Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-04 06:30 UTC · latest filing day 2026-11-03

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FiledCompanyFilingAccession
2017-08-25
CONDOR HOSPITALITY TRUST, INC.
ShelfEffectiveCIK 929545
 S-3Shelf registered0001193125-17-268844
2017-08-24
AXIM BIOTECHNOLOGIES, INC.
ShelfEffectiveCIK 1514946
 S-3Shelf registered0001078782-17-001212
2017-08-23
TACTILE SYSTEMS TECHNOLOGY INC
ShelfEffectiveCIK 1027838
 S-3Shelf registered0001047469-17-005364
2017-08-23
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-17-000138
2017-08-23
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-17-000137
2017-08-23
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-17-000136
2017-08-23
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-17-000135
2017-08-23
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-17-000134
2017-08-23
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-17-000133
2017-08-22
CPI AEROSTRUCTURES INC
ShelfEffectiveCIK 889348
 S-3Shelf registered0001387131-17-004359
2017-08-22
PRUCO LIFE INSURANCE OF NEW JERSEY
ShelfEffectiveCIK 1038509
 S-3Shelf registered0001038509-17-000042
2017-08-22
PRUCO LIFE INSURANCE OF NEW JERSEY
ShelfEffectiveCIK 1038509
 S-3Shelf registered0001038509-17-000041
2017-08-22
PRUCO LIFE INSURANCE OF NEW JERSEY
ShelfEffectiveCIK 1038509
 S-3Shelf registered0001038509-17-000040
2017-08-22
PRUCO LIFE INSURANCE OF NEW JERSEY
ShelfEffectiveCIK 1038509
 S-3Shelf registered0001038509-17-000039
2017-08-22
APRICUS BIOSCIENCES, INC.
ShelfWithdrawnCIK 1017491
 S-3Shelf registered0001017491-17-000094
2017-08-22
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-17-000132
2017-08-22
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-17-000131
2017-08-22
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-17-000130
2017-08-22
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-17-000129
2017-08-22
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-17-000128
2017-08-22
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-17-000126
2017-08-22
PRUCO LIFE INSURANCE CO
ShelfEffectiveCIK 777917
 S-3Shelf registered0000777917-17-000232
2017-08-22
PRUCO LIFE INSURANCE CO
ShelfEffectiveCIK 777917
 S-3Shelf registered0000777917-17-000231
2017-08-22
PRUCO LIFE INSURANCE CO
ShelfEffectiveCIK 777917
 S-3Shelf registered0000777917-17-000230
2017-08-22
PRUCO LIFE INSURANCE CO
ShelfEffectiveCIK 777917
 S-3Shelf registered0000777917-17-000229
2017-08-18
BIOCEPT INC
ShelfEffectiveCIK 1044378
 S-3Shelf registered0001564590-17-017837
2017-08-18
Invitae Corp
ShelfEffectiveCIK 1501134
 S-3Shelf registered0001193125-17-262300
2017-08-18
Invitae Corp
ShelfEffectiveCIK 1501134
 S-3Shelf registered0001193125-17-262293
2017-08-18
SOCKET MOBILE, INC.
ShelfFinal prospectusCIK 944075
 S-3Shelf registered0000944075-17-000038
2017-08-17
BioPharmX Corp
ShelfEffectiveCIK 1504167
 S-3Shelf registered0001558370-17-006717
2017-08-17
Cheniere Energy Partners, L.P.
ShelfEffectiveCIK 1383650
 S-3Shelf registered0001193125-17-261097
2017-08-17
Conatus Pharmaceuticals Inc.
ShelfEffectiveCIK 1383701
 S-3Shelf registered0001193125-17-261015
2017-08-16
MALVERN BANCORP, INC.
ShelfEffectiveCIK 1550603
 S-3Shelf registered0001615774-17-004491
2017-08-16
ARGOS THERAPEUTICS INC
ShelfEffectiveCIK 1105533
 S-3Shelf registered0001171843-17-005127
2017-08-15
FATE THERAPEUTICS INC
ShelfEffectiveCIK 1434316
 S-3Shelf registered0000950123-17-008092
2017-08-11
Tonix Pharmaceuticals Holding Corp.
ShelfWithdrawnCIK 1430306
 S-3Shelf registered0001615774-17-004283
2017-08-11
Great Ajax Corp.
ShelfEffectiveCIK 1614806
 S-3Shelf registered0001571049-17-007427
2017-08-11
BROADWIND ENERGY, INC.
ShelfEffectiveCIK 1120370
 S-3Shelf registered0001558370-17-006565
2017-08-11
DCP Midstream, LP
ShelfEffectiveCIK 1338065
 S-3Shelf registered0001338065-17-000049
2017-08-11
STIFEL FINANCIAL CORP
ShelfEffectiveCIK 720672
 S-3Shelf registered0001193125-17-255986
2017-08-11
SELECTA BIOSCIENCES INC
ShelfEffectiveCIK 1453687
 S-3Shelf registered0001104659-17-051199
2017-08-10
SOPHIRIS BIO INC.
ShelfEffectiveCIK 1563855
 S-3Shelf registered0001437749-17-014423
2017-08-10
Care.com Inc
ShelfEffectiveCIK 1412270
 S-3Shelf registered0001412270-17-000038
2017-08-10
Adverum Biotechnologies, Inc.
ShelfEffectiveCIK 1501756
 S-3Shelf registered0001193125-17-254653
2017-08-10
RGC RESOURCES INC
ShelfEffectiveCIK 1069533
 S-3Shelf registered0001193125-17-254501
2017-08-10
IDERA PHARMACEUTICALS, INC.
ShelfEffectiveCIK 861838
 S-3Shelf registered0001047469-17-005161
2017-08-10
ENTERPRISE BANCORP INC /MA/
ShelfEffectiveCIK 1018399
 S-3Shelf registered0001018399-17-000062
2017-08-10
ABRAXAS PETROLEUM CORP
ShelfEffectiveCIK 867665
 S-3Shelf registered0000867665-17-000086
2017-08-09
Global Water Resources, Inc.
ShelfEffectiveCIK 1434728
 S-3Shelf registered0001434728-17-000065
2017-08-09
ZAFGEN, INC.
ShelfEffectiveCIK 1374690
 S-3Shelf registered0001193125-17-252848
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