Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-01 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2021-11-22
GUARANTY BANCSHARES INC /TX/
ShelfEffectiveCIK 1058867
 S-3Shelf registered0001193125-21-336782
2021-11-22
Jaguar Health, Inc.
ShelfEffectiveCIK 1585608
 S-3Shelf registered0001104659-21-142643
2021-11-19
Transphorm, Inc.
ShelfEffectiveCIK 1715768
 S-3Shelf registered0001715768-21-000141
2021-11-19
VISTA GOLD CORP
ShelfEffectiveCIK 783324
 S-3Shelf registered0001558370-21-016238
2021-11-19
Ocean Power Technologies, Inc.
ShelfEffectiveCIK 1378140
 S-3Shelf registered0001493152-21-029404
2021-11-19
SHINECO, INC.
ShelfEffectiveCIK 1300734
 S-3Shelf registered0001493152-21-029373
2021-11-19
SenesTech, Inc.
ShelfEffectiveCIK 1680378
 S-3Shelf registered0001213900-21-060842
2021-11-19
ISUN, INC.
ShelfEffectiveCIK 1634447
 S-3Shelf registered0001140361-21-038723
2021-11-19
Ramaco Resources, Inc.
ShelfEffectiveCIK 1687187
 S-3Shelf registered0001104659-21-141855
2021-11-18
NEXTERA ENERGY PARTNERS, LP
ShelfEffectiveCIK 1603145
 S-3Shelf registered0001193125-21-334008
2021-11-17
Celcuity Inc.
ShelfEffectiveCIK 1603454
 S-3Shelf registered0001493152-21-029140
2021-11-17
VirTra, Inc
ShelfEffectiveCIK 1085243
 S-3Shelf registered0001493152-21-029066
2021-11-17
OLB GROUP, INC.
ShelfEffectiveCIK 1314196
 S-3Shelf registered0001213900-21-060360
2021-11-16
Blue Bird Corp
ShelfEffectiveCIK 1589526
 S-3Shelf registered0001589526-21-000109
2021-11-16
LSB INDUSTRIES INC
ShelfEffectiveCIK 60714
 S-3Shelf registered0001193125-21-331386
2021-11-16
BIODESIX INC
ShelfEffectiveCIK 1439725
 S-3Shelf registered0001193125-21-330437
2021-11-16
NATURAL GAS SERVICES GROUP INC
ShelfEffectiveCIK 1084991
 S-3Shelf registered0001084991-21-000097
2021-11-16
STRATA Skin Sciences, Inc.
ShelfEffectiveCIK 1051514
 S-3Shelf registered0001051514-21-000098
2021-11-15
Athira Pharma, Inc.
ShelfEffectiveCIK 1620463
 S-3Shelf registered0001564590-21-057000
2021-11-15
Energous Corp
ShelfEffectiveCIK 1575793
 S-3Shelf registered0001193125-21-330123
2021-11-15
Gatos Silver, Inc.
ShelfWithdrawnCIK 1517006
 S-3Shelf registered0000950103-21-017822
2021-11-12
MediaAlpha, Inc.
ShelfFinal prospectusCIK 1818383
 S-3Shelf registered0001628280-21-023168
2021-11-12
Staffing 360 Solutions, Inc.
ShelfEffectiveCIK 1499717
 S-3Shelf registered0001493152-21-028171
2021-11-12
NextDecade Corp.
ShelfEffectiveCIK 1612720
 S-3Shelf registered0001437749-21-026473
2021-11-12
TRANSACT TECHNOLOGIES INC
ShelfEffectiveCIK 1017303
 S-3Shelf registered0001214659-21-011604
2021-11-12
Laird Superfood, Inc.
ShelfEffectiveCIK 1650696
 S-3Shelf registered0001193125-21-328150
2021-11-12
Prelude Therapeutics Inc
ShelfEffectiveCIK 1678660
 S-3Shelf registered0001193125-21-328040
2021-11-12
Radius Global Infrastructure, Inc.
ShelfEffectiveCIK 1810739
 S-3Shelf registered0001193125-21-327883
2021-11-12
SQZ Biotechnologies Co
ShelfEffectiveCIK 1604477
 S-3Shelf registered0001193125-21-326292
2021-11-12
Milestone Pharmaceuticals Inc.
ShelfEffectiveCIK 1408443
 S-3Shelf registered0001104659-21-138241
2021-11-12
Whole Earth Brands, Inc.
ShelfEffectiveCIK 1753706
 S-3Shelf registered0001104659-21-138112
2021-11-10
Unity Software Inc.
ShelfWithdrawnCIK 1810806
 S-3Shelf registered0001810806-21-000175
2021-11-10
ALPINE IMMUNE SCIENCES, INC.
ShelfEffectiveCIK 1626199
 S-3Shelf registered0001626199-21-000145
2021-11-10
VIKING ENERGY GROUP, INC.
ShelfEffectiveCIK 1102432
 S-3Shelf registered0001477932-21-008005
2021-11-10
FARMER BROTHERS CO
ShelfEffectiveCIK 34563
 S-3Shelf registered0001193125-21-326217
2021-11-10
Cidara Therapeutics, Inc.
ShelfEffectiveCIK 1610618
 S-3Shelf registered0001193125-21-326190
2021-11-10
Cerevel Therapeutics Holdings, Inc.
ShelfEffectiveCIK 1805387
 S-3Shelf registered0001193125-21-325266
2021-11-10
ONE Group Hospitality, Inc.
ShelfEffectiveCIK 1399520
 S-3Shelf registered0001104659-21-136631
2021-11-10
CITIZENS, INC.
ShelfEffectiveCIK 24090
 S-3Shelf registered0000024090-21-000071
2021-11-09
Amphastar Pharmaceuticals, Inc.
ShelfEffectiveCIK 1297184
 S-3Shelf registered0001558370-21-015273
2021-11-09
Mersana Therapeutics, Inc.
ShelfEffectiveCIK 1442836
 S-3Shelf registered0001104659-21-136061
2021-11-08
PharmaCyte Biotech, Inc.
ShelfEffectiveCIK 1157075
 S-3Shelf registered0001683168-21-005280
2021-11-08
Infrastructure & Energy Alternatives, Inc.
ShelfEffectiveCIK 1652362
 S-3Shelf registered0001652362-21-000212
2021-11-08
ONCOSEC MEDICAL Inc
ShelfEffectiveCIK 1444307
 S-3Shelf registered0001493152-21-027432
2021-11-08
R F INDUSTRIES LTD
ShelfEffectiveCIK 740664
 S-3Shelf registered0001437749-21-025546
2021-11-08
Viridian Therapeutics, Inc.\DE
ShelfEffectiveCIK 1590750
 S-3Shelf registered0001193125-21-322455
2021-11-08
Babcock & Wilcox Enterprises, Inc.
ShelfEffectiveCIK 1630805
 S-3Shelf registered0001104659-21-135282
2021-11-05
ProPhase Labs, Inc.
ShelfEffectiveCIK 868278
 S-3Shelf registered0001493152-21-027412
2021-11-05
Trevi Therapeutics, Inc.
ShelfEffectiveCIK 1563880
 S-3Shelf registered0001193125-21-321577
2021-11-05
Sierra Oncology, Inc.
ShelfEffectiveCIK 1290149
 S-3Shelf registered0001193125-21-320975
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