Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-01 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2021-04-29
OHIO POWER CO
ShelfEffectiveCIK 73986
 S-3Shelf registered0000073986-21-000013
2021-04-28
MMEX Resources Corp
ShelfEffectiveCIK 1440799
 S-3Shelf registered0001477932-21-002665
2021-04-28
Predictive Oncology Inc.
ShelfEffectiveCIK 1446159
 S-3Shelf registered0001171843-21-002895
2021-04-27
BIOTRICITY INC.
ShelfEffectiveCIK 1630113
 S-3Shelf registered0001493152-21-009855
2021-04-27
ACRES Commercial Realty Corp.
ShelfEffectiveCIK 1332551
 S-3Shelf registered0001193125-21-132093
2021-04-26
Ellington Residential Mortgage REIT
ShelfEffectiveCIK 1560672
 S-3Shelf registered0001560672-21-000032
2021-04-23
CurrencyWorks Inc.
ShelfEffectiveCIK 1515139
 S-3Shelf registered0001493152-21-009578
2021-04-23
TALOS ENERGY INC.
ShelfEffectiveCIK 1724965
 S-3Shelf registered0001193125-21-129262
2021-04-23
MUSTANG BIO, INC.
ShelfEffectiveCIK 1680048
 S-3Shelf registered0001104659-21-054466
2021-04-22
Transphorm, Inc.
ShelfEffectiveCIK 1715768
 S-3Shelf registered0001715768-21-000053
2021-04-22
MISONIX INC
ShelfWithdrawnCIK 880432
 S-3Shelf registered0001493152-21-009468
2021-04-22
CYTRX CORP
ShelfEffectiveCIK 799698
 S-3Shelf registered0001493152-21-009418
2021-04-22
Babcock & Wilcox Enterprises, Inc.
ShelfEffectiveCIK 1630805
 S-3Shelf registered0001104659-21-053354
2021-04-21
NeuroBo Pharmaceuticals, Inc.
ShelfEffectiveCIK 1638287
 S-3Shelf registered0001558370-21-004564
2021-04-21
ATOSSA THERAPEUTICS, INC.
ShelfEffectiveCIK 1488039
 S-3Shelf registered0001437749-21-009473
2021-04-20
HealthLynked Corp
ShelfEffectiveCIK 1680139
 S-3Shelf registered0001213900-21-022277
2021-04-20
ADIAL PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1513525
 S-3Shelf registered0001213900-21-022157
2021-04-20
Bluerock Residential Growth REIT, Inc.
ShelfEffectiveCIK 1442626
 S-3Shelf registered0001104659-21-052613
2021-04-20
CPS TECHNOLOGIES CORP/DE/
ShelfEffectiveCIK 814676
 S-3Shelf registered0000814676-21-000029
2021-04-19
MARIMED INC.
ShelfEffectiveCIK 1522767
 S-3Shelf registered0001493152-21-009121
2021-04-19
ADOMANI, INC.
ShelfEffectiveCIK 1563568
 S-3Shelf registered0001193125-21-121268
2021-04-16
SECOND SIGHT MEDICAL PRODUCTS INC
ShelfEffectiveCIK 1266806
 S-3Shelf registered0001564590-21-019062
2021-04-16
IMMUNIC, INC.
ShelfEffectiveCIK 1280776
 S-3Shelf registered0001193805-21-000505
2021-04-16
Citigroup Global Markets Holdings Inc.
ShelfEffectiveCIK 200245
 S-3Shelf registered0001193125-21-119437
2021-04-16
CITIGROUP INC
ShelfEffectiveCIK 831001
 S-3Shelf registered0001193125-21-119437
2021-04-16
CITIGROUP CAPITAL XIII
ShelfEffectiveCIK 1075170
 S-3Shelf registered0001193125-21-119437
2021-04-16
Citigroup Capital XVIII
ShelfEffectiveCIK 1366726
 S-3Shelf registered0001193125-21-119437
2021-04-16
EYEGATE PHARMACEUTICALS INC
ShelfEffectiveCIK 1372514
 S-3Shelf registered0001104659-21-051434
2021-04-16
SELLAS Life Sciences Group, Inc.
ShelfEffectiveCIK 1390478
 S-3Shelf registered0001104659-21-051414
2021-04-16
REX AMERICAN RESOURCES Corp
ShelfDormantCIK 744187
 S-3Shelf registered0000930413-21-000779
2021-04-15
HOST HOTELS & RESORTS L.P.
ShelfEffectiveCIK 1061937
 S-3Shelf registered0001193125-21-117810
2021-04-15
Chemomab Therapeutics Ltd.
ShelfEffectiveCIK 1534248
 S-3Shelf registered0001104659-21-050760
2021-04-13
COASTAL FINANCIAL CORP
ShelfEffectiveCIK 1437958
 S-3Shelf registered0001552781-21-000201
2021-04-13
AVIAT NETWORKS, INC.
ShelfEffectiveCIK 1377789
 S-3Shelf registered0001193125-21-114722
2021-04-13
Satsuma Pharmaceuticals, Inc.
ShelfEffectiveCIK 1692830
 S-3Shelf registered0001193125-21-114654
2021-04-12
PAR TECHNOLOGY CORP
ShelfEffectiveCIK 708821
 S-3Shelf registered0001140361-21-012437
2021-04-12
PROTECTIVE LIFE INSURANCE CO
ShelfEffectiveCIK 310826
 S-3Shelf registered0001104659-21-049401
2021-04-12
Fortress Biotech, Inc.
ShelfEffectiveCIK 1429260
 S-3Shelf registered0001104659-21-049346
2021-04-12
SOCKET MOBILE, INC.
ShelfEffectiveCIK 944075
 S-3Shelf registered0000944075-21-000031
2021-04-09
VISIUM TECHNOLOGIES, INC.
ShelfEffectiveCIK 1082733
 S-3Shelf registered0001654954-21-004023
2021-04-09
Sorrento Therapeutics, Inc.
ShelfEffectiveCIK 850261
 S-3Shelf registered0001564590-21-018359
2021-04-09
Inmune Bio, Inc.
ShelfEffectiveCIK 1711754
 S-3Shelf registered0001213900-21-021037
2021-04-09
OLB GROUP, INC.
ShelfEffectiveCIK 1314196
 S-3Shelf registered0001213900-21-021021
2021-04-09
REV Group, Inc.
ShelfFinal prospectusCIK 1687221
 S-3Shelf registered0001193125-21-111558
2021-04-08
LENSAR, Inc.
ShelfEffectiveCIK 1320350
 S-3Shelf registered0001564590-21-018202
2021-04-08
Aerpio Pharmaceuticals, Inc.
ShelfEffectiveCIK 1422142
 S-3Shelf registered0001564590-21-018182
2021-04-07
Infrastructure & Energy Alternatives, Inc.
ShelfEffectiveCIK 1652362
 S-3Shelf registered0001652362-21-000077
2021-04-07
Vertex Energy Inc.
ShelfEffectiveCIK 890447
 S-3Shelf registered0001580695-21-000084
2021-04-07
CareCloud, Inc.
ShelfEffectiveCIK 1582982
 S-3Shelf registered0001493152-21-008215
2021-04-07
CHINOOK THERAPEUTICS, INC.
ShelfEffectiveCIK 1435049
 S-3Shelf registered0001193125-21-108958
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