Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-02 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2021-03-22
Braemar Hotels & Resorts Inc.
ShelfEffectiveCIK 1574085
 S-3Shelf registered0001104659-21-039773
2021-03-22
CAPSTONE TURBINE Corp
ShelfEffectiveCIK 1009759
 S-3Shelf registered0001104659-21-039371
2021-03-19
NIOCORP DEVELOPMENTS LTD
ShelfEffectiveCIK 1512228
 S-3Shelf registered0001785982-21-000065
2021-03-19
Celsion CORP
ShelfEffectiveCIK 749647
 S-3Shelf registered0001493152-21-006449
2021-03-19
Cyclo Therapeutics, Inc.
ShelfEffectiveCIK 922247
 S-3Shelf registered0001437749-21-006622
2021-03-19
CENTRAL VALLEY COMMUNITY BANCORP
ShelfEffectiveCIK 1127371
 S-3Shelf registered0001127371-21-000050
2021-03-19
Summit Wireless Technologies, Inc.
ShelfEffectiveCIK 1682149
 S-3Shelf registered0001104659-21-039216
2021-03-19
Verona Pharma plc
ShelfEffectiveCIK 1657312
 S-3Shelf registered0001104659-21-039208
2021-03-19
Evolve Transition Infrastructure LP
ShelfEffectiveCIK 1362705
 S-3Shelf registered0001104659-21-039114
2021-03-19
Willdan Group, Inc.
ShelfEffectiveCIK 1370450
 S-3Shelf registered0001104659-21-038674
2021-03-18
vTv Therapeutics Inc.
ShelfEffectiveCIK 1641489
 S-3Shelf registered0001564590-21-014175
2021-03-18
NewAge, Inc.
ShelfEffectiveCIK 1579823
 S-3Shelf registered0001493152-21-006346
2021-03-18
BSQUARE CORP /WA
ShelfEffectiveCIK 1054721
 S-3Shelf registered0001437749-21-006522
2021-03-18
Broadstone Net Lease, Inc.
ShelfWithdrawnCIK 1424182
 S-3Shelf registered0001193125-21-085984
2021-03-18
SONIM TECHNOLOGIES INC
ShelfEffectiveCIK 1178697
 S-3Shelf registered0001193125-21-085776
2021-03-18
Identiv, Inc.
ShelfEffectiveCIK 1036044
 S-3Shelf registered0001193125-21-084448
2021-03-17
Odyssey Group International, Inc.
ShelfWithdrawnCIK 1626644
 S-3Shelf registered0001683168-21-000979
2021-03-17
Equitable Financial Life Insurance Co
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-21-083777
2021-03-16
Code Chain New Continent Ltd
ShelfEffectiveCIK 1641398
 S-3Shelf registered0001213900-21-015762
2021-03-16
Motus GI Holdings, Inc.
ShelfEffectiveCIK 1686850
 S-3Shelf registered0001213900-21-015717
2021-03-16
Motus GI Holdings, Inc.
ShelfEffectiveCIK 1686850
 S-3Shelf registered0001213900-21-015697
2021-03-16
BioSolar Inc
ShelfEffectiveCIK 1371128
 S-3Shelf registered0001213900-21-015686
2021-03-16
EASTMAN KODAK CO
ShelfEffectiveCIK 31235
 S-3Shelf registered0001193125-21-082924
2021-03-16
EASTMAN KODAK CO
ShelfEffectiveCIK 31235
 S-3Shelf registered0001193125-21-082916
2021-03-16
ACRES Commercial Realty Corp.
ShelfEffectiveCIK 1332551
 S-3Shelf registered0001193125-21-081646
2021-03-16
RIVERSOURCE LIFE INSURANCE CO
ShelfEffectiveCIK 727892
 S-3Shelf registered0001193125-21-081604
2021-03-16
ZW Data Action Technologies Inc.
ShelfEffectiveCIK 1376321
 S-3Shelf registered0001171843-21-001824
2021-03-16
BARNWELL INDUSTRIES INC
ShelfEffectiveCIK 10048
 S-3Shelf registered0001140361-21-008740
2021-03-16
CAPRICOR THERAPEUTICS, INC.
ShelfEffectiveCIK 1133869
 S-3Shelf registered0001104659-21-037219
2021-03-15
VistaGen Therapeutics, Inc.
ShelfEffectiveCIK 1411685
 S-3Shelf registered0001654954-21-002812
2021-03-15
Novo Integrated Sciences, Inc.
ShelfEffectiveCIK 1138978
 S-3Shelf registered0001493152-21-005981
2021-03-15
Code Chain New Continent Ltd
ShelfEffectiveCIK 1641398
 S-3Shelf registered0001213900-21-015329
2021-03-15
Solid Biosciences Inc.
ShelfEffectiveCIK 1707502
 S-3Shelf registered0001193125-21-081565
2021-03-15
POTBELLY CORP
ShelfEffectiveCIK 1195734
 S-3Shelf registered0001193125-21-081374
2021-03-15
ASPEN AEROGELS INC
ShelfEffectiveCIK 1145986
 S-3Shelf registered0001193125-21-079909
2021-03-15
Predictive Oncology Inc.
ShelfEffectiveCIK 1446159
 S-3Shelf registered0001171843-21-001791
2021-03-15
CHEMBIO DIAGNOSTICS, INC.
ShelfEffectiveCIK 1092662
 S-3Shelf registered0001140361-21-008407
2021-03-12
FIRST MID BANCSHARES, INC.
ShelfEffectiveCIK 700565
 S-3Shelf registered0001564590-21-012770
2021-03-12
Adicet Bio, Inc.
ShelfEffectiveCIK 1720580
 S-3Shelf registered0001564590-21-012680
2021-03-12
Inmune Bio, Inc.
ShelfEffectiveCIK 1711754
 S-3Shelf registered0001213900-21-015129
2021-03-12
Resonant Inc
ShelfEffectiveCIK 1579910
 S-3Shelf registered0001104659-21-035681
2021-03-12
Metropolitan Bank Holding Corp.
ShelfEffectiveCIK 1476034
 S-3Shelf registered0001104659-21-035321
2021-03-11
MYERS INDUSTRIES INC
ShelfEffectiveCIK 69488
 S-3Shelf registered0001564590-21-012564
2021-03-11
Lineage Cell Therapeutics, Inc.
ShelfEffectiveCIK 876343
 S-3Shelf registered0001493152-21-005822
2021-03-11
Lineage Cell Therapeutics, Inc.
ShelfEffectiveCIK 876343
 S-3Shelf registered0001493152-21-005820
2021-03-11
INTEGRATED VENTURES, INC.
ShelfEffectiveCIK 1520118
 S-3Shelf registered0001477932-21-001378
2021-03-11
AIR T INC
ShelfEffectiveCIK 353184
 S-3Shelf registered0001437749-21-005588
2021-03-11
AIR T FUNDING
ShelfEffectiveCIK 1760001
 S-3Shelf registered0001437749-21-005588
2021-03-11
Aldeyra Therapeutics, Inc.
ShelfEffectiveCIK 1341235
 S-3Shelf registered0001193125-21-077943
2021-03-11
Spero Therapeutics, Inc.
ShelfEffectiveCIK 1701108
 S-3Shelf registered0001193125-21-077926
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