Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-01 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2021-09-17
Planet Green Holdings Corp.
ShelfEffectiveCIK 1117057
 S-3Shelf registered0001213900-21-048558
2021-09-17
PBF Logistics LP
ShelfEffectiveCIK 1582568
 S-3Shelf registered0001193125-21-276235
2021-09-17
ShiftPixy, Inc.
ShelfEffectiveCIK 1675634
 S-3Shelf registered0001104659-21-116958
2021-09-17
ALKALINE WATER Co INC
ShelfEffectiveCIK 1532390
 S-3Shelf registered0001062993-21-008746
2021-09-15
ProShares Trust II
ShelfEffectiveCIK 1415311
 S-3Shelf registered0001193125-21-274112
2021-09-15
ProShares Trust II
ShelfEffectiveCIK 1415311
 S-3Shelf registered0001193125-21-274106
2021-09-15
CARVER BANCORP INC
ShelfEffectiveCIK 1016178
 S-3Shelf registered0001104659-21-115933
2021-09-14
BRIGHTHOUSE LIFE INSURANCE Co OF NY
ShelfEffectiveCIK 1167609
 S-3Shelf registered0001193125-21-272353
2021-09-14
BRIGHTHOUSE LIFE INSURANCE Co
ShelfWithdrawnCIK 733076
 S-3Shelf registered0001193125-21-272348
2021-09-14
CPI Card Group Inc.
ShelfFinal prospectusCIK 1641614
 S-3Shelf registered0001104659-21-115483
2021-09-13
Fathom Holdings Inc.
ShelfEffectiveCIK 1753162
 S-3Shelf registered0001104659-21-114882
2021-09-10
LANTRONIX INC
ShelfEffectiveCIK 1114925
 S-3Shelf registered0001683168-21-004231
2021-09-10
Recro Pharma, Inc.
ShelfEffectiveCIK 1588972
 S-3Shelf registered0001193125-21-270098
2021-09-10
ASPEN AEROGELS INC
ShelfEffectiveCIK 1145986
 S-3Shelf registered0001193125-21-270007
2021-09-10
Rekor Systems, Inc.
ShelfEffectiveCIK 1697851
 S-3Shelf registered0001193125-21-269989
2021-09-09
BATTALION OIL CORP
ShelfWithdrawnCIK 1282648
 S-3Shelf registered0001558370-21-012361
2021-09-09
APPLIED ENERGETICS, INC.
ShelfEffectiveCIK 879911
 S-3Shelf registered0001213900-21-047210
2021-09-09
VINCE HOLDING CORP.
ShelfEffectiveCIK 1579157
 S-3Shelf registered0001193125-21-268846
2021-09-08
PLAINS ALL AMERICAN PIPELINE LP
ShelfEffectiveCIK 1070423
 S-3Shelf registered0001104659-21-113846
2021-09-08
PAA FINANCE CORP
ShelfEffectiveCIK 1299906
 S-3Shelf registered0001104659-21-113846
2021-09-07
Super League Gaming, Inc.
ShelfEffectiveCIK 1621672
 S-3Shelf registered0001654954-21-009797
2021-09-07
NEPHROS INC
ShelfEffectiveCIK 1196298
 S-3Shelf registered0001493152-21-022100
2021-09-07
Inmune Bio, Inc.
ShelfEffectiveCIK 1711754
 S-3Shelf registered0001213900-21-046879
2021-09-07
Checkmate Pharmaceuticals, Inc.
ShelfEffectiveCIK 1651431
 S-3Shelf registered0001193125-21-266134
2021-09-07
OneWater Marine Inc.
ShelfEffectiveCIK 1772921
 S-3Shelf registered0001140361-21-030418
2021-09-07
Fossil Group, Inc.
ShelfEffectiveCIK 883569
 S-3Shelf registered0001104659-21-113218
2021-09-03
AEHR TEST SYSTEMS
ShelfEffectiveCIK 1040470
 S-3Shelf registered0001654954-21-009761
2021-09-03
Ontrak, Inc.
ShelfEffectiveCIK 1136174
 S-3Shelf registered0001628280-21-018106
2021-09-03
Pulse Biosciences, Inc.
ShelfEffectiveCIK 1625101
 S-3Shelf registered0001625101-21-000046
2021-09-03
SCYNEXIS INC
ShelfEffectiveCIK 1178253
 S-3Shelf registered0001564590-21-047097
2021-09-03
HARROW HEALTH, INC.
ShelfEffectiveCIK 1360214
 S-3Shelf registered0001493152-21-022032
2021-09-03
Eastside Distilling, Inc.
ShelfEffectiveCIK 1534708
 S-3Shelf registered0001493152-21-021968
2021-09-03
LIQTECH INTERNATIONAL INC
ShelfEffectiveCIK 1307579
 S-3Shelf registered0001437749-21-021513
2021-09-03
CorEnergy Infrastructure Trust, Inc.
ShelfEffectiveCIK 1347652
 S-3Shelf registered0001347652-21-000093
2021-09-03
RumbleOn, Inc.
ShelfEffectiveCIK 1596961
 S-3Shelf registered0001213900-21-046703
2021-09-03
COMSovereign Holding Corp.
ShelfEffectiveCIK 1178727
 S-3Shelf registered0001213900-21-046639
2021-09-03
Limbach Holdings, Inc.
ShelfEffectiveCIK 1606163
 S-3Shelf registered0001104659-21-112936
2021-09-03
ReShape Lifesciences Inc.
ShelfEffectiveCIK 1427570
 S-3Shelf registered0001104659-21-112928
2021-09-03
ReShape Lifesciences Inc.
ShelfEffectiveCIK 1427570
 S-3Shelf registered0001104659-21-112923
2021-09-03
Utz Brands, Inc.
ShelfEffectiveCIK 1739566
 S-3Shelf registered0001104659-21-112710
2021-09-02
Artificial Intelligence Technology Solutions Inc.
ShelfEffectiveCIK 1498148
 S-3Shelf registered0001493152-21-021868
2021-09-02
Liquidia Corp
ShelfEffectiveCIK 1819576
 S-3Shelf registered0001104659-21-112494
2021-09-01
Professional Holding Corp.
ShelfEffectiveCIK 1630856
 S-3Shelf registered0001558370-21-012151
2021-09-01
Hall of Fame Resort & Entertainment Co
ShelfEffectiveCIK 1708176
 S-3Shelf registered0001213900-21-046155
2021-08-31
AMERICA FIRST MULTIFAMILY INVESTORS, L.P.
ShelfEffectiveCIK 1059142
 S-3Shelf registered0001564590-21-046608
2021-08-31
AMERICA FIRST MULTIFAMILY INVESTORS, L.P.
ShelfEffectiveCIK 1059142
 S-3Shelf registered0001564590-21-046600
2021-08-31
COMSCORE, INC.
ShelfEffectiveCIK 1158172
 S-3Shelf registered0001158172-21-000129
2021-08-30
Nxt-ID, Inc.
ShelfEffectiveCIK 1566826
 S-3Shelf registered0001213900-21-045424
2021-08-30
PAR TECHNOLOGY CORP
ShelfEffectiveCIK 708821
 S-3Shelf registered0001140361-21-029756
2021-08-27
Dolphin Entertainment, Inc.
ShelfEffectiveCIK 1282224
 S-3Shelf registered0001553350-21-000759
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