Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-03 06:30 UTC · latest filing day 2026-11-02

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FiledCompanyFilingAccession
2019-01-30
ALKALINE WATER Co INC
ShelfEffectiveCIK 1532390
 S-3Shelf registered0001062993-19-000411
2019-01-30
Kimbell Royalty Partners, LP
ShelfEffectiveCIK 1657788
 S-3Shelf registered0001047469-19-000286
2019-01-29
Concrete Pumping Holdings, Inc.
ShelfEffectiveCIK 1703956
 S-3Shelf registered0001144204-19-003287
2019-01-28
URANIUM ENERGY CORP
ShelfEffectiveCIK 1334933
 S-3Shelf registered0001183740-19-000019
2019-01-28
Cryoport, Inc.
ShelfEffectiveCIK 1124524
 S-3Shelf registered0001144204-19-003169
2019-01-25
PAVmed Inc.
ShelfDormantCIK 1624326
 S-3Shelf registered0001493152-19-000959
2019-01-25
Arsanis, Inc.
ShelfEffectiveCIK 1501697
 S-3Shelf registered0001193125-19-017208
2019-01-25
EYENOVIA, INC.
ShelfEffectiveCIK 1682639
 S-3Shelf registered0001144204-19-002881
2019-01-24
NeuroMetrix, Inc.
ShelfEffectiveCIK 1289850
 S-3Shelf registered0001628280-19-000529
2019-01-24
CISION LTD.
ShelfEffectiveCIK 1701040
 S-3Shelf registered0001144204-19-002676
2019-01-24
WillScot Corp
ShelfEffectiveCIK 1647088
 S-3Shelf registered0001047469-19-000209
2019-01-18
Fibrocell Science, Inc.
ShelfEffectiveCIK 357097
 S-3Shelf registered0001628280-19-000409
2019-01-17
Cerecor Inc.
ShelfEffectiveCIK 1534120
 S-3Shelf registered0001628280-19-000379
2019-01-17
AMMO, INC.
ShelfWithdrawnCIK 1015383
 S-3Shelf registered0001493152-19-000738
2019-01-16
PAR PACIFIC HOLDINGS, INC.
ShelfEffectiveCIK 821483
 S-3Shelf registered0001193125-19-010615
2019-01-15
DarioHealth Corp.
ShelfEffectiveCIK 1533998
 S-3Shelf registered0001144204-19-001737
2019-01-11
J.B. Hunt Transport, Inc.
ShelfEffectiveCIK 1501362
 S-3Shelf registered0001437749-19-000754
2019-01-11
GLADSTONE COMMERCIAL CORP
ShelfEffectiveCIK 1234006
 S-3Shelf registered0001193125-19-007361
2019-01-11
United States Oil Fund, LP
ShelfEffectiveCIK 1327068
 S-3Shelf registered0001171200-19-000016
2019-01-11
ALKALINE WATER Co INC
ShelfEffectiveCIK 1532390
 S-3Shelf registered0001062993-19-000145
2019-01-10
Jason Industries, Inc.
ShelfEffectiveCIK 1579252
 S-3Shelf registered0001579252-19-000012
2019-01-08
AMYRIS, INC.
ShelfEffectiveCIK 1365916
 S-3Shelf registered0001171843-19-000195
2019-01-07
SMTC CORP
ShelfEffectiveCIK 1108320
 S-3Shelf registered0001437749-19-000474
2019-01-07
ViewRay, Inc.
ShelfEffectiveCIK 1597313
 S-3Shelf registered0001193125-19-003021
2019-01-04
Cue Biopharma, Inc.
ShelfEffectiveCIK 1645460
 S-3Shelf registered0001193125-19-002594
2019-01-03
Avalon Globocare Corp.
ShelfEffectiveCIK 1630212
 S-3Shelf registered0001615774-19-000143
2019-01-03
scPharmaceuticals Inc.
ShelfEffectiveCIK 1604950
 S-3Shelf registered0001193125-19-001560
2019-01-02
Aptevo Therapeutics Inc.
ShelfEffectiveCIK 1671584
 S-3Shelf registered0001193125-19-000762
2018-12-31
NanoVibronix, Inc.
ShelfEffectiveCIK 1326706
 S-3Shelf registered0001615774-18-015318
2018-12-31
REED'S, INC.
ShelfEffectiveCIK 1140215
 S-3Shelf registered0001493152-18-018136
2018-12-31
TYME TECHNOLOGIES, INC.
ShelfEffectiveCIK 1537917
 S-3Shelf registered0001193125-18-362335
2018-12-28
ENDRA Life Sciences Inc.
ShelfEffectiveCIK 1681682
 S-3Shelf registered0001654954-18-014365
2018-12-28
Aerpio Pharmaceuticals, Inc.
ShelfEffectiveCIK 1422142
 S-3Shelf registered0001193125-18-360965
2018-12-28
CymaBay Therapeutics, Inc.
ShelfEffectiveCIK 1042074
 S-3Shelf registered0001193125-18-360899
2018-12-28
BIOHITECH GLOBAL, INC.
ShelfEffectiveCIK 1590383
 S-3Shelf registered0001144204-18-066596
2018-12-28
OCULAR THERAPEUTIX, INC
ShelfEffectiveCIK 1393434
 S-3Shelf registered0001047469-18-007791
2018-12-27
HTG MOLECULAR DIAGNOSTICS, INC
ShelfEffectiveCIK 1169987
 S-3Shelf registered0001193125-18-359229
2018-12-27
KKR Real Estate Finance Trust Inc.
ShelfEffectiveCIK 1631596
 S-3Shelf registered0001140361-18-045933
2018-12-27
ALLIED MOTION TECHNOLOGIES INC
ShelfDormantCIK 46129
 S-3Shelf registered0001047469-18-007781
2018-12-26
ACHIEVE LIFE SCIENCES, INC.
ShelfEffectiveCIK 949858
 S-3Shelf registered0001564590-18-031406
2018-12-26
Workhorse Group Inc.
ShelfEffectiveCIK 1425287
 S-3Shelf registered0001213900-18-017874
2018-12-26
DelMar Pharmaceuticals, Inc.
ShelfEffectiveCIK 1498382
 S-3Shelf registered0001213900-18-017854
2018-12-26
Zomedica Pharmaceuticals Corp.
ShelfFinal prospectusCIK 1684144
 S-3Shelf registered0001171843-18-008559
2018-12-24
ShiftPixy, Inc.
ShelfEffectiveCIK 1675634
 S-3Shelf registered0001477932-18-006132
2018-12-24
Organogenesis Holdings Inc.
ShelfEffectiveCIK 1661181
 S-3Shelf registered0001193125-18-356599
2018-12-21
Youngevity International, Inc.
ShelfEffectiveCIK 1569329
 S-3Shelf registered0001654954-18-014253
2018-12-21
WRAP TECHNOLOGIES, INC.
ShelfEffectiveCIK 1702924
 S-3Shelf registered0001654954-18-014233
2018-12-21
NIOCORP DEVELOPMENTS LTD
ShelfEffectiveCIK 1512228
 S-3Shelf registered0001615774-18-014801
2018-12-21
AgroFresh Solutions, Inc.
ShelfEffectiveCIK 1592016
 S-3Shelf registered0001592016-18-000045
2018-12-21
Great Elm Capital Group, Inc.
ShelfEffectiveCIK 1082506
 S-3Shelf registered0001564590-18-031300
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