Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-10-31 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2023-04-25
Super League Gaming, Inc.
ShelfEffectiveCIK 1621672
 S-3Shelf registered0001437749-23-010951
2023-04-25
Workhorse Group Inc.
ShelfFinal prospectusCIK 1425287
 S-3Shelf registered0001213900-23-032565
2023-04-25
Adverum Biotechnologies, Inc.
ShelfEffectiveCIK 1501756
 S-3Shelf registered0001193125-23-115536
2023-04-21
ADVENT TECHNOLOGIES HOLDINGS, INC.
ShelfEffectiveCIK 1744494
 S-3Shelf registered0001829126-23-002884
2023-04-21
SPLASH BEVERAGE GROUP, INC.
ShelfEffectiveCIK 1553788
 S-3Shelf registered0001731122-23-000688
2023-04-21
Transphorm, Inc.
ShelfEffectiveCIK 1715768
 S-3Shelf registered0001715768-23-000024
2023-04-21
Ra Medical Systems, Inc.
ShelfEffectiveCIK 1716621
 S-3Shelf registered0001654954-23-005068
2023-04-21
Genprex, Inc.
ShelfEffectiveCIK 1595248
 S-3Shelf registered0001437749-23-010816
2023-04-21
Harpoon Therapeutics, Inc.
ShelfEffectiveCIK 1708493
 S-3Shelf registered0001193125-23-110693
2023-04-21
Bakkt Holdings, Inc.
ShelfEffectiveCIK 1820302
 S-3Shelf registered0001193125-23-108811
2023-04-21
Bakkt Holdings, Inc.
ShelfEffectiveCIK 1820302
 S-3Shelf registered0001193125-23-108799
2023-04-21
LEAP THERAPEUTICS, INC.
ShelfEffectiveCIK 1509745
 S-3Shelf registered0001104659-23-048488
2023-04-21
Direct Digital Holdings, Inc.
ShelfEffectiveCIK 1880613
 S-3Shelf registered0001104659-23-048396
2023-04-20
DIGITAL ALLY, INC.
ShelfEffectiveCIK 1342958
 S-3Shelf registered0001493152-23-013113
2023-04-20
ARS Pharmaceuticals, Inc.
ShelfEffectiveCIK 1671858
 S-3Shelf registered0001193125-23-108478
2023-04-20
Solo Brands, Inc.
ShelfEffectiveCIK 1870600
 S-3Shelf registered0001193125-23-106766
2023-04-19
Stran & Company, Inc.
ShelfEffectiveCIK 1872525
 S-3Shelf registered0001213900-23-031050
2023-04-19
Cadre Holdings, Inc.
ShelfEffectiveCIK 1860543
 S-3Shelf registered0001104659-23-046837
2023-04-19
Safariland, LLC
ShelfDormantCIK 1950020
 S-3Shelf registered0001104659-23-046837
2023-04-19
GH Armor Systems Inc.
ShelfDormantCIK 1950031
 S-3Shelf registered0001104659-23-046837
2023-04-19
Lawmen's Distribution, LLC
ShelfDormantCIK 1950046
 S-3Shelf registered0001104659-23-046837
2023-04-19
Sencan Holdings, LLC
ShelfDormantCIK 1950053
 S-3Shelf registered0001104659-23-046837
2023-04-19
Horsepower, LLC
ShelfDormantCIK 1950056
 S-3Shelf registered0001104659-23-046837
2023-04-19
Med-Eng, LLC
ShelfDormantCIK 1950057
 S-3Shelf registered0001104659-23-046837
2023-04-19
Atlantic Tactical, Inc.
ShelfDormantCIK 1950081
 S-3Shelf registered0001104659-23-046837
2023-04-19
Safariland Global Sourcing, LLC
ShelfDormantCIK 1950097
 S-3Shelf registered0001104659-23-046837
2023-04-19
Safariland Distribution, LLC
ShelfDormantCIK 1950099
 S-3Shelf registered0001104659-23-046837
2023-04-19
Defense Technology, LLC
ShelfDormantCIK 1950104
 S-3Shelf registered0001104659-23-046837
2023-04-19
United Uniform Distribution, LLC
ShelfDormantCIK 1950131
 S-3Shelf registered0001104659-23-046837
2023-04-19
CT SAS Holdings, Inc.
ShelfDormantCIK 1950132
 S-3Shelf registered0001104659-23-046837
2023-04-19
Cyalume Technologies, Inc.
ShelfDormantCIK 1950173
 S-3Shelf registered0001104659-23-046837
2023-04-18
AgEagle Aerial Systems Inc.
ShelfEffectiveCIK 8504
 S-3Shelf registered0001654954-23-004863
2023-04-18
Greenwave Technology Solutions, Inc.
ShelfEffectiveCIK 1589149
 S-3Shelf registered0001493152-23-012792
2023-04-18
ThermoGenesis Holdings, Inc.
ShelfEffectiveCIK 811212
 S-3Shelf registered0001437749-23-010568
2023-04-18
Better Therapeutics, Inc.
ShelfEffectiveCIK 1832415
 S-3Shelf registered0001193125-23-103871
2023-04-18
Better Therapeutics, Inc.
ShelfEffectiveCIK 1832415
 S-3Shelf registered0001193125-23-103869
2023-04-17
SOUTHERN FIRST BANCSHARES INC
ShelfEffectiveCIK 1090009
 S-3Shelf registered0001206774-23-000518
2023-04-17
Carisma Therapeutics Inc.
ShelfEffectiveCIK 1485003
 S-3Shelf registered0001104659-23-046294
2023-04-17
Carisma Therapeutics Inc.
ShelfEffectiveCIK 1485003
 S-3Shelf registered0001104659-23-046286
2023-04-14
NIOCORP DEVELOPMENTS LTD
ShelfEffectiveCIK 1512228
 S-3Shelf registered0001539497-23-000670
2023-04-14
NIOCORP DEVELOPMENTS LTD
ShelfEffectiveCIK 1512228
 S-3Shelf registered0001539497-23-000669
2023-04-14
AVITA Medical, Inc.
ShelfEffectiveCIK 1762303
 S-3Shelf registered0001193125-23-102293
2023-04-14
GALECTIN THERAPEUTICS INC
ShelfEffectiveCIK 1133416
 S-3Shelf registered0001140361-23-018476
2023-04-14
Precipio, Inc.
ShelfEffectiveCIK 1043961
 S-3Shelf registered0001104659-23-045647
2023-04-13
Arena Group Holdings, Inc.
ShelfEffectiveCIK 894871
 S-3Shelf registered0001493152-23-012137
2023-04-12
Avalo Therapeutics, Inc.
ShelfEffectiveCIK 1534120
 S-3Shelf registered0001628280-23-011384
2023-04-12
BigBear.ai Holdings, Inc.
ShelfEffectiveCIK 1836981
 S-3Shelf registered0001193125-23-099340
2023-04-11
22nd Century Group, Inc.
ShelfEffectiveCIK 1347858
 S-3Shelf registered0001104659-23-044126
2023-04-07
Troika Media Group, Inc.
ShelfEffectiveCIK 1021096
 S-3Shelf registered0001628280-23-011117
2023-04-07
Eton Pharmaceuticals, Inc.
ShelfEffectiveCIK 1710340
 S-3Shelf registered0001493152-23-011600
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