Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-02 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2021-02-09
AUDIOEYE INC
ShelfFinal prospectusCIK 1362190
 S-3Shelf registered0001104659-21-016087
2021-02-08
MARRONE BIO INNOVATIONS INC
ShelfEffectiveCIK 1441693
 S-3Shelf registered0001493152-21-002838
2021-02-08
NAVIDEA BIOPHARMACEUTICALS, INC.
ShelfEffectiveCIK 810509
 S-3Shelf registered0001437749-21-002229
2021-02-08
BRIGHTHOUSE LIFE INSURANCE Co
ShelfEffectiveCIK 733076
 S-3Shelf registered0001193125-21-031803
2021-02-08
CHINA AUTOMOTIVE SYSTEMS INC
ShelfEffectiveCIK 1157762
 S-3Shelf registered0001104659-21-013265
2021-02-05
AgEagle Aerial Systems Inc.
ShelfEffectiveCIK 8504
 S-3Shelf registered0001575705-21-000031
2021-02-05
AMMO, INC.
ShelfEffectiveCIK 1015383
 S-3Shelf registered0001493152-21-002792
2021-02-05
BRIGHTHOUSE LIFE INSURANCE Co
ShelfEffectiveCIK 733076
 S-3Shelf registered0001193125-21-030986
2021-02-05
BRIGHTHOUSE LIFE INSURANCE Co
ShelfEffectiveCIK 733076
 S-3Shelf registered0001193125-21-030985
2021-02-05
SEACHANGE INTERNATIONAL INC
ShelfEffectiveCIK 1019671
 S-3Shelf registered0001193125-21-030583
2021-02-05
NABORS INDUSTRIES INC
ShelfEffectiveCIK 798943
 S-3Shelf registered0001104659-21-012380
2021-02-05
NABORS INDUSTRIES LTD
ShelfEffectiveCIK 1163739
 S-3Shelf registered0001104659-21-012380
2021-02-05
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-21-000004
2021-02-04
BLONDER TONGUE LABORATORIES INC
ShelfFinal prospectusCIK 1000683
 S-3Shelf registered0001213900-21-006668
2021-02-04
Ocuphire Pharma, Inc.
ShelfFinal prospectusCIK 1228627
 S-3Shelf registered0001140361-21-003337
2021-02-04
REGIS CORP
ShelfEffectiveCIK 716643
 S-3Shelf registered0000716643-21-000013
2021-02-03
Phunware, Inc.
ShelfEffectiveCIK 1665300
 S-3Shelf registered0001628280-21-001408
2021-02-03
IMMERSION CORP
ShelfEffectiveCIK 1058811
 S-3Shelf registered0001628280-21-001379
2021-02-03
Orbital Energy Group, Inc.
ShelfEffectiveCIK 1108967
 S-3Shelf registered0001437749-21-001858
2021-02-03
ORAMED PHARMACEUTICALS INC.
ShelfEffectiveCIK 1176309
 S-3Shelf registered0001213900-21-006524
2021-02-03
YUMANITY THERAPEUTICS, INC.
ShelfEffectiveCIK 1445283
 S-3Shelf registered0001193125-21-027445
2021-02-03
PARK OHIO HOLDINGS CORP
ShelfEffectiveCIK 76282
 S-3Shelf registered0001193125-21-027391
2021-02-02
Genius Brands International, Inc.
ShelfEffectiveCIK 1355848
 S-3Shelf registered0001683168-21-000351
2021-02-02
Arcadia Biosciences, Inc.
ShelfEffectiveCIK 1469443
 S-3Shelf registered0001564590-21-003752
2021-02-02
INDUS REALTY TRUST, INC.
ShelfEffectiveCIK 1037390
 S-3Shelf registered0001558370-21-000644
2021-02-02
Toughbuilt Industries, Inc
ShelfEffectiveCIK 1668370
 S-3Shelf registered0001493152-21-002307
2021-02-02
SenesTech, Inc.
ShelfEffectiveCIK 1680378
 S-3Shelf registered0001213900-21-006161
2021-02-02
Vivint Smart Home, Inc.
ShelfEffectiveCIK 1713952
 S-3Shelf registered0001193125-21-025411
2021-02-02
Vuzix Corp
ShelfEffectiveCIK 1463972
 S-3Shelf registered0001104659-21-011024
2021-02-01
AzurRx BioPharma, Inc.
ShelfEffectiveCIK 1604191
 S-3Shelf registered0001654954-21-001048
2021-02-01
CANCER GENETICS, INC
ShelfEffectiveCIK 1349929
 S-3Shelf registered0001493152-21-002286
2021-02-01
NewAge, Inc.
ShelfEffectiveCIK 1579823
 S-3Shelf registered0001493152-21-002248
2021-02-01
Annovis Bio, Inc.
ShelfFinal prospectusCIK 1477845
 S-3Shelf registered0001104659-21-010314
2021-02-01
QUANTUM CORP /DE/
ShelfEffectiveCIK 709283
 S-3Shelf registered0000709283-21-000004
2021-01-29
Phio Pharmaceuticals Corp.
ShelfEffectiveCIK 1533040
 S-3Shelf registered0001683168-21-000315
2021-01-29
ENGLOBAL CORP
ShelfEffectiveCIK 933738
 S-3Shelf registered0001654954-21-000951
2021-01-29
Monaker Group, Inc.
ShelfEffectiveCIK 1372183
 S-3Shelf registered0001580695-21-000026
2021-01-29
Ryerson Holding Corp
ShelfFinal prospectusCIK 1481582
 S-3Shelf registered0001564590-21-003400
2021-01-29
Ondas Holdings Inc.
ShelfEffectiveCIK 1646188
 S-3Shelf registered0001213900-21-005399
2021-01-29
Citius Pharmaceuticals, Inc.
ShelfEffectiveCIK 1506251
 S-3Shelf registered0001213900-21-005368
2021-01-29
MEDICINOVA INC
ShelfEffectiveCIK 1226616
 S-3Shelf registered0001193125-21-022837
2021-01-29
AILERON THERAPEUTICS INC
ShelfEffectiveCIK 1420565
 S-3Shelf registered0001193125-21-022819
2021-01-29
Venus Concept Inc.
ShelfEffectiveCIK 1409269
 S-3Shelf registered0001140361-21-002678
2021-01-29
Petros Pharmaceuticals, Inc.
ShelfEffectiveCIK 1815903
 S-3Shelf registered0001104659-21-009437
2021-01-29
AMICUS THERAPEUTICS, INC.
ShelfWithdrawnCIK 1178879
 S-3Shelf registered0001104659-21-009408
2021-01-29
CALADRIUS BIOSCIENCES, INC.
ShelfEffectiveCIK 320017
 S-3Shelf registered0001104659-21-009368
2021-01-29
Alpine 4 Technologies Ltd.
ShelfEffectiveCIK 1606698
 S-3Shelf registered0001096906-21-000187
2021-01-29
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-21-000001
2021-01-28
BTCS Inc.
ShelfEffectiveCIK 1436229
 S-3Shelf registered0001493152-21-001970
2021-01-28
Aberdeen Standard Silver ETF Trust
ShelfEffectiveCIK 1450922
 S-3Shelf registered0001387131-21-001345
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