectiveCIK 1543418
 S-3Shelf registered0001144204-19-047956
2019-10-08
Loop Industries, Inc.
ShelfEffectiveCIK 1504678
 S-3Shelf registered0001654954-19-011550
2019-10-07
TARONIS TECHNOLOGIES, INC.
ShelfEffectiveCIK 1353487
 S-3Shelf registered0001493152-19-015140
2019-10-07
MEDALLION FINANCIAL CORP
ShelfWithdrawnCIK 1000209
 S-3Shelf registered0001193125-19-263756
2019-10-07
Ocugen, Inc.
ShelfEffectiveCIK 1372299
 S-3Shelf registered0001047469-19-005628
2019-10-04
ADMA BIOLOGICS, INC.
ShelfEffectiveCIK 1368514
 S-3Shelf registered0001193805-19-000903
2019-10-04
SUTRO BIOPHARMA, INC.
ShelfEffectiveCIK 1382101
 S-3Shelf registered0001193125-19-262726
2019-10-03
Predictive Oncology Inc.
ShelfEffectiveCIK 1446159
 S-3Shelf registered0001171843-19-006354
2019-10-03
First Internet Bancorp
ShelfEffectiveCIK 1562463
 S-3Shelf registered0001047469-19-005585
2019-10-02
Entasis Therapeutics Holdings Inc.
ShelfEffectiveCIK 1724344
 S-3Shelf registered0001047469-19-005552
2019-10-01
Y-mAbs Therapeutics, Inc.
ShelfEffectiveCIK 1722964
 S-3Shelf registered0001558370-19-008756
2019-10-01
ARVINAS, INC.
ShelfEffectiveCIK 1655759
 S-3Shelf registered0001193125-19-259965
2019-10-01
ARVINAS, INC.
ShelfEffectiveCIK 1655759
 S-3Shelf registered0001193125-19-259952
2019-10-01
MERCER INTERNATIONAL INC.
ShelfEffectiveCIK 1333274
 S-3Shelf registered0001193125-19-259941
2019-10-01
Principia Biopharma Inc.
ShelfEffectiveCIK 1510487
 S-3Shelf registered0001193125-19-259931
2019-09-30
VistaGen Therapeutics, Inc.
ShelfEffectiveCIK 1411685
 S-3Shelf registered0001654954-19-011259
2019-09-30
AIR INDUSTRIES GROUP
ShelfEffectiveCIK 1009891
 S-3Shelf registered0001213900-19-019328
2019-09-30
Simply Good Foods Co
ShelfEffectiveCIK 1702744
 S-3Shelf registered0001104659-19-051935
2019-09-27
Cerecor Inc.
ShelfEffectiveCIK 1534120
 S-3Shelf registered0001628280-19-011966
2019-09-27
Odonate Therapeutics, Inc.
ShelfEffectiveCIK 1717452
 S-3Shelf registered0001564590-19-035768
2019-09-27
MITCHAM INDUSTRIES INC
ShelfEffectiveCIK 926423
 S-3Shelf registered0001193125-19-257381
2019-09-26
DermTech, Inc.
ShelfWithdrawnCIK 1651944
 S-3Shelf registered0001193125-19-256141
2019-09-25
PECK Co HOLDINGS, INC.
ShelfEffectiveCIK 1634447
 S-3Shelf registered0001493152-19-014546
2019-09-24
BIOLIFE SOLUTIONS INC
ShelfEffectiveCIK 834365
 S-3Shelf registered0001437749-19-018933
2019-09-24
WisdomTree Continuous Commodity Index Master Fund
ShelfEffectiveCIK 1379527
 S-3Shelf registered0001193125-19-253638
2019-09-24
WisdomTree Continuous Commodity Index Fund
ShelfEffectiveCIK 1379606
 S-3Shelf registered0001193125-19-253638
2019-09-24
DermTech, Inc.
ShelfWithdrawnCIK 1651944
 S-3Shelf registered0001193125-19-253609
2019-09-23
B. Riley Financial, Inc.
ShelfEffectiveCIK 1464790
 S-3Shelf registered0001213900-19-018696
2019-09-23
ALKALINE WATER Co INC
ShelfEffectiveCIK 1532390
 S-3Shelf registered0001062993-19-003717
2019-09-20
Allied Esports Entertainment, Inc.
ShelfFinal prospectusCIK 1708341
 S-3Shelf registered0001683168-19-002986
2019-09-20
Spark Energy, Inc.
ShelfEffectiveCIK 1606268
 S-3Shelf registered0001606268-19-000118
2019-09-20
Nine Energy Service, Inc.
ShelfEffectiveCIK 1532286
 S-3Shelf registered0001193125-19-250767
2019-09-20
BISON MEDIA INC
ShelfEffectiveCIK 1049666
 S-3Shelf registered0001193125-19-250636
2019-09-20
INSPIRATION MEDIA INC
ShelfEffectiveCIK 1049672
 S-3Shelf registered0001193125-19-250636
2019-09-20
NEW INSPIRATION BROADCASTING CO INC
ShelfEffectiveCIK 1049678
 S-3Shelf registered0001193125-19-250636
2019-09-20
SALEM MEDIA OF COLORADO INC
ShelfEffectiveCIK 1049686
 S-3Shelf registered0001193125-19-250636
2019-09-20
SALEM MEDIA OF OHIO INC
ShelfEffectiveCIK 1049689
 S-3Shelf registered0001193125-19-250636
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