Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-03 06:30 UTC · latest filing day 2026-11-02

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FiledCompanyFilingAccession
2019-03-29
3PEA INTERNATIONAL, INC.
ShelfEffectiveCIK 1496443
 S-3Shelf registered0001683168-19-000854
2019-03-29
MANNKIND CORP
ShelfEffectiveCIK 899460
 S-3Shelf registered0001193125-19-092923
2019-03-29
Westlake Chemical Partners LP
ShelfEffectiveCIK 1604665
 S-3Shelf registered0001193125-19-092722
2019-03-29
Protalix BioTherapeutics, Inc.
ShelfEffectiveCIK 1006281
 S-3Shelf registered0001144204-19-016978
2019-03-28
Cole Office & Industrial REIT (CCIT III), Inc.
ShelfEffectiveCIK 1614976
 S-3Shelf registered0001614976-19-000016
2019-03-28
Cole Credit Property Trust V, Inc.
ShelfEffectiveCIK 1580988
 S-3Shelf registered0001580988-19-000017
2019-03-28
GENOCEA BIOSCIENCES, INC.
ShelfEffectiveCIK 1457612
 S-3Shelf registered0001457612-19-000043
2019-03-28
Workhorse Group Inc.
ShelfEffectiveCIK 1425287
 S-3Shelf registered0001213900-19-004977
2019-03-28
UNITED NATURAL FOODS INC
ShelfEffectiveCIK 1020859
 S-3Shelf registered0001020859-19-000043
2019-03-27
Bridgewater Bancshares Inc
ShelfEffectiveCIK 1341317
 S-3Shelf registered0001558370-19-002477
2019-03-27
Corindus Vascular Robotics, Inc.
ShelfEffectiveCIK 1528557
 S-3Shelf registered0001387131-19-002178
2019-03-27
Nemaura Medical Inc.
ShelfEffectiveCIK 1602078
 S-3Shelf registered0001079973-19-000185
2019-03-27
PLx Pharma Inc.
ShelfEffectiveCIK 1497504
 S-3Shelf registered0000921895-19-000908
2019-03-26
Motus GI Holdings, Inc.
ShelfEffectiveCIK 1686850
 S-3Shelf registered0001615774-19-004575
2019-03-26
Staffing 360 Solutions, Inc.
ShelfEffectiveCIK 1499717
 S-3Shelf registered0001564590-19-009298
2019-03-26
Purple Innovation, Inc.
ShelfEffectiveCIK 1643953
 S-3Shelf registered0001213900-19-004882
2019-03-26
Purple Innovation, Inc.
ShelfEffectiveCIK 1643953
 S-3Shelf registered0001213900-19-004881
2019-03-26
HORIZON BANCORP INC /IN/
ShelfEffectiveCIK 706129
 S-3Shelf registered0001193125-19-086040
2019-03-25
Sintx Technologies, Inc.
ShelfEffectiveCIK 1269026
 S-3Shelf registered0001493152-19-003871
2019-03-25
Kandi Technologies Group, Inc.
ShelfEffectiveCIK 1316517
 S-3Shelf registered0001213900-19-004777
2019-03-25
PLx Pharma Inc.
ShelfEffectiveCIK 1497504
 S-3Shelf registered0000921895-19-000876
2019-03-22
Evolus, Inc.
ShelfFinal prospectusCIK 1570562
 S-3Shelf registered0001570562-19-000041
2019-03-22
DASAN ZHONE SOLUTIONS INC
ShelfEffectiveCIK 1101680
 S-3Shelf registered0001564590-19-009042
2019-03-22
SCYNEXIS INC
ShelfEffectiveCIK 1178253
 S-3Shelf registered0001564590-19-009007
2019-03-22
GraniteShares Gold Trust
ShelfEffectiveCIK 1690437
 S-3Shelf registered0001493152-19-003772
2019-03-22
PREFERRED APARTMENT COMMUNITIES INC
ShelfEffectiveCIK 1481832
 S-3Shelf registered0001481832-19-000028
2019-03-22
CATASYS, INC.
ShelfEffectiveCIK 1136174
 S-3Shelf registered0001437749-19-005539
2019-03-22
U.S. WELL SERVICES, INC.
ShelfEffectiveCIK 1670349
 S-3Shelf registered0001193125-19-083713
2019-03-22
Riverview Financial Corp
ShelfEffectiveCIK 1590799
 S-3Shelf registered0001193125-19-083671
2019-03-22
SYNALLOY CORP
ShelfEffectiveCIK 95953
 S-3Shelf registered0001193125-19-083381
2019-03-22
BioSig Technologies, Inc.
ShelfEffectiveCIK 1530766
 S-3Shelf registered0001185185-19-000400
2019-03-20
Ellington Financial Inc.
ShelfEffectiveCIK 1411342
 S-3Shelf registered0001411342-19-000044
2019-03-19
Senmiao Technology Ltd
ShelfEffectiveCIK 1711012
 S-3Shelf registered0001144204-19-014911
2019-03-19
Quanterix Corp
ShelfEffectiveCIK 1503274
 S-3Shelf registered0001047469-19-001423
2019-03-18
SMTC CORP
ShelfEffectiveCIK 1108320
 S-3Shelf registered0001437749-19-005189
2019-03-18
Cypress Energy Partners, L.P.
ShelfEffectiveCIK 1587246
 S-3Shelf registered0001193125-19-078430
2019-03-18
Neos Therapeutics, Inc.
ShelfEffectiveCIK 1467652
 S-3Shelf registered0001047469-19-001351
2019-03-18
ARROW FINANCIAL CORP
ShelfEffectiveCIK 717538
 S-3Shelf registered0000717538-19-000095
2019-03-15
QUICKLOGIC CORPORATION
ShelfEffectiveCIK 882508
 S-3Shelf registered0001564590-19-008067
2019-03-15
LILIS ENERGY, INC.
ShelfDormantCIK 1437557
 S-3Shelf registered0001437557-19-000029
2019-03-15
Cara Therapeutics, Inc.
ShelfEffectiveCIK 1346830
 S-3Shelf registered0001193125-19-076767
2019-03-15
BRIDGE BANCORP INC
ShelfEffectiveCIK 846617
 S-3Shelf registered0001144204-19-014316
2019-03-15
STEMLINE THERAPEUTICS INC
ShelfEffectiveCIK 1264587
 S-3Shelf registered0001104659-19-015318
2019-03-14
MARIN SOFTWARE INC
ShelfEffectiveCIK 1389002
 S-3Shelf registered0001193125-19-074843
2019-03-14
INFINITY PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1113148
 S-3Shelf registered0001193125-19-074106
2019-03-14
United States Commodity Index Funds Trust
ShelfEffectiveCIK 1479247
 S-3Shelf registered0001171200-19-000113
2019-03-14
United States Natural Gas Fund, LP
ShelfEffectiveCIK 1376227
 S-3Shelf registered0001171200-19-000112
2019-03-14
BioXcel Therapeutics, Inc.
ShelfWithdrawnCIK 1720893
 S-3Shelf registered0001104659-19-014871
2019-03-14
Riot Blockchain, Inc.
ShelfEffectiveCIK 1167419
 S-3Shelf registered0001079973-19-000141
2019-03-13
Solid Biosciences Inc.
ShelfEffectiveCIK 1707502
 S-3Shelf registered0001193125-19-072709
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