Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-04 06:30 UTC · latest filing day 2026-11-03

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FiledCompanyFilingAccession
2017-05-31
SUSSEX BANCORP
ShelfEffectiveCIK 1028954
 S-3Shelf registered0001144204-17-030381
2017-05-30
POPE RESOURCES LTD PARTNERSHIP
ShelfEffectiveCIK 784011
 S-3Shelf registered0000784011-17-000081
2017-05-26
TG THERAPEUTICS, INC.
ShelfEffectiveCIK 1001316
 S-3Shelf registered0001654954-17-005148
2017-05-26
Cerecor Inc.
ShelfEffectiveCIK 1534120
 S-3Shelf registered0001628280-17-005939
2017-05-26
ANAVEX LIFE SCIENCES CORP.
ShelfEffectiveCIK 1314052
 S-3Shelf registered0001615774-17-002760
2017-05-26
Imprimis Pharmaceuticals, Inc.
ShelfEffectiveCIK 1360214
 S-3Shelf registered0001493152-17-005945
2017-05-26
Digimarc CORP
ShelfEffectiveCIK 1438231
 S-3Shelf registered0001193125-17-185726
2017-05-26
Paramount Gold Nevada Corp.
ShelfEffectiveCIK 1629210
 S-3Shelf registered0001193125-17-185637
2017-05-26
SANGAMO THERAPEUTICS, INC
ShelfEffectiveCIK 1001233
 S-3Shelf registered0001193125-17-185636
2017-05-26
STERLING CONSTRUCTION CO INC
ShelfEffectiveCIK 874238
 S-3Shelf registered0001193125-17-185549
2017-05-26
STERLING CONSTRUCTION CO INC
ShelfEffectiveCIK 874238
 S-3Shelf registered0001193125-17-185528
2017-05-26
REXAHN PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1228627
 S-3Shelf registered0001140361-17-022538
2017-05-26
Daseke, Inc.
ShelfEffectiveCIK 1642453
 S-3Shelf registered0001047469-17-003696
2017-05-26
EARTHSTONE ENERGY INC
ShelfEffectiveCIK 10254
 S-3Shelf registered0000950123-17-005525
2017-05-26
CENTURY CASINOS INC /CO/
ShelfEffectiveCIK 911147
 S-3Shelf registered0000911147-17-000048
2017-05-25
TRUSTCO BANK CORP N Y
ShelfEffectiveCIK 357301
 S-3Shelf registered0001140361-17-022309
2017-05-25
CANCER GENETICS, INC
ShelfEffectiveCIK 1349929
 S-3Shelf registered0001047469-17-003640
2017-05-24
SteadyMed Ltd.
ShelfEffectiveCIK 1619087
 S-3Shelf registered0001047469-17-003617
2017-05-23
Rapid7, Inc.
ShelfEffectiveCIK 1560327
 S-3Shelf registered0001193125-17-179668
2017-05-22
APPLIED DNA SCIENCES INC
ShelfEffectiveCIK 744452
 S-3Shelf registered0001571049-17-005235
2017-05-22
Entegra Financial Corp.
ShelfWithdrawnCIK 1522327
 S-3Shelf registered0001552781-17-000329
2017-05-22
LendingClub Corp
ShelfWithdrawnCIK 1409970
 S-3Shelf registered0001409970-17-000632
2017-05-19
Bridgeline Digital, Inc.
ShelfEffectiveCIK 1378590
 S-3Shelf registered0001654954-17-004947
2017-05-19
SOCIAL REALITY, Inc.
ShelfEffectiveCIK 1538217
 S-3Shelf registered0001553350-17-000648
2017-05-19
BioCardia, Inc.
ShelfEffectiveCIK 925741
 S-3Shelf registered0001437749-17-009684
2017-05-19
INDEPENDENCE REALTY TRUST, INC
ShelfEffectiveCIK 1466085
 S-3Shelf registered0001193125-17-176772
2017-05-19
Independence Realty Operating Partnership, LP
ShelfEffectiveCIK 1607302
 S-3Shelf registered0001193125-17-176772
2017-05-19
BRIGHTHOUSE LIFE INSURANCE Co
ShelfEffectiveCIK 733076
 S-3Shelf registered0001193125-17-176756
2017-05-19
GALECTIN THERAPEUTICS INC
ShelfEffectiveCIK 1133416
 S-3Shelf registered0001193125-17-176624
2017-05-19
County Bancorp, Inc.
ShelfEffectiveCIK 1470205
 S-3Shelf registered0001193125-17-176216
2017-05-17
Diffusion Pharmaceuticals Inc.
ShelfEffectiveCIK 1053691
 S-3Shelf registered0001437749-17-009504
2017-05-17
CONE Midstream Partners LP
ShelfEffectiveCIK 1610418
 S-3Shelf registered0001193125-17-173497
2017-05-17
PUBLIC SERVICE CO OF NEW MEXICO
ShelfEffectiveCIK 81023
 S-3Shelf registered0000081023-17-000004
2017-05-16
URANIUM ENERGY CORP
ShelfEffectiveCIK 1334933
 S-3Shelf registered0001279569-17-001067
2017-05-15
VBI Vaccines Inc/BC
ShelfEffectiveCIK 764195
 S-3Shelf registered0001493152-17-005239
2017-05-15
ProShares Trust II
ShelfEffectiveCIK 1415311
 S-3Shelf registered0001193125-17-170650
2017-05-12
Upland Software, Inc.
ShelfEffectiveCIK 1505155
 S-3Shelf registered0001628280-17-005493
2017-05-12
Hi-Crush Partners LP
ShelfEffectiveCIK 1549848
 S-3Shelf registered0001549848-17-000080
2017-05-12
ID SYSTEMS INC
ShelfEffectiveCIK 49615
 S-3Shelf registered0001493152-17-005153
2017-05-12
CONTRAFECT Corp
ShelfEffectiveCIK 1478069
 S-3Shelf registered0001193125-17-168779
2017-05-12
CONNECTURE INC
ShelfWithdrawnCIK 1211759
 S-3Shelf registered0001193125-17-168748
2017-05-12
STONE ENERGY CORP
ShelfWithdrawnCIK 904080
 S-3Shelf registered0001193125-17-168700
2017-05-12
CAI International, Inc.
ShelfEffectiveCIK 1388430
 S-3Shelf registered0001140361-17-019906
2017-05-12
CYTORI THERAPEUTICS, INC.
ShelfEffectiveCIK 1095981
 S-3Shelf registered0000950123-17-004876
2017-05-11
CymaBay Therapeutics, Inc.
ShelfEffectiveCIK 1042074
 S-3Shelf registered0001193125-17-167307
2017-05-11
STAAR SURGICAL CO
ShelfEffectiveCIK 718937
 S-3Shelf registered0001144204-17-026457
2017-05-11
Advanced Disposal Services, Inc.
ShelfFinal prospectusCIK 1585790
 S-3Shelf registered0001047469-17-003332
2017-05-10
ISSUER DIRECT CORP
ShelfEffectiveCIK 843006
 S-3Shelf registered0001654954-17-004314
2017-05-10
DATARAM CORP
ShelfEffectiveCIK 27093
 S-3Shelf registered0001493152-17-004974
2017-05-10
RigNet, Inc.
ShelfEffectiveCIK 1162112
 S-3Shelf registered0001193125-17-166058
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