Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-01 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2021-10-13
TRANSCAT INC
ShelfEffectiveCIK 99302
 S-3Shelf registered0001206774-21-002595
2021-10-12
Xenetic Biosciences, Inc.
ShelfEffectiveCIK 1534525
 S-3Shelf registered0001683168-21-004784
2021-10-12
Manning & Napier, Inc.
ShelfEffectiveCIK 1524223
 S-3Shelf registered0001193125-21-296897
2021-10-12
Stagwell Inc
ShelfEffectiveCIK 876883
 S-3Shelf registered0001104659-21-125422
2021-10-08
FOCUS UNIVERSAL INC.
ShelfEffectiveCIK 1590418
 S-3Shelf registered0001683168-21-004764
2021-10-08
TSR INC
ShelfEffectiveCIK 98338
 S-3Shelf registered0001213900-21-052070
2021-10-08
RumbleOn, Inc.
ShelfEffectiveCIK 1596961
 S-3Shelf registered0001213900-21-052067
2021-10-08
SILVERBOW RESOURCES, INC.
ShelfEffectiveCIK 351817
 S-3Shelf registered0001193125-21-295461
2021-10-08
MARCUS CORP
ShelfEffectiveCIK 62234
 S-3Shelf registered0001104659-21-124646
2021-10-07
FNCB Bancorp, Inc.
ShelfEffectiveCIK 1035976
 S-3Shelf registered0001437749-21-023435
2021-10-06
DELCATH SYSTEMS, INC.
ShelfEffectiveCIK 872912
 S-3Shelf registered0001193125-21-293288
2021-10-05
Amalgamated Financial Corp.
ShelfEffectiveCIK 1823608
 S-3Shelf registered0001552781-21-000722
2021-10-05
Golden Matrix Group, Inc.
ShelfEffectiveCIK 1437925
 S-3Shelf registered0001477932-21-007009
2021-10-05
DiaMedica Therapeutics Inc.
ShelfEffectiveCIK 1401040
 S-3Shelf registered0001437749-21-023302
2021-10-05
PALTALK, INC.
ShelfEffectiveCIK 1355839
 S-3Shelf registered0001213900-21-051435
2021-10-05
Taysha Gene Therapies, Inc.
ShelfEffectiveCIK 1806310
 S-3Shelf registered0001193125-21-292221
2021-10-05
Exela Technologies, Inc.
ShelfEffectiveCIK 1620179
 S-3Shelf registered0001104659-21-122657
2021-10-05
APPLIED ENERGETICS, INC.
ShelfEffectiveCIK 879911
 S-3Shelf registered0001013762-21-000154
2021-10-04
Metacrine, Inc.
ShelfEffectiveCIK 1634379
 S-3Shelf registered0001193125-21-291044
2021-10-01
OZOP ENERGY SOLUTIONS, INC.
ShelfEffectiveCIK 1679817
 S-3Shelf registered0001493152-21-024363
2021-10-01
BGSF, INC.
ShelfEffectiveCIK 1474903
 S-3Shelf registered0001474903-21-000115
2021-10-01
CYREN Ltd.
ShelfEffectiveCIK 1084577
 S-3Shelf registered0001213900-21-051116
2021-10-01
Forestar Group Inc.
ShelfEffectiveCIK 1406587
 S-3Shelf registered0001193125-21-289839
2021-10-01
Immunome Inc.
ShelfEffectiveCIK 1472012
 S-3Shelf registered0001104659-21-122030
2021-09-30
AETHLON MEDICAL INC
ShelfEffectiveCIK 882291
 S-3Shelf registered0001683168-21-004607
2021-09-30
DONEGAL GROUP INC
ShelfEffectiveCIK 800457
 S-3Shelf registered0001193125-21-288051
2021-09-30
DONEGAL GROUP INC
ShelfEffectiveCIK 800457
 S-3Shelf registered0001193125-21-288045
2021-09-30
Comstock Mining Inc.
ShelfWithdrawnCIK 1120970
 S-3Shelf registered0001120970-21-000106
2021-09-30
ROCKWELL MEDICAL, INC.
ShelfEffectiveCIK 1041024
 S-3Shelf registered0001104659-21-121259
2021-09-29
SURGALIGN HOLDINGS, INC.
ShelfEffectiveCIK 1760173
 S-3Shelf registered0001193125-21-286915
2021-09-28
SPLASH BEVERAGE GROUP, INC.
ShelfEffectiveCIK 1553788
 S-3Shelf registered0001731122-21-001592
2021-09-28
AYTU BIOPHARMA, INC
ShelfEffectiveCIK 1385818
 S-3Shelf registered0001558370-21-012833
2021-09-28
LOGIQ, INC.
ShelfEffectiveCIK 1335112
 S-3Shelf registered0001213900-21-050299
2021-09-28
AVENUE THERAPEUTICS, INC.
ShelfEffectiveCIK 1644963
 S-3Shelf registered0001104659-21-120220
2021-09-28
ALLIED MOTION TECHNOLOGIES INC
ShelfEffectiveCIK 46129
 S-3Shelf registered0001104659-21-120060
2021-09-27
CLEARONE INC
ShelfEffectiveCIK 840715
 S-3Shelf registered0001753926-21-000468
2021-09-27
COMSovereign Holding Corp.
ShelfEffectiveCIK 1178727
 S-3Shelf registered0001213900-21-050060
2021-09-27
YORK WATER CO
ShelfEffectiveCIK 108985
 S-3Shelf registered0001140361-21-032558
2021-09-24
Heritage Global Inc.
ShelfEffectiveCIK 849145
 S-3Shelf registered0001564590-21-048877
2021-09-24
VOLITIONRX LTD
ShelfWithdrawnCIK 93314
 S-3Shelf registered0001477932-21-006638
2021-09-24
Aadi Bioscience, Inc.
ShelfEffectiveCIK 1422142
 S-3Shelf registered0001193125-21-282440
2021-09-24
Victory Capital Holdings, Inc.
ShelfFinal prospectusCIK 1570827
 S-3Shelf registered0001104659-21-119330
2021-09-23
PALISADE BIO, INC.
ShelfEffectiveCIK 1357459
 S-3Shelf registered0001171843-21-006630
2021-09-22
Custom Truck One Source, Inc.
ShelfEffectiveCIK 1709682
 S-3Shelf registered0001213900-21-049382
2021-09-21
Epizyme, Inc.
ShelfEffectiveCIK 1571498
 S-3Shelf registered0001193125-21-277778
2021-09-21
Blue Apron Holdings, Inc.
ShelfEffectiveCIK 1701114
 S-3Shelf registered0001104659-21-117578
2021-09-20
Integrity Applications, Inc.
ShelfEffectiveCIK 1506983
 S-3Shelf registered0001493152-21-023153
2021-09-20
Falcon Minerals Corp
ShelfEffectiveCIK 1703785
 S-3Shelf registered0001193125-21-277328
2021-09-17
Unrivaled Brands, Inc.
ShelfEffectiveCIK 1451512
 S-3Shelf registered0001477932-21-006404
2021-09-17
REMARK HOLDINGS, INC.
ShelfWithdrawnCIK 1368365
 S-3Shelf registered0001368365-21-000059
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