Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-01 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2021-07-28
Viking Therapeutics, Inc.
ShelfEffectiveCIK 1607678
 S-3Shelf registered0001564590-21-038667
2021-07-27
AXT INC
ShelfEffectiveCIK 1051627
 S-3Shelf registered0001558370-21-009364
2021-07-27
TOMPKINS FINANCIAL CORP
ShelfEffectiveCIK 1005817
 S-3Shelf registered0001387131-21-007644
2021-07-27
NEXTERA ENERGY PARTNERS, LP
ShelfEffectiveCIK 1603145
 S-3Shelf registered0001193125-21-225856
2021-07-27
Athenex, Inc.
ShelfEffectiveCIK 1300699
 S-3Shelf registered0001193125-21-224638
2021-07-26
Performant Financial Corp
ShelfEffectiveCIK 1550695
 S-3Shelf registered0001550695-21-000043
2021-07-26
Greenland Technologies Holding Corp.
ShelfDormantCIK 1735041
 S-3Shelf registered0001213900-21-038628
2021-07-23
LifeMD, Inc.
ShelfEffectiveCIK 948320
 S-3Shelf registered0001493152-21-017665
2021-07-23
American Virtual Cloud Technologies, Inc.
ShelfEffectiveCIK 1704760
 S-3Shelf registered0001213900-21-038361
2021-07-23
SYNLOGIC, INC.
ShelfEffectiveCIK 1527599
 S-3Shelf registered0001193125-21-223153
2021-07-23
Equitable Financial Life Insurance Co
ShelfWithdrawnCIK 727920
 S-3Shelf registered0001193125-21-222847
2021-07-23
FIVE STAR SENIOR LIVING INC.
ShelfEffectiveCIK 1159281
 S-3Shelf registered0001104659-21-095462
2021-07-23
Fortress Biotech, Inc.
ShelfEffectiveCIK 1429260
 S-3Shelf registered0001104659-21-095458
2021-07-23
Takung Art Co., Ltd
ShelfDormantCIK 1491487
 S-3Shelf registered0001104659-21-095450
2021-07-23
Lument Finance Trust, Inc.
ShelfEffectiveCIK 1547546
 S-3Shelf registered0001104659-21-095390
2021-07-22
Future FinTech Group Inc.
ShelfDormantCIK 1066923
 S-3Shelf registered0001213900-21-038118
2021-07-21
GAMCO INVESTORS, INC. ET AL
ShelfEffectiveCIK 1060349
 S-3Shelf registered0001060349-21-000056
2021-07-20
ADIAL PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1513525
 S-3Shelf registered0001213900-21-037768
2021-07-16
Tempest Therapeutics, Inc.
ShelfEffectiveCIK 1544227
 S-3Shelf registered0001193125-21-217581
2021-07-16
FedNat Holding Co
ShelfEffectiveCIK 1069996
 S-3Shelf registered0001193125-21-217531
2021-07-16
FedNat Holding Co
ShelfEffectiveCIK 1069996
 S-3Shelf registered0001193125-21-217521
2021-07-15
NextDecade Corp.
ShelfEffectiveCIK 1612720
 S-3Shelf registered0001437749-21-017005
2021-07-15
ORAMED PHARMACEUTICALS INC.
ShelfEffectiveCIK 1176309
 S-3Shelf registered0001213900-21-037095
2021-07-14
OncoCyte Corp
ShelfEffectiveCIK 1642380
 S-3Shelf registered0001493152-21-016867
2021-07-14
ICAHN ENTERPRISES L.P.
ShelfEffectiveCIK 813762
 S-3Shelf registered0001104659-21-092168
2021-07-14
ICAHN ENTERPRISES FINANCE CORP.
ShelfEffectiveCIK 1297337
 S-3Shelf registered0001104659-21-092168
2021-07-14
Cytosorbents Corp
ShelfEffectiveCIK 1175151
 S-3Shelf registered0001104659-21-092146
2021-07-13
BIO KEY INTERNATIONAL INC
ShelfEffectiveCIK 1019034
 S-3Shelf registered0001437749-21-016861
2021-07-13
SPECTRUM PHARMACEUTICALS INC
ShelfEffectiveCIK 831547
 S-3Shelf registered0001193125-21-214237
2021-07-12
DarkPulse, Inc.
ShelfEffectiveCIK 866439
 S-3Shelf registered0001683168-21-002913
2021-07-12
NATURES SUNSHINE PRODUCTS INC
ShelfEffectiveCIK 275053
 S-3Shelf registered0000275053-21-000017
2021-07-09
Data Storage Corp
ShelfEffectiveCIK 1419951
 S-3Shelf registered0001731122-21-001149
2021-07-09
Compass Therapeutics, Inc.
ShelfEffectiveCIK 1738021
 S-3Shelf registered0001193125-21-212011
2021-07-09
Yellow Corp
ShelfEffectiveCIK 716006
 S-3Shelf registered0001193125-21-211939
2021-07-09
IRIDEX CORP
ShelfEffectiveCIK 1006045
 S-3Shelf registered0001193125-21-211883
2021-07-09
NCS Multistage Holdings, Inc.
ShelfEffectiveCIK 1692427
 S-3Shelf registered0001193125-21-211836
2021-07-09
GreenBox POS
ShelfEffectiveCIK 1419275
 S-3Shelf registered0001185185-21-000939
2021-07-09
INDUS REALTY TRUST, INC.
ShelfEffectiveCIK 1037390
 S-3Shelf registered0001104659-21-090639
2021-07-09
INDUS RT, LP
ShelfEffectiveCIK 1871698
 S-3Shelf registered0001104659-21-090639
2021-07-08
Quotient Ltd
ShelfEffectiveCIK 1596946
 S-3Shelf registered0001193125-21-210882
2021-07-08
Summit Wireless Technologies, Inc.
ShelfEffectiveCIK 1682149
 S-3Shelf registered0001104659-21-090312
2021-07-06
Savara Inc
ShelfEffectiveCIK 1160308
 S-3Shelf registered0001193125-21-208711
2021-07-06
KULR Technology Group, Inc.
ShelfEffectiveCIK 1662684
 S-3Shelf registered0001104659-21-089011
2021-07-02
Lightwave Logic, Inc.
ShelfEffectiveCIK 1325964
 S-3Shelf registered0001553350-21-000548
2021-07-02
Enveric Biosciences, Inc.
ShelfEffectiveCIK 890821
 S-3Shelf registered0001493152-21-016108
2021-07-02
VIVEVE MEDICAL, INC.
ShelfEffectiveCIK 879682
 S-3Shelf registered0001437749-21-016355
2021-07-02
CBAK Energy Technology, Inc.
ShelfEffectiveCIK 1117171
 S-3Shelf registered0001213900-21-035584
2021-07-02
Aditx Therapeutics, Inc.
ShelfEffectiveCIK 1726711
 S-3Shelf registered0001213900-21-035562
2021-07-02
Lantern Pharma Inc.
ShelfEffectiveCIK 1763950
 S-3Shelf registered0001213900-21-035559
2021-07-02
PUMA BIOTECHNOLOGY, INC.
ShelfEffectiveCIK 1401667
 S-3Shelf registered0001193125-21-207767
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