Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-01 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2021-04-07
INVO Bioscience, Inc.
ShelfEffectiveCIK 1417926
 S-3Shelf registered0001185185-21-000472
2021-04-07
Riley Exploration Permian, Inc.
ShelfEffectiveCIK 1001614
 S-3Shelf registered0001140361-21-012034
2021-04-07
Farmland Partners Inc.
ShelfEffectiveCIK 1591670
 S-3Shelf registered0001104659-21-047564
2021-04-06
Xtant Medical Holdings, Inc.
ShelfEffectiveCIK 1453593
 S-3Shelf registered0001493152-21-008120
2021-04-06
NORTHERN OIL & GAS, INC.
ShelfEffectiveCIK 1104485
 S-3Shelf registered0001193125-21-107668
2021-04-06
NORTHERN OIL & GAS, INC.
ShelfEffectiveCIK 1104485
 S-3Shelf registered0001193125-21-107660
2021-04-06
DENBURY INC
ShelfWithdrawnCIK 945764
 S-3Shelf registered0000945764-21-000048
2021-04-05
PharmaCyte Biotech, Inc.
ShelfEffectiveCIK 1157075
 S-3Shelf registered0001683168-21-001234
2021-04-05
InspireMD, Inc.
ShelfEffectiveCIK 1433607
 S-3Shelf registered0001493152-21-007970
2021-04-05
REED'S, INC.
ShelfEffectiveCIK 1140215
 S-3Shelf registered0001493152-21-007904
2021-04-05
USA TECHNOLOGIES INC
ShelfEffectiveCIK 896429
 S-3Shelf registered0001140361-21-011602
2021-04-05
Primis Financial Corp.
ShelfEffectiveCIK 1325670
 S-3Shelf registered0001104659-21-046657
2021-04-02
Processa Pharmaceuticals, Inc.
ShelfEffectiveCIK 1533743
 S-3Shelf registered0001493152-21-007769
2021-04-02
Citius Pharmaceuticals, Inc.
ShelfEffectiveCIK 1506251
 S-3Shelf registered0001213900-21-019952
2021-04-02
Ecoark Holdings, Inc.
ShelfEffectiveCIK 1437491
 S-3Shelf registered0001213900-21-019951
2021-04-02
CREATIVE REALITIES, INC.
ShelfEffectiveCIK 1356093
 S-3Shelf registered0001213900-21-019931
2021-04-02
APPLIED GENETIC TECHNOLOGIES CORP
ShelfEffectiveCIK 1273636
 S-3Shelf registered0001193125-21-105189
2021-04-02
Oncternal Therapeutics, Inc.
ShelfEffectiveCIK 1260990
 S-3Shelf registered0001193125-21-104327
2021-04-02
Hepion Pharmaceuticals, Inc.
ShelfEffectiveCIK 1583771
 S-3Shelf registered0001104659-21-046023
2021-04-02
VOYA RETIREMENT INSURANCE & ANNUITY Co
ShelfDormantCIK 837010
 S-3Shelf registered0000917677-21-000057
2021-04-02
VOYA RETIREMENT INSURANCE & ANNUITY Co
ShelfDormantCIK 837010
 S-3Shelf registered0000917677-21-000055
2021-04-02
VOYA RETIREMENT INSURANCE & ANNUITY Co
ShelfDormantCIK 837010
 S-3Shelf registered0000837010-21-000047
2021-04-02
VOYA RETIREMENT INSURANCE & ANNUITY Co
ShelfDormantCIK 837010
 S-3Shelf registered0000837010-21-000046
2021-04-02
VOYA RETIREMENT INSURANCE & ANNUITY Co
ShelfDormantCIK 837010
 S-3Shelf registered0000837010-21-000045
2021-04-02
VOYA RETIREMENT INSURANCE & ANNUITY Co
ShelfDormantCIK 837010
 S-3Shelf registered0000837010-21-000044
2021-04-01
AmpliTech Group, Inc.
ShelfEffectiveCIK 1518461
 S-3Shelf registered0001477932-21-001980
2021-04-01
iShares S&P GSCI Commodity-Indexed Trust
ShelfEffectiveCIK 1332174
 S-3Shelf registered0001437749-21-008040
2021-04-01
Tonix Pharmaceuticals Holding Corp.
ShelfFinal prospectusCIK 1430306
 S-3Shelf registered0001387131-21-004112
2021-04-01
IMARA Inc.
ShelfEffectiveCIK 1672619
 S-3Shelf registered0001193125-21-104174
2021-04-01
CTO Realty Growth, Inc.
ShelfEffectiveCIK 23795
 S-3Shelf registered0001193125-21-104098
2021-04-01
City Office REIT, Inc.
ShelfEffectiveCIK 1593222
 S-3Shelf registered0001193125-21-104008
2021-04-01
NeuBase Therapeutics, Inc.
ShelfEffectiveCIK 1173281
 S-3Shelf registered0001104659-21-045700
2021-04-01
DarioHealth Corp.
ShelfEffectiveCIK 1533998
 S-3Shelf registered0001104659-21-045615
2021-04-01
CALADRIUS BIOSCIENCES, INC.
ShelfEffectiveCIK 320017
 S-3Shelf registered0000320017-21-000050
2021-03-31
NantHealth, Inc.
ShelfEffectiveCIK 1566469
 S-3Shelf registered0001566469-21-000015
2021-03-31
Alphatec Holdings, Inc.
ShelfEffectiveCIK 1350653
 S-3Shelf registered0001564590-21-017084
2021-03-31
T2 Biosystems, Inc.
ShelfEffectiveCIK 1492674
 S-3Shelf registered0001193125-21-102323
2021-03-31
Eledon Pharmaceuticals, Inc.
ShelfEffectiveCIK 1404281
 S-3Shelf registered0001193125-21-101240
2021-03-31
F-star Therapeutics, Inc.
ShelfEffectiveCIK 1566373
 S-3Shelf registered0001193125-21-100712
2021-03-30
ULTRALIFE CORP
ShelfEffectiveCIK 875657
 S-3Shelf registered0001437749-21-007536
2021-03-30
Dare Bioscience, Inc.
ShelfEffectiveCIK 1401914
 S-3Shelf registered0001401914-21-000042
2021-03-29
REALNETWORKS INC
ShelfEffectiveCIK 1046327
 S-3Shelf registered0001193125-21-097561
2021-03-29
YIELD10 BIOSCIENCE, INC.
ShelfEffectiveCIK 1121702
 S-3Shelf registered0001121702-21-000019
2021-03-29
Farmland Partners Inc.
ShelfEffectiveCIK 1591670
 S-3Shelf registered0001104659-21-043377
2021-03-26
Eagle Bulk Shipping Inc.
ShelfEffectiveCIK 1322439
 S-3Shelf registered0001628280-21-005779
2021-03-26
Orgenesis Inc.
ShelfEffectiveCIK 1460602
 S-3Shelf registered0001493152-21-006959
2021-03-26
NextDecade Corp.
ShelfEffectiveCIK 1612720
 S-3Shelf registered0001437749-21-007326
2021-03-26
NovaBay Pharmaceuticals, Inc.
ShelfEffectiveCIK 1389545
 S-3Shelf registered0001437749-21-007249
2021-03-26
Ellington Financial Inc.
ShelfEffectiveCIK 1411342
 S-3Shelf registered0001411342-21-000027
2021-03-26
PEABODY ENERGY CORP
ShelfEffectiveCIK 1064728
 S-3Shelf registered0001193125-21-096550
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