Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-02 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2021-03-03
COMTECH TELECOMMUNICATIONS CORP /DE/
ShelfEffectiveCIK 23197
 S-3Shelf registered0001104659-21-031424
2021-03-03
IDERA PHARMACEUTICALS, INC.
ShelfEffectiveCIK 861838
 S-3Shelf registered0001104659-21-030888
2021-03-02
ROCKET PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1281895
 S-3Shelf registered0001140361-21-006754
2021-03-01
Workhorse Group Inc.
ShelfDormantCIK 1425287
 S-3Shelf registered0001628280-21-003539
2021-03-01
ENERGY FUELS INC
ShelfEffectiveCIK 1385849
 S-3Shelf registered0001062993-21-002033
2021-02-26
AEP Texas Inc.
ShelfEffectiveCIK 1721781
 S-3Shelf registered0001721781-21-000004
2021-02-26
Sorrento Therapeutics, Inc.
ShelfEffectiveCIK 850261
 S-3Shelf registered0001564590-21-009495
2021-02-26
FUEL TECH, INC.
ShelfEffectiveCIK 846913
 S-3Shelf registered0001193125-21-060605
2021-02-26
Recro Pharma, Inc.
ShelfEffectiveCIK 1588972
 S-3Shelf registered0001193125-21-058822
2021-02-26
TravelCenters of America Inc. /MD/
ShelfWithdrawnCIK 1378453
 S-3Shelf registered0001104659-21-029414
2021-02-25
TriState Capital Holdings, Inc.
ShelfEffectiveCIK 1380846
 S-3Shelf registered0001552781-21-000046
2021-02-25
Clovis Oncology, Inc.
ShelfEffectiveCIK 1466301
 S-3Shelf registered0001193125-21-055870
2021-02-24
Rafael Holdings, Inc.
ShelfEffectiveCIK 1713863
 S-3Shelf registered0001213900-21-011389
2021-02-24
AMERICAN NATIONAL BANKSHARES INC.
ShelfEffectiveCIK 741516
 S-3Shelf registered0001193125-21-054096
2021-02-24
GOLDMAN SACHS GROUP INC
ShelfFinal prospectusCIK 886982
 S-3Shelf registered0001193125-21-052639
2021-02-24
GOLDMAN SACHS CAPITAL I
ShelfEffectiveCIK 1277121
 S-3Shelf registered0001193125-21-052639
2021-02-24
GOLDMAN SACHS CAPITAL II
ShelfEffectiveCIK 1277127
 S-3Shelf registered0001193125-21-052639
2021-02-24
Goldman Sachs Capital VI
ShelfEffectiveCIK 1318841
 S-3Shelf registered0001193125-21-052639
2021-02-24
Goldman Sachs Capital III
ShelfEffectiveCIK 1318844
 S-3Shelf registered0001193125-21-052639
2021-02-24
GS Finance Corp.
ShelfFinal prospectusCIK 1419828
 S-3Shelf registered0001193125-21-052639
2021-02-24
Goldman Sachs Capital VII
ShelfEffectiveCIK 1711023
 S-3Shelf registered0001193125-21-052639
2021-02-23
APTARGROUP INC
ShelfWithdrawnCIK 896622
 S-3Shelf registered0000896622-21-000010
2021-02-22
CBAK Energy Technology, Inc.
ShelfEffectiveCIK 1117171
 S-3Shelf registered0001213900-21-010790
2021-02-22
EXPRESS, INC.
ShelfWithdrawnCIK 1483510
 S-3Shelf registered0001193125-21-050901
2021-02-19
FG Financial Group, Inc.
ShelfEffectiveCIK 1591890
 S-3Shelf registered0001493152-21-004326
2021-02-19
BIOANALYTICAL SYSTEMS INC
ShelfEffectiveCIK 720154
 S-3Shelf registered0001104659-21-025798
2021-02-18
Benitec Biopharma Inc.
ShelfEffectiveCIK 1808898
 S-3Shelf registered0001193125-21-047700
2021-02-17
AMMO, INC.
ShelfEffectiveCIK 1015383
 S-3Shelf registered0001493152-21-004091
2021-02-16
Enveric Biosciences, Inc.
ShelfEffectiveCIK 890821
 S-3Shelf registered0001493152-21-004049
2021-02-16
U.S. GOLD CORP.
ShelfEffectiveCIK 27093
 S-3Shelf registered0001493152-21-004037
2021-02-16
Sino-Global Shipping America, Ltd.
ShelfEffectiveCIK 1422892
 S-3Shelf registered0001213900-21-009665
2021-02-16
ProShares Trust II
ShelfEffectiveCIK 1415311
 S-3Shelf registered0001193125-21-045244
2021-02-16
Equitable Financial Life Insurance Co
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-21-044785
2021-02-16
Baudax Bio, Inc.
ShelfEffectiveCIK 1780097
 S-3Shelf registered0001193125-21-043475
2021-02-12
Inuvo, Inc.
ShelfEffectiveCIK 829323
 S-3Shelf registered0001654954-21-001546
2021-02-12
Inspired Entertainment, Inc.
ShelfEffectiveCIK 1615063
 S-3Shelf registered0001213900-21-009018
2021-02-12
ProShares Trust II
ShelfEffectiveCIK 1415311
 S-3Shelf registered0001193125-21-041857
2021-02-12
EyePoint Pharmaceuticals, Inc.
ShelfEffectiveCIK 1314102
 S-3Shelf registered0001193125-21-041411
2021-02-12
Equitable Financial Life Insurance Co
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-21-040642
2021-02-12
Equitable Financial Life Insurance Co
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-21-040602
2021-02-11
CEDAR REALTY TRUST, INC.
ShelfEffectiveCIK 761648
 S-3Shelf registered0001564590-21-005538
2021-02-11
AMERICAN PUBLIC EDUCATION INC
ShelfEffectiveCIK 1201792
 S-3Shelf registered0001140361-21-004240
2021-02-10
Celsius Holdings, Inc.
ShelfWithdrawnCIK 1341766
 S-3Shelf registered0001829126-21-000533
2021-02-10
SinglePoint Inc.
ShelfWithdrawnCIK 1443611
 S-3Shelf registered0001477932-21-000726
2021-02-10
BOARDWALK PIPELINES LP
ShelfEffectiveCIK 1262943
 S-3Shelf registered0001193125-21-035237
2021-02-10
Boardwalk Pipeline Partners, LP
ShelfEffectiveCIK 1336047
 S-3Shelf registered0001193125-21-035237
2021-02-10
Senseonics Holdings, Inc.
ShelfEffectiveCIK 1616543
 S-3Shelf registered0001104659-21-017119
2021-02-09
KEMPHARM, INC
ShelfEffectiveCIK 1434647
 S-3Shelf registered0001437749-21-002346
2021-02-09
Cogent Biosciences, Inc.
ShelfEffectiveCIK 1622229
 S-3Shelf registered0001193125-21-032929
2021-02-09
Kaspien Holdings Inc.
ShelfEffectiveCIK 795212
 S-3Shelf registered0001140361-21-003958
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