Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-02 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2021-01-28
SUNHYDROGEN, INC.
ShelfEffectiveCIK 1481028
 S-3Shelf registered0001213900-21-005004
2021-01-28
AMERICAN BATTERY METALS CORP
ShelfEffectiveCIK 1576873
 S-3Shelf registered0001078782-21-000083
2021-01-27
CNS Pharmaceuticals, Inc.
ShelfEffectiveCIK 1729427
 S-3Shelf registered0001683168-21-000275
2021-01-27
Sunworks, Inc.
ShelfEffectiveCIK 1172631
 S-3Shelf registered0001493152-21-001834
2021-01-27
Accelerate Diagnostics, Inc
ShelfEffectiveCIK 727207
 S-3Shelf registered0001104659-21-008156
2021-01-26
Ra Medical Systems, Inc.
ShelfEffectiveCIK 1716621
 S-3Shelf registered0001564590-21-002323
2021-01-26
LIXTE BIOTECHNOLOGY HOLDINGS, INC.
ShelfEffectiveCIK 1335105
 S-3Shelf registered0001493152-21-001788
2021-01-26
GeoVax Labs, Inc.
ShelfEffectiveCIK 832489
 S-3Shelf registered0001437749-21-001295
2021-01-25
ESPORTS ENTERTAINMENT GROUP, INC.
ShelfEffectiveCIK 1451448
 S-3Shelf registered0001493152-21-001691
2021-01-25
NeuroBo Pharmaceuticals, Inc.
ShelfEffectiveCIK 1638287
 S-3Shelf registered0001104659-21-007274
2021-01-25
Assertio Holdings, Inc.
ShelfEffectiveCIK 1808665
 S-3Shelf registered0001104659-21-006777
2021-01-22
Tricida, Inc.
ShelfEffectiveCIK 1595585
 S-3Shelf registered0001628280-21-000729
2021-01-22
BIOVIE INC.
ShelfEffectiveCIK 1580149
 S-3Shelf registered0001520138-21-000069
2021-01-22
ATOSSA THERAPEUTICS, INC.
ShelfEffectiveCIK 1488039
 S-3Shelf registered0001437749-21-001081
2021-01-22
CLOUDCOMMERCE, INC.
ShelfEffectiveCIK 743758
 S-3Shelf registered0001213900-21-003788
2021-01-22
CohBar, Inc.
ShelfEffectiveCIK 1522602
 S-3Shelf registered0001213900-21-003718
2021-01-22
ClearPoint Neuro, Inc.
ShelfEffectiveCIK 1285550
 S-3Shelf registered0001171520-21-000023
2021-01-21
RBB Bancorp
ShelfEffectiveCIK 1499422
 S-3Shelf registered0001437749-21-001008
2021-01-21
Cellectar Biosciences, Inc.
ShelfEffectiveCIK 1279704
 S-3Shelf registered0001104659-21-006352
2021-01-21
GLOBAL PARTNERS LP
ShelfEffectiveCIK 1323468
 S-3Shelf registered0001104659-21-006333
2021-01-21
Global Companies LLC
ShelfEffectiveCIK 1387943
 S-3Shelf registered0001104659-21-006333
2021-01-21
Global Montello Group Corp.
ShelfEffectiveCIK 1387944
 S-3Shelf registered0001104659-21-006333
2021-01-21
Global Operating LLC
ShelfEffectiveCIK 1387945
 S-3Shelf registered0001104659-21-006333
2021-01-21
Glen Hes Corp.
ShelfEffectiveCIK 1387946
 S-3Shelf registered0001104659-21-006333
2021-01-21
Chelsea Sandwich LLC
ShelfEffectiveCIK 1387955
 S-3Shelf registered0001104659-21-006333
2021-01-21
GLP Finance Corp.
ShelfEffectiveCIK 1388176
 S-3Shelf registered0001104659-21-006333
2021-01-21
Bursaw Oil LLC
ShelfEffectiveCIK 1577511
 S-3Shelf registered0001104659-21-006333
2021-01-21
Alliance Energy LLC
ShelfEffectiveCIK 1577523
 S-3Shelf registered0001104659-21-006333
2021-01-21
Cascade Kelly Holdings LLC
ShelfEffectiveCIK 1577536
 S-3Shelf registered0001104659-21-006333
2021-01-21
Drake Petroleum Company, Inc.
ShelfEffectiveCIK 1632500
 S-3Shelf registered0001104659-21-006333
2021-01-21
Warex Terminals Corp
ShelfEffectiveCIK 1632506
 S-3Shelf registered0001104659-21-006333
2021-01-21
Global Partners Energy Canada ULC
ShelfEffectiveCIK 1632537
 S-3Shelf registered0001104659-21-006333
2021-01-21
Warren Equities, Inc.
ShelfEffectiveCIK 1632570
 S-3Shelf registered0001104659-21-006333
2021-01-21
Puritan Oil Company, Inc.
ShelfEffectiveCIK 1632577
 S-3Shelf registered0001104659-21-006333
2021-01-21
Maryland Oil Company, Inc.
ShelfEffectiveCIK 1632582
 S-3Shelf registered0001104659-21-006333
2021-01-21
Basin Transload, LLC
ShelfEffectiveCIK 1835982
 S-3Shelf registered0001104659-21-006333
2021-01-21
APPLIED DNA SCIENCES INC
ShelfEffectiveCIK 744452
 S-3Shelf registered0001104659-21-006011
2021-01-20
Rafael Holdings, Inc.
ShelfWithdrawnCIK 1713863
 S-3Shelf registered0001213900-21-003228
2021-01-20
AquaBounty Technologies, Inc.
ShelfEffectiveCIK 1603978
 S-3Shelf registered0001193125-21-012497
2021-01-20
Great Elm Group, Inc.
ShelfEffectiveCIK 1831096
 S-3Shelf registered0001140361-21-001502
2021-01-20
Great Elm Group, Inc.
ShelfEffectiveCIK 1831096
 S-3Shelf registered0001140361-21-001501
2021-01-20
Aspira Women's Health Inc.
ShelfEffectiveCIK 926617
 S-3Shelf registered0000926617-21-000007
2021-01-19
UNITED STATES ANTIMONY CORP
ShelfEffectiveCIK 101538
 S-3Shelf registered0001654954-21-000582
2021-01-19
Polar Power, Inc.
ShelfEffectiveCIK 1622345
 S-3Shelf registered0001493152-21-001257
2021-01-19
ORGANOVO HOLDINGS, INC.
ShelfEffectiveCIK 1497253
 S-3Shelf registered0001193125-21-011570
2021-01-15
Salarius Pharmaceuticals, Inc.
ShelfEffectiveCIK 1615219
 S-3Shelf registered0001615219-21-000004
2021-01-15
Kindred Biosciences, Inc.
ShelfEffectiveCIK 1561743
 S-3Shelf registered0001561743-21-000005
2021-01-15
Verb Technology Company, Inc.
ShelfEffectiveCIK 1566610
 S-3Shelf registered0001493152-21-001181
2021-01-15
SOLIGENIX, INC.
ShelfEffectiveCIK 812796
 S-3Shelf registered0001213900-21-002544
2021-01-15
EyePoint Pharmaceuticals, Inc.
ShelfEffectiveCIK 1314102
 S-3Shelf registered0001193125-21-010201
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