Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-01 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2021-07-02
Zosano Pharma Corp
ShelfEffectiveCIK 1587221
 S-3Shelf registered0001193125-21-207740
2021-07-02
AGS Capital LLC
ShelfEffectiveCIK 1341297
 S-3Shelf registered0001193125-21-207734
2021-07-02
PlayAGS, Inc.
ShelfEffectiveCIK 1593548
 S-3Shelf registered0001193125-21-207734
2021-07-02
AP Gaming I, LLC
ShelfEffectiveCIK 1868924
 S-3Shelf registered0001193125-21-207734
2021-07-02
AP Gaming II, Inc.
ShelfEffectiveCIK 1868927
 S-3Shelf registered0001193125-21-207734
2021-07-02
AP Gaming Acquisition, LLC
ShelfEffectiveCIK 1868929
 S-3Shelf registered0001193125-21-207734
2021-07-02
AP Gaming Holdings, LLC
ShelfEffectiveCIK 1868940
 S-3Shelf registered0001193125-21-207734
2021-07-02
Cadillac Jack, Inc.
ShelfEffectiveCIK 1868956
 S-3Shelf registered0001193125-21-207734
2021-07-02
AGS CJ Corp
ShelfEffectiveCIK 1869081
 S-3Shelf registered0001193125-21-207734
2021-07-02
AGS CJ Holdings Corp
ShelfEffectiveCIK 1869082
 S-3Shelf registered0001193125-21-207734
2021-07-02
AGS LLC
ShelfEffectiveCIK 1869471
 S-3Shelf registered0001193125-21-207734
2021-07-02
KEMPHARM, INC
ShelfEffectiveCIK 1434647
 S-3Shelf registered0001193125-21-207669
2021-07-02
Repay Holdings Corp
ShelfEffectiveCIK 1720592
 S-3Shelf registered0001193125-21-207667
2021-07-02
Fusion Pharmaceuticals Inc.
ShelfEffectiveCIK 1805890
 S-3Shelf registered0001193125-21-207654
2021-07-02
Greenlane Holdings, Inc.
ShelfEffectiveCIK 1743745
 S-3Shelf registered0001104659-21-088896
2021-07-01
GREENLIGHT CAPITAL RE, LTD.
ShelfEffectiveCIK 1385613
 S-3Shelf registered0001385613-21-000082
2021-07-01
CLARIVATE Plc
ShelfFinal prospectusCIK 1764046
 S-3Shelf registered0001104659-21-088255
2021-06-30
Processa Pharmaceuticals, Inc.
ShelfEffectiveCIK 1533743
 S-3Shelf registered0001493152-21-015710
2021-06-30
DBV Technologies S.A.
ShelfEffectiveCIK 1613780
 S-3Shelf registered0001193125-21-204768
2021-06-30
Invesco CurrencyShares Canadian Dollar Trust
ShelfEffectiveCIK 1353612
 S-3Shelf registered0001193125-21-204279
2021-06-30
HYCROFT MINING HOLDING CORP
ShelfEffectiveCIK 1718405
 S-3Shelf registered0001104659-21-087605
2021-06-30
HYCROFT MINING HOLDING CORP
ShelfEffectiveCIK 1718405
 S-3Shelf registered0001104659-21-087602
2021-06-29
United Health Products, Inc.
ShelfEffectiveCIK 1096938
 S-3Shelf registered0001477932-21-004344
2021-06-29
PAM TRANSPORTATION SERVICES INC
ShelfEffectiveCIK 798287
 S-3Shelf registered0001437749-21-015940
2021-06-29
AdaptHealth Corp.
ShelfEffectiveCIK 1725255
 S-3Shelf registered0001104659-21-086386
2021-06-28
TIPTREE INC.
ShelfEffectiveCIK 1393726
 S-3Shelf registered0001393726-21-000069
2021-06-25
Monaker Group, Inc.
ShelfEffectiveCIK 1372183
 S-3Shelf registered0001580695-21-000170
2021-06-25
Sorrento Therapeutics, Inc.
ShelfEffectiveCIK 850261
 S-3Shelf registered0001564590-21-034589
2021-06-25
SMITH MICRO SOFTWARE, INC.
ShelfEffectiveCIK 948708
 S-3Shelf registered0001564590-21-034577
2021-06-25
HyreCar Inc.
ShelfEffectiveCIK 1713832
 S-3Shelf registered0001213900-21-034035
2021-06-25
KEMPHARM, INC
ShelfEffectiveCIK 1434647
 S-3Shelf registered0001193125-21-200518
2021-06-25
DELCATH SYSTEMS, INC.
ShelfEffectiveCIK 872912
 S-3Shelf registered0001193125-21-200482
2021-06-25
X4 Pharmaceuticals, Inc
ShelfEffectiveCIK 1501697
 S-3Shelf registered0001193125-21-200438
2021-06-25
ATHERSYS, INC / NEW
ShelfEffectiveCIK 1368148
 S-3Shelf registered0001193125-21-200350
2021-06-25
BANK OF AMERICA CORP /DE/
ShelfEffectiveCIK 70858
 S-3Shelf registered0001193125-21-200234
2021-06-25
BAC Capital Trust XIII
ShelfEffectiveCIK 1359869
 S-3Shelf registered0001193125-21-200234
2021-06-25
BAC Capital Trust XIV
ShelfEffectiveCIK 1359870
 S-3Shelf registered0001193125-21-200234
2021-06-25
BAC Capital Trust XV
ShelfEffectiveCIK 1359871
 S-3Shelf registered0001193125-21-200234
2021-06-25
Magenta Therapeutics, Inc.
ShelfEffectiveCIK 1690585
 S-3Shelf registered0001193125-21-199531
2021-06-25
Milestone Pharmaceuticals Inc.
ShelfEffectiveCIK 1408443
 S-3Shelf registered0001104659-21-085692
2021-06-25
WESTWATER RESOURCES, INC.
ShelfEffectiveCIK 839470
 S-3Shelf registered0001052918-21-000243
2021-06-24
My Size, Inc.
ShelfEffectiveCIK 1211805
 S-3Shelf registered0001493152-21-015201
2021-06-24
MARINE PRODUCTS CORP
ShelfEffectiveCIK 1129155
 S-3Shelf registered0001104659-21-085175
2021-06-23
NeuBase Therapeutics, Inc.
ShelfEffectiveCIK 1173281
 S-3Shelf registered0001104659-21-084701
2021-06-23
DYNEX CAPITAL INC
ShelfEffectiveCIK 826675
 S-3Shelf registered0000826675-21-000062
2021-06-22
Invesco DB Multi-Sector Commodity Trust
ShelfEffectiveCIK 1367306
 S-3Shelf registered0001193125-21-195334
2021-06-22
INVESCO DB BASE METALS FUND
ShelfEffectiveCIK 1383084
 S-3Shelf registered0001193125-21-195334
2021-06-22
Invesco DB Multi-Sector Commodity Trust
ShelfEffectiveCIK 1367306
 S-3Shelf registered0001193125-21-195332
2021-06-22
Invesco DB Energy Fund
ShelfEffectiveCIK 1383062
 S-3Shelf registered0001193125-21-195332
2021-06-22
Invesco DB Multi-Sector Commodity Trust
ShelfEffectiveCIK 1367306
 S-3Shelf registered0001193125-21-195330
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