Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-01 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2021-06-22
Invesco DB Gold Fund
ShelfEffectiveCIK 1383055
 S-3Shelf registered0001193125-21-195330
2021-06-22
Invesco DB US Dollar Index Trust
ShelfEffectiveCIK 1371571
 S-3Shelf registered0001193125-21-195323
2021-06-22
Invesco DB US Dollar Index Bullish Fund
ShelfEffectiveCIK 1383151
 S-3Shelf registered0001193125-21-195323
2021-06-22
Invesco DB Multi-Sector Commodity Trust
ShelfEffectiveCIK 1367306
 S-3Shelf registered0001193125-21-195322
2021-06-22
Invesco DB Oil Fund
ShelfEffectiveCIK 1383058
 S-3Shelf registered0001193125-21-195322
2021-06-22
Invesco DB US Dollar Index Trust
ShelfEffectiveCIK 1371571
 S-3Shelf registered0001193125-21-195320
2021-06-22
INVESCO DB US DOLLAR INDEX BEARISH FUND
ShelfEffectiveCIK 1383149
 S-3Shelf registered0001193125-21-195320
2021-06-22
Invesco DB Multi-Sector Commodity Trust
ShelfEffectiveCIK 1367306
 S-3Shelf registered0001193125-21-195318
2021-06-22
Invesco DB Precious Metals Fund
ShelfEffectiveCIK 1383057
 S-3Shelf registered0001193125-21-195318
2021-06-22
Babcock & Wilcox Enterprises, Inc.
ShelfEffectiveCIK 1630805
 S-3Shelf registered0001104659-21-083651
2021-06-22
SHARPS COMPLIANCE CORP
ShelfEffectiveCIK 898770
 S-3Shelf registered0000898770-21-000077
2021-06-21
MAMMOTH ENERGY SERVICES, INC.
ShelfEffectiveCIK 1679268
 S-3Shelf registered0001679268-21-000044
2021-06-21
NIOCORP DEVELOPMENTS LTD
ShelfEffectiveCIK 1512228
 S-3Shelf registered0001539497-21-000883
2021-06-21
ProPhase Labs, Inc.
ShelfEffectiveCIK 868278
 S-3Shelf registered0001493152-21-014872
2021-06-21
RumbleON, Inc.
ShelfEffectiveCIK 1596961
 S-3Shelf registered0001213900-21-033127
2021-06-21
Medalist Diversified REIT, Inc.
ShelfEffectiveCIK 1654595
 S-3Shelf registered0001104659-21-083518
2021-06-21
AUGUSTA GOLD CORP.
ShelfEffectiveCIK 1448597
 S-3Shelf registered0001104659-21-082769
2021-06-17
CADIZ INC
ShelfEffectiveCIK 727273
 S-3Shelf registered0001213900-21-032855
2021-06-17
Veritone, Inc.
ShelfEffectiveCIK 1615165
 S-3Shelf registered0001193125-21-193356
2021-06-16
Eastside Distilling, Inc.
ShelfEffectiveCIK 1534708
 S-3Shelf registered0001493152-21-014589
2021-06-16
Cyclerion Therapeutics, Inc.
ShelfFinal prospectusCIK 1755237
 S-3Shelf registered0001140361-21-021236
2021-06-16
URBAN ONE, INC.
ShelfEffectiveCIK 1041657
 S-3Shelf registered0001041657-21-000047
2021-06-14
Chicken Soup for the Soul Entertainment, Inc.
ShelfEffectiveCIK 1679063
 S-3Shelf registered0001104659-21-080326
2021-06-11
Ranger Energy Services, Inc.
ShelfEffectiveCIK 1699039
 S-3Shelf registered0001699039-21-000058
2021-06-11
HEAT BIOLOGICS, INC.
ShelfEffectiveCIK 1476963
 S-3Shelf registered0001553350-21-000514
2021-06-11
SIGMA LABS, INC.
ShelfEffectiveCIK 788611
 S-3Shelf registered0001493152-21-014185
2021-06-11
INTEGRATED VENTURES, INC.
ShelfWithdrawnCIK 1520118
 S-3Shelf registered0001477932-21-003977
2021-06-11
Plymouth Industrial REIT, Inc.
ShelfEffectiveCIK 1515816
 S-3Shelf registered0001140361-21-020599
2021-06-11
Plymouth Industrial OP, LP
ShelfEffectiveCIK 1748464
 S-3Shelf registered0001140361-21-020599
2021-06-11
URBAN ONE, INC.
ShelfEffectiveCIK 1041657
 S-3Shelf registered0001041657-21-000041
2021-06-10
DESTINATION XL GROUP, INC.
ShelfEffectiveCIK 813298
 S-3Shelf registered0001564590-21-032473
2021-06-10
APPLIED ENERGETICS, INC.
ShelfEffectiveCIK 879911
 S-3Shelf registered0001213900-21-031888
2021-06-10
SolarWindow Technologies, Inc.
ShelfEffectiveCIK 1071840
 S-3Shelf registered0001171843-21-004271
2021-06-10
PRUCO LIFE INSURANCE CO
ShelfEffectiveCIK 777917
 S-3Shelf registered0000777917-21-000012
2021-06-10
PRUCO LIFE INSURANCE CO
ShelfEffectiveCIK 777917
 S-3Shelf registered0000777917-21-000011
2021-06-09
SIGMA LABS, INC.
ShelfEffectiveCIK 788611
 S-3Shelf registered0001493152-21-013910
2021-06-09
PAR TECHNOLOGY CORP
ShelfEffectiveCIK 708821
 S-3Shelf registered0001140361-21-020362
2021-06-09
Sachem Capital Corp.
ShelfEffectiveCIK 1682220
 S-3Shelf registered0001104659-21-078829
2021-06-08
SECOND SIGHT MEDICAL PRODUCTS INC
ShelfEffectiveCIK 1266806
 S-3Shelf registered0001564590-21-032143
2021-06-08
LifeMD, Inc.
ShelfEffectiveCIK 948320
 S-3Shelf registered0001493152-21-013837
2021-06-08
Novo Integrated Sciences, Inc.
ShelfEffectiveCIK 1138978
 S-3Shelf registered0001493152-21-013807
2021-06-08
Akerna Corp.
ShelfEffectiveCIK 1755953
 S-3Shelf registered0001213900-21-031339
2021-06-08
ITERIS, INC.
ShelfEffectiveCIK 350868
 S-3Shelf registered0001104659-21-078236
2021-06-07
ABEONA THERAPEUTICS INC.
ShelfEffectiveCIK 318306
 S-3Shelf registered0001493152-21-013727
2021-06-07
Creatd, Inc.
ShelfEffectiveCIK 1357671
 S-3Shelf registered0001213900-21-031287
2021-06-07
Rafael Holdings, Inc.
ShelfEffectiveCIK 1713863
 S-3Shelf registered0001213900-21-031248
2021-06-07
ATLAS TECHNICAL CONSULTANTS, INC.
ShelfEffectiveCIK 1751143
 S-3Shelf registered0001213900-21-031222
2021-06-07
SUPERIOR INDUSTRIES INTERNATIONAL INC
ShelfEffectiveCIK 95552
 S-3Shelf registered0001193125-21-184299
2021-06-04
Power REIT
ShelfEffectiveCIK 1532619
 S-3Shelf registered0001493152-21-013650
2021-06-04
Protagenic Therapeutics, Inc.\new
ShelfEffectiveCIK 1022899
 S-3Shelf registered0001493152-21-013626
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