Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-03 06:30 UTC · latest filing day 2026-11-02

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FiledCompanyFilingAccession
2019-09-17
Home Shopping Network En Espanol, L.P.
ShelfEffectiveCIK 1788080
 S-3Shelf registered0001047469-19-005252
2019-09-16
Genprex, Inc.
ShelfEffectiveCIK 1595248
 S-3Shelf registered0001437749-19-018431
2019-09-13
Xenetic Biosciences, Inc.
ShelfEffectiveCIK 1534525
 S-3Shelf registered0001683168-19-002928
2019-09-13
Kadmon Holdings, Inc.
ShelfEffectiveCIK 1557142
 S-3Shelf registered0001557142-19-000062
2019-09-13
NeuBase Therapeutics, Inc.
ShelfEffectiveCIK 1173281
 S-3Shelf registered0001387131-19-006938
2019-09-12
ChromaDex Corp.
ShelfEffectiveCIK 1386570
 S-3Shelf registered0001654954-19-010675
2019-09-12
Energy Recovery, Inc.
ShelfEffectiveCIK 1421517
 S-3Shelf registered0001437749-19-018317
2019-09-12
STREAMLINE HEALTH SOLUTIONS INC.
ShelfEffectiveCIK 1008586
 S-3Shelf registered0001104659-19-049971
2019-09-11
BIO KEY INTERNATIONAL INC
ShelfEffectiveCIK 1019034
 S-3Shelf registered0001437749-19-018214
2019-09-11
Aquestive Therapeutics, Inc.
ShelfEffectiveCIK 1398733
 S-3Shelf registered0001140361-19-016535
2019-09-09
PROVIDENCE SERVICE CORP
ShelfEffectiveCIK 1220754
 S-3Shelf registered0001437749-19-018070
2019-09-09
FORUM ENERGY TECHNOLOGIES, INC.
ShelfEffectiveCIK 1401257
 S-3Shelf registered0001401257-19-000136
2019-09-09
Amplify Energy Corp.
ShelfEffectiveCIK 1533924
 S-3Shelf registered0001193125-19-241007
2019-09-09
HERITAGE COMMERCE CORP
ShelfEffectiveCIK 1053352
 S-3Shelf registered0001193125-19-240130
2019-09-06
TORCHLIGHT ENERGY RESOURCES INC
ShelfEffectiveCIK 1431959
 S-3Shelf registered0001654954-19-010430
2019-09-06
LSI INDUSTRIES INC
ShelfEffectiveCIK 763532
 S-3Shelf registered0001437749-19-018008
2019-09-06
CHIASMA, INC
ShelfEffectiveCIK 1339469
 S-3Shelf registered0001193125-19-239993
2019-09-06
JAKKS PACIFIC INC
ShelfEffectiveCIK 1009829
 S-3Shelf registered0001144204-19-043825
2019-09-06
Senseonics, Inc
ShelfEffectiveCIK 1032158
 S-3Shelf registered0001047469-19-005051
2019-09-06
Senseonics Holdings, Inc.
ShelfEffectiveCIK 1616543
 S-3Shelf registered0001047469-19-005051
2019-09-04
NovaBay Pharmaceuticals, Inc.
ShelfEffectiveCIK 1389545
 S-3Shelf registered0001437749-19-017882
2019-09-04
Organogenesis Holdings Inc.
ShelfEffectiveCIK 1661181
 S-3Shelf registered0001193125-19-237746
2019-09-03
VACCINEX, INC.
ShelfEffectiveCIK 1205922
 S-3Shelf registered0001193125-19-236677
2019-09-03
Solid Biosciences Inc.
ShelfEffectiveCIK 1707502
 S-3Shelf registered0001193125-19-235866
2019-09-03
Aridis Pharmaceuticals, Inc.
ShelfEffectiveCIK 1614067
 S-3Shelf registered0001047469-19-004939
2019-08-30
Edesa Biotech, Inc.
ShelfEffectiveCIK 1540159
 S-3Shelf registered0001654954-19-010204
2019-08-30
TG THERAPEUTICS, INC.
ShelfWithdrawnCIK 1001316
 S-3Shelf registered0001654954-19-010203
2019-08-30
BYLINE BANCORP, INC.
ShelfEffectiveCIK 1702750
 S-3Shelf registered0001564590-19-033803
2019-08-30
Blink Charging Co.
ShelfEffectiveCIK 1429764
 S-3Shelf registered0001493152-19-013562
2019-08-30
PREFERRED APARTMENT COMMUNITIES INC
ShelfEffectiveCIK 1481832
 S-3Shelf registered0001481832-19-000085
2019-08-30
Live Nation Entertainment, Inc.
ShelfWithdrawnCIK 1335258
 S-3Shelf registered0001335258-19-000123
2019-08-30
Syndax Pharmaceuticals Inc
ShelfEffectiveCIK 1395937
 S-3Shelf registered0001193125-19-235283
2019-08-30
Intra-Cellular Therapies, Inc.
ShelfEffectiveCIK 1567514
 S-3Shelf registered0001193125-19-234332
2019-08-30
IOVANCE BIOTHERAPEUTICS, INC.
ShelfEffectiveCIK 1425205
 S-3Shelf registered0001144204-19-043043
2019-08-30
Resonant Inc
ShelfEffectiveCIK 1579910
 S-3Shelf registered0001104659-19-048269
2019-08-30
Adaptimmune Therapeutics PLC
ShelfEffectiveCIK 1621227
 S-3Shelf registered0001104659-19-048197
2019-08-30
BRT Apartments Corp.
ShelfEffectiveCIK 14846
 S-3Shelf registered0000014846-19-000045
2019-08-29
Coda Octopus Group, Inc.
ShelfEffectiveCIK 1334325
 S-3Shelf registered0001493152-19-013485
2019-08-29
CytoDyn Inc.
ShelfEffectiveCIK 1175680
 S-3Shelf registered0001193125-19-234045
2019-08-27
BB&T CORP
ShelfEffectiveCIK 92230
 S-3Shelf registered0001193125-19-230945
2019-08-26
ENDRA Life Sciences Inc.
ShelfEffectiveCIK 1681682
 S-3Shelf registered0001654954-19-010005
2019-08-26
Qumu Corp
ShelfEffectiveCIK 892482
 S-3Shelf registered0000892482-19-000054
2019-08-23
Civeo Corp
ShelfEffectiveCIK 1590584
 S-3Shelf registered0001590584-19-000103
2019-08-23
ONCOSEC MEDICAL Inc
ShelfEffectiveCIK 1444307
 S-3Shelf registered0001493152-19-013326
2019-08-23
Apollo Endosurgery, Inc.
ShelfEffectiveCIK 1251769
 S-3Shelf registered0001251769-19-000089
2019-08-23
Intellia Therapeutics, Inc.
ShelfEffectiveCIK 1652130
 S-3Shelf registered0001193125-19-228025
2019-08-23
NantKwest, Inc.
ShelfEffectiveCIK 1326110
 S-3Shelf registered0001193125-19-227893
2019-08-23
Summit Wireless Technologies, Inc.
ShelfEffectiveCIK 1682149
 S-3Shelf registered0001144204-19-041537
2019-08-23
XpresSpa Group, Inc.
ShelfEffectiveCIK 1410428
 S-3Shelf registered0001144204-19-041170
2019-08-23
Liquidia Technologies Inc
ShelfEffectiveCIK 1330436
 S-3Shelf registered0001104659-19-047151
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