Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-01 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2021-12-17
Transphorm, Inc.
ShelfEffectiveCIK 1715768
 S-3Shelf registered0001715768-21-000159
2021-12-17
HighPeak Energy, Inc.
ShelfEffectiveCIK 1792849
 S-3Shelf registered0001437749-21-028815
2021-12-17
S&W Seed Co
ShelfEffectiveCIK 1477246
 S-3Shelf registered0001193125-21-361111
2021-12-17
ANI PHARMACEUTICALS INC
ShelfEffectiveCIK 1023024
 S-3Shelf registered0001104659-21-151152
2021-12-17
QUANTUM CORP /DE/
ShelfEffectiveCIK 709283
 S-3Shelf registered0000709283-21-000077
2021-12-14
EYENOVIA, INC.
ShelfEffectiveCIK 1682639
 S-3Shelf registered0001104659-21-149554
2021-12-13
SEELOS THERAPEUTICS, INC.
ShelfEffectiveCIK 1017491
 S-3Shelf registered0001136261-21-000261
2021-12-10
ODYSSEY MARINE EXPLORATION INC
ShelfWithdrawnCIK 798528
 S-3Shelf registered0001193125-21-353928
2021-12-10
Blue Apron Holdings, Inc.
ShelfEffectiveCIK 1701114
 S-3Shelf registered0001104659-21-148712
2021-12-10
INTERLINK ELECTRONICS INC
ShelfEffectiveCIK 828146
 S-3Shelf registered0001104659-21-148695
2021-12-10
INTERLINK ELECTRONICS INC
ShelfEffectiveCIK 828146
 S-3Shelf registered0001104659-21-148692
2021-12-08
fuboTV Inc. /FL
ShelfEffectiveCIK 1484769
 S-3Shelf registered0001493152-21-030827
2021-12-08
CONTRAFECT Corp
ShelfEffectiveCIK 1478069
 S-3Shelf registered0001193125-21-351573
2021-12-08
MVB FINANCIAL CORP
ShelfEffectiveCIK 1277902
 S-3Shelf registered0001193125-21-351441
2021-12-07
SOC Telemed, Inc.
ShelfWithdrawnCIK 1791091
 S-3Shelf registered0001213900-21-063937
2021-12-07
AVENUE THERAPEUTICS, INC.
ShelfEffectiveCIK 1644963
 S-3Shelf registered0001104659-21-147227
2021-12-06
ADIAL PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1513525
 S-3Shelf registered0001213900-21-063655
2021-12-06
Energy Transfer LP
ShelfEffectiveCIK 1276187
 S-3Shelf registered0001193125-21-348052
2021-12-03
TRIO-TECH INTERNATIONAL
ShelfEffectiveCIK 732026
 S-3Shelf registered0001851734-21-000133
2021-12-03
Muscle Maker, Inc.
ShelfEffectiveCIK 1701756
 S-3Shelf registered0001493152-21-030480
2021-12-03
American Virtual Cloud Technologies, Inc.
ShelfEffectiveCIK 1704760
 S-3Shelf registered0001213900-21-063417
2021-12-03
YUMANITY THERAPEUTICS, INC.
ShelfEffectiveCIK 1445283
 S-3Shelf registered0001193125-21-347850
2021-12-03
Repay Holdings Corp
ShelfEffectiveCIK 1720592
 S-3Shelf registered0001193125-21-347839
2021-12-02
Oblong, Inc.
ShelfEffectiveCIK 746210
 S-3Shelf registered0000746210-21-000071
2021-12-01
ZION OIL & GAS INC
ShelfEffectiveCIK 1131312
 S-3Shelf registered0001213900-21-062884
2021-11-30
Soluna Holdings, Inc
ShelfEffectiveCIK 64463
 S-3Shelf registered0001753926-21-000760
2021-11-30
BiomX Inc.
ShelfEffectiveCIK 1739174
 S-3Shelf registered0001213900-21-062598
2021-11-30
Seritage Growth Properties
ShelfEffectiveCIK 1628063
 S-3Shelf registered0001193125-21-343742
2021-11-30
Senmiao Technology Ltd
ShelfWithdrawnCIK 1711012
 S-3Shelf registered0001104659-21-145032
2021-11-26
Global Self Storage, Inc.
ShelfEffectiveCIK 1031235
 S-3Shelf registered0001031235-21-000036
2021-11-24
Fat Brands, Inc
ShelfEffectiveCIK 1705012
 S-3Shelf registered0001493152-21-029879
2021-11-24
Fat Brands, Inc
ShelfEffectiveCIK 1705012
 S-3Shelf registered0001493152-21-029868
2021-11-24
Nova Lifestyle, Inc.
ShelfEffectiveCIK 1473334
 S-3Shelf registered0001493152-21-029830
2021-11-24
Eastside Distilling, Inc.
ShelfEffectiveCIK 1534708
 S-3Shelf registered0001493152-21-029758
2021-11-24
IT TECH PACKAGING, INC.
ShelfDormantCIK 1358190
 S-3Shelf registered0001213900-21-061965
2021-11-24
Quotient Ltd
ShelfEffectiveCIK 1596946
 S-3Shelf registered0001193125-21-340447
2021-11-24
SILVERBOW RESOURCES, INC.
ShelfEffectiveCIK 351817
 S-3Shelf registered0001193125-21-340325
2021-11-24
Acer Therapeutics Inc.
ShelfEffectiveCIK 1069308
 S-3Shelf registered0001193125-21-340311
2021-11-24
Bank7 Corp.
ShelfFinal prospectusCIK 1746129
 S-3Shelf registered0001140361-21-039378
2021-11-24
CONNS INC
ShelfEffectiveCIK 1223389
 S-3Shelf registered0000950123-21-015864
2021-11-24
Conn Appliances, Inc.
ShelfEffectiveCIK 1457438
 S-3Shelf registered0000950123-21-015864
2021-11-24
CAI Holding, LLC
ShelfEffectiveCIK 1457439
 S-3Shelf registered0000950123-21-015864
2021-11-24
Conn Credit Corporation, Inc.
ShelfEffectiveCIK 1457440
 S-3Shelf registered0000950123-21-015864
2021-11-24
CAI Credit Insurance Agency, Inc.
ShelfEffectiveCIK 1457441
 S-3Shelf registered0000950123-21-015864
2021-11-24
Conn Lending, LLC
ShelfEffectiveCIK 1547515
 S-3Shelf registered0000950123-21-015864
2021-11-24
Conn Credit I, LP
ShelfEffectiveCIK 1547642
 S-3Shelf registered0000950123-21-015864
2021-11-23
UR-ENERGY INC
ShelfEffectiveCIK 1375205
 S-3Shelf registered0001654954-21-012563
2021-11-23
SHIFT TECHNOLOGIES, INC.
ShelfEffectiveCIK 1762322
 S-3Shelf registered0001213900-21-061304
2021-11-23
U.S. WELL SERVICES, INC.
ShelfEffectiveCIK 1670349
 S-3Shelf registered0001193125-21-337088
2021-11-22
Vertiv Holdings Co
ShelfEffectiveCIK 1674101
 S-3Shelf registered0001193125-21-336894
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