Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-04 06:30 UTC · latest filing day 2026-11-03

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FiledCompanyFilingAccession
2017-06-30
JAKKS PACIFIC INC
ShelfEffectiveCIK 1009829
 S-3Shelf registered0001144204-17-035298
2017-06-30
Neos Therapeutics, Inc.
ShelfEffectiveCIK 1467652
 S-3Shelf registered0001047469-17-004374
2017-06-30
Midland States Bancorp, Inc.
ShelfEffectiveCIK 1466026
 S-3Shelf registered0001047469-17-004373
2017-06-30
PLUG POWER INC
ShelfEffectiveCIK 1093691
 S-3Shelf registered0001047469-17-004368
2017-06-30
UMH PROPERTIES, INC.
ShelfEffectiveCIK 752642
 S-3Shelf registered0000899681-17-000229
2017-06-28
BELLICUM PHARMACEUTICALS, INC
ShelfEffectiveCIK 1358403
 S-3Shelf registered0001358403-17-000121
2017-06-28
BELLICUM PHARMACEUTICALS, INC
ShelfEffectiveCIK 1358403
 S-3Shelf registered0001358403-17-000120
2017-06-28
FlexShopper, Inc.
ShelfEffectiveCIK 1397047
 S-3Shelf registered0001213900-17-006901
2017-06-26
VISTA GOLD CORP
ShelfEffectiveCIK 783324
 S-3Shelf registered0001144204-17-034097
2017-06-23
Novus Therapeutics, Inc.
ShelfEffectiveCIK 1404281
 S-3Shelf registered0001193125-17-211889
2017-06-23
REATA PHARMACEUTICALS INC
ShelfEffectiveCIK 1358762
 S-3Shelf registered0001193125-17-210999
2017-06-23
PLURISTEM THERAPEUTICS INC
ShelfEffectiveCIK 1158780
 S-3Shelf registered0001178913-17-001895
2017-06-23
EnSync, Inc.
ShelfEffectiveCIK 1140310
 S-3Shelf registered0001144204-17-033843
2017-06-21
Summer Infant, Inc.
ShelfEffectiveCIK 1314772
 S-3Shelf registered0001104659-17-040693
2017-06-21
KVH INDUSTRIES INC \DE\
ShelfEffectiveCIK 1007587
 S-3Shelf registered0001047469-17-004137
2017-06-20
Thermon Group Holdings, Inc.
ShelfEffectiveCIK 1489096
 S-3Shelf registered0001489096-17-000050
2017-06-20
EMAGIN CORP
ShelfEffectiveCIK 1046995
 S-3Shelf registered0001047469-17-004102
2017-06-16
ADMA BIOLOGICS, INC.
ShelfEffectiveCIK 1368514
 S-3Shelf registered0001193805-17-001124
2017-06-16
TETRAPHASE PHARMACEUTICALS INC
ShelfEffectiveCIK 1373707
 S-3Shelf registered0001193125-17-206006
2017-06-16
BIOTIME INC
ShelfEffectiveCIK 876343
 S-3Shelf registered0001140361-17-025384
2017-06-15
BLACK DIAMOND EQUIPMENT LTD
ShelfEffectiveCIK 878608
 S-3Shelf registered0001144204-17-032633
2017-06-15
Black Diamond, Inc.
ShelfEffectiveCIK 913277
 S-3Shelf registered0001144204-17-032633
2017-06-15
Everest/Sapphire Acquisition, LLC
ShelfEffectiveCIK 1507089
 S-3Shelf registered0001144204-17-032633
2017-06-15
Black Diamond Equipment Asia, Ltd.
ShelfDormantCIK 1507091
 S-3Shelf registered0001144204-17-032633
2017-06-15
Black Diamond Retail, Inc.
ShelfEffectiveCIK 1507092
 S-3Shelf registered0001144204-17-032633
2017-06-15
Black Diamond Equipment AG
ShelfDormantCIK 1507093
 S-3Shelf registered0001144204-17-032633
2017-06-15
PIEPS GmbH
ShelfDormantCIK 1709151
 S-3Shelf registered0001144204-17-032633
2017-06-15
BD European Holdings, LLC
ShelfEffectiveCIK 1709184
 S-3Shelf registered0001144204-17-032633
2017-06-15
Black Diamond Austria GmbH
ShelfDormantCIK 1709194
 S-3Shelf registered0001144204-17-032633
2017-06-15
Ember Scandinavia AB
ShelfDormantCIK 1709196
 S-3Shelf registered0001144204-17-032633
2017-06-15
BD North American Holdings, LLC
ShelfEffectiveCIK 1709204
 S-3Shelf registered0001144204-17-032633
2017-06-15
PIEPS Service, LLC
ShelfEffectiveCIK 1709205
 S-3Shelf registered0001144204-17-032633
2017-06-13
ETFS SILVER TRUST
ShelfEffectiveCIK 1450922
 S-3Shelf registered0001450922-17-000011
2017-06-12
ANI PHARMACEUTICALS INC
ShelfEffectiveCIK 1023024
 S-3Shelf registered0001144204-17-032133
2017-06-12
BEL FUSE INC /NJ
ShelfEffectiveCIK 729580
 S-3Shelf registered0000729580-17-000020
2017-06-09
ChromaDex Corp.
ShelfEffectiveCIK 1386570
 S-3Shelf registered0001654954-17-005477
2017-06-09
URSTADT BIDDLE PROPERTIES INC
ShelfEffectiveCIK 1029800
 S-3Shelf registered0001206774-17-001815
2017-06-09
URSTADT BIDDLE PROPERTIES INC
ShelfEffectiveCIK 1029800
 S-3Shelf registered0001206774-17-001814
2017-06-09
Sucampo Pharmaceuticals, Inc.
ShelfEffectiveCIK 1365216
 S-3Shelf registered0001171843-17-003576
2017-06-09
Sucampo Pharmaceuticals, Inc.
ShelfEffectiveCIK 1365216
 S-3Shelf registered0001171843-17-003575
2017-06-09
Zynerba Pharmaceuticals, Inc.
ShelfEffectiveCIK 1621443
 S-3Shelf registered0001104659-17-038433
2017-06-09
MODINE MANUFACTURING CO
ShelfEffectiveCIK 67347
 S-3Shelf registered0000892712-17-000491
2017-06-08
SUNESIS PHARMACEUTICALS INC
ShelfEffectiveCIK 1061027
 S-3Shelf registered0001193125-17-198596
2017-06-08
Neuralstem, Inc.
ShelfEffectiveCIK 1357459
 S-3Shelf registered0001171843-17-003563
2017-06-08
Jones Energy Holdings, LLC
ShelfEffectiveCIK 1480919
 S-3Shelf registered0001047469-17-003895
2017-06-08
Jones Energy, Inc.
ShelfEffectiveCIK 1573166
 S-3Shelf registered0001047469-17-003895
2017-06-08
Jones Energy Finance Corp.
ShelfEffectiveCIK 1631467
 S-3Shelf registered0001047469-17-003895
2017-06-08
Nosley Assets, LLC
ShelfEffectiveCIK 1631470
 S-3Shelf registered0001047469-17-003895
2017-06-08
Jones Energy, LLC
ShelfEffectiveCIK 1631471
 S-3Shelf registered0001047469-17-003895
2017-06-08
Nosley Acquisition, LLC
ShelfEffectiveCIK 1703561
 S-3Shelf registered0001047469-17-003895
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