Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-01 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2021-08-09
IGM Biosciences, Inc.
ShelfEffectiveCIK 1496323
 S-3Shelf registered0001193125-21-240574
2021-08-09
BRAINSTORM CELL THERAPEUTICS INC.
ShelfEffectiveCIK 1137883
 S-3Shelf registered0001104659-21-102214
2021-08-09
OPGEN INC
ShelfEffectiveCIK 1293818
 S-3Shelf registered0001079973-21-000726
2021-08-06
Independence Contract Drilling, Inc.
ShelfEffectiveCIK 1537028
 S-3Shelf registered0001558370-21-010657
2021-08-06
EyePoint Pharmaceuticals, Inc.
ShelfEffectiveCIK 1314102
 S-3Shelf registered0001193125-21-239441
2021-08-06
Mediaco Holding Inc.
ShelfEffectiveCIK 1784254
 S-3Shelf registered0001193125-21-239426
2021-08-06
Digimarc CORP
ShelfEffectiveCIK 1438231
 S-3Shelf registered0001193125-21-239369
2021-08-06
AquaBounty Technologies, Inc.
ShelfFinal prospectusCIK 1603978
 S-3Shelf registered0001193125-21-239236
2021-08-06
LEXICON PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1062822
 S-3Shelf registered0001062822-21-000051
2021-08-06
PLx Pharma Inc.
ShelfEffectiveCIK 1497504
 S-3Shelf registered0000921895-21-001930
2021-08-06
ARROW FINANCIAL CORP
ShelfEffectiveCIK 717538
 S-3Shelf registered0000717538-21-000174
2021-08-05
INTRUSION INC
ShelfEffectiveCIK 736012
 S-3Shelf registered0001683168-21-003290
2021-08-05
SeaSpine Holdings Corp
ShelfEffectiveCIK 1637761
 S-3Shelf registered0001637761-21-000171
2021-08-05
Surface Oncology, Inc.
ShelfEffectiveCIK 1718108
 S-3Shelf registered0001193125-21-237921
2021-08-05
CytomX Therapeutics, Inc.
ShelfEffectiveCIK 1501989
 S-3Shelf registered0001193125-21-237879
2021-08-05
PIERIS PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1583648
 S-3Shelf registered0001193125-21-237835
2021-08-05
iMedia Brands, Inc.
ShelfEffectiveCIK 870826
 S-3Shelf registered0001104659-21-100839
2021-08-04
Morphic Holding, Inc.
ShelfWithdrawnCIK 1679363
 S-3Shelf registered0001679363-21-000037
2021-08-04
Greenpro Capital Corp.
ShelfEffectiveCIK 1597846
 S-3Shelf registered0001493152-21-018537
2021-08-04
fuboTV Inc. /FL
ShelfEffectiveCIK 1484769
 S-3Shelf registered0001493152-21-018473
2021-08-04
Jerash Holdings (US), Inc.
ShelfEffectiveCIK 1696558
 S-3Shelf registered0001213900-21-040308
2021-08-04
OTONOMY, INC.
ShelfEffectiveCIK 1493566
 S-3Shelf registered0001193125-21-236435
2021-08-04
BBQ HOLDINGS, INC.
ShelfEffectiveCIK 1021270
 S-3Shelf registered0001140361-21-026933
2021-08-04
BBQ HOLDINGS, INC.
ShelfEffectiveCIK 1021270
 S-3Shelf registered0001140361-21-026925
2021-08-04
GRAN TIERRA ENERGY INC.
ShelfEffectiveCIK 1273441
 S-3Shelf registered0001104659-21-099751
2021-08-04
EARTHSTONE ENERGY INC
ShelfEffectiveCIK 10254
 S-3Shelf registered0000010254-21-000133
2021-08-03
MARIN SOFTWARE INC
ShelfEffectiveCIK 1389002
 S-3Shelf registered0001193125-21-233524
2021-08-03
Esperion Therapeutics, Inc.
ShelfWithdrawnCIK 1434868
 S-3Shelf registered0001104659-21-099210
2021-08-02
MoSys, Inc.
ShelfEffectiveCIK 890394
 S-3Shelf registered0001564590-21-039834
2021-08-02
Entasis Therapeutics Holdings Inc.
ShelfFinal prospectusCIK 1724344
 S-3Shelf registered0001104659-21-098917
2021-08-02
Invesco CurrencyShares Canadian Dollar Trust
ShelfEffectiveCIK 1353612
 S-3Shelf registered0000950123-21-009479
2021-08-02
Invesco CurrencyShares British Pound Sterling Trust
ShelfEffectiveCIK 1353611
 S-3Shelf registered0000950123-21-009474
2021-08-02
Invesco CurrencyShares Australian Dollar Trust
ShelfEffectiveCIK 1353614
 S-3Shelf registered0000950123-21-009472
2021-08-02
Invesco CurrencyShares Swiss Franc Trust
ShelfEffectiveCIK 1353615
 S-3Shelf registered0000950123-21-009470
2021-08-02
Invesco CurrencyShares Japanese Yen Trust
ShelfEffectiveCIK 1353613
 S-3Shelf registered0000950123-21-009466
2021-08-02
Invesco CurrencyShares Euro Trust
ShelfEffectiveCIK 1328598
 S-3Shelf registered0000950123-21-009463
2021-07-30
Kaival Brands Innovations Group, Inc.
ShelfEffectiveCIK 1762239
 S-3Shelf registered0001731122-21-001281
2021-07-30
AEMETIS, INC
ShelfEffectiveCIK 738214
 S-3Shelf registered0001654954-21-008366
2021-07-30
Evofem Biosciences, Inc.
ShelfEffectiveCIK 1618835
 S-3Shelf registered0001618835-21-000162
2021-07-30
DURECT CORP
ShelfEffectiveCIK 1082038
 S-3Shelf registered0001564590-21-039548
2021-07-30
LM FUNDING AMERICA, INC.
ShelfEffectiveCIK 1640384
 S-3Shelf registered0001564590-21-039527
2021-07-30
Mawson Infrastructure Group Inc.
ShelfEffectiveCIK 1218683
 S-3Shelf registered0001213900-21-039553
2021-07-30
Global Indemnity Group, LLC
ShelfEffectiveCIK 1494904
 S-3Shelf registered0001193125-21-231564
2021-07-30
GBLI Holdings, LLC
ShelfEffectiveCIK 1744136
 S-3Shelf registered0001193125-21-231564
2021-07-30
PROGENITY, INC.
ShelfEffectiveCIK 1580063
 S-3Shelf registered0001193125-21-231448
2021-07-30
PALISADE BIO, INC.
ShelfEffectiveCIK 1357459
 S-3Shelf registered0001171843-21-005319
2021-07-30
INDUS REALTY TRUST, INC.
ShelfEffectiveCIK 1037390
 S-3Shelf registered0001104659-21-098314
2021-07-30
Blue Apron Holdings, Inc.
ShelfEffectiveCIK 1701114
 S-3Shelf registered0001104659-21-098278
2021-07-29
Skye Bioscience, Inc.
ShelfEffectiveCIK 1516551
 S-3Shelf registered0001640334-21-001707
2021-07-29
AMMO, INC.
ShelfEffectiveCIK 1015383
 S-3Shelf registered0001493152-21-018106
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