Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-02 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2021-03-11
Amplify Energy Corp.
ShelfEffectiveCIK 1533924
 S-3Shelf registered0001193125-21-077866
2021-03-11
CATABASIS PHARMACEUTICALS INC
ShelfEffectiveCIK 1454789
 S-3Shelf registered0001104659-21-035080
2021-03-11
ASURE SOFTWARE INC
ShelfEffectiveCIK 884144
 S-3Shelf registered0001104659-21-035003
2021-03-10
SI-BONE, Inc.
ShelfWithdrawnCIK 1459839
 S-3Shelf registered0001459839-21-000019
2021-03-10
DiaMedica Therapeutics Inc.
ShelfEffectiveCIK 1401040
 S-3Shelf registered0001437749-21-005552
2021-03-10
Heritage Insurance Holdings, Inc.
ShelfEffectiveCIK 1598665
 S-3Shelf registered0001193125-21-076316
2021-03-10
XOMA Corp
ShelfEffectiveCIK 791908
 S-3Shelf registered0001193125-21-075647
2021-03-10
Regulus Therapeutics Inc.
ShelfEffectiveCIK 1505512
 S-3Shelf registered0001193125-21-075144
2021-03-10
BLACK DIAMOND EQUIPMENT LTD
ShelfEffectiveCIK 878608
 S-3Shelf registered0001104659-21-034566
2021-03-10
Clarus Corp
ShelfEffectiveCIK 913277
 S-3Shelf registered0001104659-21-034566
2021-03-10
Everest/Sapphire Acquisition, LLC
ShelfEffectiveCIK 1507089
 S-3Shelf registered0001104659-21-034566
2021-03-10
Black Diamond Retail, Inc.
ShelfEffectiveCIK 1507092
 S-3Shelf registered0001104659-21-034566
2021-03-10
BD European Holdings, LLC
ShelfEffectiveCIK 1709184
 S-3Shelf registered0001104659-21-034566
2021-03-10
SKINourishment, LLC
ShelfEffectiveCIK 1709204
 S-3Shelf registered0001104659-21-034566
2021-03-10
Sierra Bullets, L.L.C.
ShelfEffectiveCIK 1722831
 S-3Shelf registered0001104659-21-034566
2021-03-10
Black Diamond Retail - Alaska, LLC
ShelfEffectiveCIK 1846904
 S-3Shelf registered0001104659-21-034566
2021-03-10
Barnes Bullets - Mona, LLC
ShelfEffectiveCIK 1846924
 S-3Shelf registered0001104659-21-034566
2021-03-10
Black Diamond Retail - Colorado, LLC
ShelfEffectiveCIK 1847138
 S-3Shelf registered0001104659-21-034566
2021-03-10
Black Diamond Retail - Montana, LLC
ShelfEffectiveCIK 1847139
 S-3Shelf registered0001104659-21-034566
2021-03-10
EARTHSTONE ENERGY INC
ShelfEffectiveCIK 10254
 S-3Shelf registered0000010254-21-000050
2021-03-10
EARTHSTONE ENERGY INC
ShelfEffectiveCIK 10254
 S-3Shelf registered0000010254-21-000048
2021-03-10
Lynden Energy Corp.
ShelfEffectiveCIK 1622620
 S-3Shelf registered0000010254-21-000048
2021-03-10
Sabine River Energy, LLC
ShelfEffectiveCIK 1647013
 S-3Shelf registered0000010254-21-000048
2021-03-10
Earthstone Operating, LLC
ShelfEffectiveCIK 1647049
 S-3Shelf registered0000010254-21-000048
2021-03-10
Bold Operating, LLC
ShelfEffectiveCIK 1737567
 S-3Shelf registered0000010254-21-000048
2021-03-10
Bold Energy III LLC
ShelfEffectiveCIK 1737571
 S-3Shelf registered0000010254-21-000048
2021-03-10
Lynden USA Inc.
ShelfEffectiveCIK 1737580
 S-3Shelf registered0000010254-21-000048
2021-03-10
Lynden USA Operating, LLC
ShelfEffectiveCIK 1737584
 S-3Shelf registered0000010254-21-000048
2021-03-10
Earthstone Energy Holdings, LLC
ShelfEffectiveCIK 1737623
 S-3Shelf registered0000010254-21-000048
2021-03-10
Independence Resources Land Co A, LLC
ShelfEffectiveCIK 1849865
 S-3Shelf registered0000010254-21-000048
2021-03-10
Independence Resources Land Co B, LLC
ShelfEffectiveCIK 1850106
 S-3Shelf registered0000010254-21-000048
2021-03-10
Independence Resources Management, LLC
ShelfEffectiveCIK 1850126
 S-3Shelf registered0000010254-21-000048
2021-03-09
PENN VIRGINIA CORP
ShelfEffectiveCIK 77159
 S-3Shelf registered0001193125-21-075025
2021-03-09
United States Commodity Index Funds Trust
ShelfEffectiveCIK 1479247
 S-3Shelf registered0001171200-21-000095
2021-03-09
United States Commodity Index Funds Trust
ShelfEffectiveCIK 1479247
 S-3Shelf registered0001171200-21-000094
2021-03-09
Babcock & Wilcox Enterprises, Inc.
ShelfEffectiveCIK 1630805
 S-3Shelf registered0001104659-21-033777
2021-03-09
Babcock & Wilcox Enterprises, Inc.
ShelfEffectiveCIK 1630805
 S-3Shelf registered0001104659-21-033774
2021-03-09
Brickell Biotech, Inc.
ShelfEffectiveCIK 819050
 S-3Shelf registered0000819050-21-000031
2021-03-08
Cerecor Inc.
ShelfEffectiveCIK 1534120
 S-3Shelf registered0001628280-21-004178
2021-03-08
BGC Partners, Inc.
ShelfEffectiveCIK 1094831
 S-3Shelf registered0001193125-21-073213
2021-03-08
SOCKET MOBILE, INC.
ShelfFinal prospectusCIK 944075
 S-3Shelf registered0000944075-21-000020
2021-03-05
NaturalShrimp Inc
ShelfEffectiveCIK 1465470
 S-3Shelf registered0001654954-21-002427
2021-03-05
Repay Holdings Corp
ShelfEffectiveCIK 1720592
 S-3Shelf registered0001193125-21-071592
2021-03-05
IVERIC bio, Inc.
ShelfFinal prospectusCIK 1410939
 S-3Shelf registered0001104659-21-032306
2021-03-04
Evofem Biosciences, Inc.
ShelfEffectiveCIK 1618835
 S-3Shelf registered0001618835-21-000044
2021-03-04
WELLS FARGO & COMPANY/MN
ShelfEffectiveCIK 72971
 S-3Shelf registered0001193125-21-069613
2021-03-04
CATALYST BIOSCIENCES, INC.
ShelfEffectiveCIK 1124105
 S-3Shelf registered0001193125-21-069269
2021-03-03
ASTROTECH Corp
ShelfEffectiveCIK 1001907
 S-3Shelf registered0001564590-21-010586
2021-03-03
Sino-Global Shipping America, Ltd.
ShelfEffectiveCIK 1422892
 S-3Shelf registered0001213900-21-013179
2021-03-03
CytoDyn Inc.
ShelfWithdrawnCIK 1175680
 S-3Shelf registered0001193125-21-067849
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