Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-02 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2020-12-18
Tonix Pharmaceuticals Holding Corp.
ShelfEffectiveCIK 1430306
 S-3Shelf registered0001387131-20-011342
2020-12-18
MICT, Inc.
ShelfEffectiveCIK 854800
 S-3Shelf registered0001213900-20-043479
2020-12-18
CytoDyn Inc.
ShelfEffectiveCIK 1175680
 S-3Shelf registered0001193125-20-321698
2020-12-18
CONTANGO OIL & GAS CO
ShelfEffectiveCIK 1071993
 S-3Shelf registered0001193125-20-321556
2020-12-18
Eiger BioPharmaceuticals, Inc.
ShelfEffectiveCIK 1305253
 S-3Shelf registered0001193125-20-321539
2020-12-18
TELA Bio, Inc.
ShelfEffectiveCIK 1561921
 S-3Shelf registered0001104659-20-137462
2020-12-18
Rezolute, Inc.
ShelfEffectiveCIK 1509261
 S-3Shelf registered0001104659-20-137446
2020-12-18
AdaptHealth Corp.
ShelfEffectiveCIK 1725255
 S-3Shelf registered0001104659-20-137073
2020-12-18
Callon Petroleum Co
ShelfEffectiveCIK 928022
 S-3Shelf registered0000928022-20-000171
2020-12-18
UNITED STATES CELLULAR CORP
ShelfEffectiveCIK 821130
 S-3Shelf registered0000821130-20-000097
2020-12-17
Sonnet BioTherapeutics Holdings, Inc.
ShelfEffectiveCIK 1106838
 S-3Shelf registered0001493152-20-023805
2020-12-17
Equitable Financial Life Insurance Co
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-20-319804
2020-12-16
i3 Verticals, Inc.
ShelfEffectiveCIK 1728688
 S-3Shelf registered0001728688-20-000089
2020-12-16
HANMI FINANCIAL CORP
ShelfEffectiveCIK 1109242
 S-3Shelf registered0001193125-20-319156
2020-12-16
Liquidia Corp
ShelfEffectiveCIK 1819576
 S-3Shelf registered0001104659-20-136384
2020-12-16
PUBLIC SERVICE CO OF OKLAHOMA
ShelfEffectiveCIK 81027
 S-3Shelf registered0000081027-20-000005
2020-12-15
MIRAGEN THERAPEUTICS, INC.
ShelfEffectiveCIK 1590750
 S-3Shelf registered0001590750-20-000133
2020-12-15
SEELOS THERAPEUTICS, INC.
ShelfEffectiveCIK 1017491
 S-3Shelf registered0001136261-20-000209
2020-12-14
Aptevo Therapeutics Inc.
ShelfEffectiveCIK 1671584
 S-3Shelf registered0001564590-20-056952
2020-12-11
BK Technologies Corp
ShelfEffectiveCIK 2186
 S-3Shelf registered0001654954-20-013476
2020-12-11
CUMBERLAND PHARMACEUTICALS INC
ShelfEffectiveCIK 1087294
 S-3Shelf registered0001628280-20-017414
2020-12-11
Marathon Patent Group, Inc.
ShelfEffectiveCIK 1507605
 S-3Shelf registered0001493152-20-023410
2020-12-11
MARRONE BIO INNOVATIONS INC
ShelfEffectiveCIK 1441693
 S-3Shelf registered0001493152-20-023346
2020-12-11
Novus Therapeutics, Inc.
ShelfEffectiveCIK 1404281
 S-3Shelf registered0001193125-20-315955
2020-12-11
Neoleukin Therapeutics, Inc.
ShelfEffectiveCIK 1404644
 S-3Shelf registered0001193125-20-315863
2020-12-11
MESA AIR GROUP INC
ShelfFinal prospectusCIK 810332
 S-3Shelf registered0001193125-20-315736
2020-12-11
CORE MOLDING TECHNOLOGIES INC
ShelfEffectiveCIK 1026655
 S-3Shelf registered0001026655-20-000097
2020-12-10
Mosaic ImmunoEngineering Inc.
ShelfEffectiveCIK 836564
 S-3Shelf registered0001683168-20-004250
2020-12-10
HEAT BIOLOGICS, INC.
ShelfEffectiveCIK 1476963
 S-3Shelf registered0001553350-20-001089
2020-12-10
HEAT BIOLOGICS, INC.
ShelfEffectiveCIK 1476963
 S-3Shelf registered0001553350-20-001088
2020-12-10
NanoVibronix, Inc.
ShelfEffectiveCIK 1326706
 S-3Shelf registered0001493152-20-023277
2020-12-09
Protara Therapeutics, Inc.
ShelfEffectiveCIK 1359931
 S-3Shelf registered0001213900-20-041803
2020-12-08
HENNESSY ADVISORS INC
ShelfEffectiveCIK 1145255
 S-3Shelf registered0001104659-20-133251
2020-12-07
Toughbuilt Industries, Inc
ShelfEffectiveCIK 1668370
 S-3Shelf registered0001493152-20-023070
2020-12-07
CTI BIOPHARMA CORP
ShelfEffectiveCIK 891293
 S-3Shelf registered0001193125-20-310805
2020-12-07
Summit Wireless Technologies, Inc.
ShelfEffectiveCIK 1682149
 S-3Shelf registered0001104659-20-132893
2020-12-04
Infrastructure & Energy Alternatives, Inc.
ShelfEffectiveCIK 1652362
 S-3Shelf registered0001652362-20-000152
2020-12-04
Ellington Residential Mortgage REIT
ShelfEffectiveCIK 1560672
 S-3Shelf registered0001560672-20-000059
2020-12-04
PRO DEX INC
ShelfEffectiveCIK 788920
 S-3Shelf registered0001553350-20-001070
2020-12-04
Usio, Inc.
ShelfEffectiveCIK 1088034
 S-3Shelf registered0001437749-20-024848
2020-12-04
BiomX Inc.
ShelfEffectiveCIK 1739174
 S-3Shelf registered0001213900-20-041091
2020-12-04
Clovis Oncology, Inc.
ShelfWithdrawnCIK 1466301
 S-3Shelf registered0001193125-20-309966
2020-12-04
PECK Co HOLDINGS, INC.
ShelfEffectiveCIK 1634447
 S-3Shelf registered0001140361-20-027376
2020-12-04
Timber Pharmaceuticals, Inc.
ShelfEffectiveCIK 1504167
 S-3Shelf registered0001104659-20-132402
2020-12-04
Riot Blockchain, Inc.
ShelfEffectiveCIK 1167419
 S-3Shelf registered0001079973-20-001054
2020-12-03
Silvergate Capital Corp
ShelfEffectiveCIK 1312109
 S-3Shelf registered0001104659-20-131800
2020-12-03
AMC ENTERTAINMENT HOLDINGS, INC.
ShelfEffectiveCIK 1411579
 S-3Shelf registered0001104659-20-131796
2020-12-02
Postal Realty Trust, Inc.
ShelfEffectiveCIK 1759774
 S-3Shelf registered0001213900-20-040539
2020-12-02
MARINEMAX INC
ShelfEffectiveCIK 1057060
 S-3Shelf registered0001193125-20-308513
2020-12-02
CAPSTEAD MORTGAGE CORP
ShelfEffectiveCIK 766701
 S-3Shelf registered0001193125-20-308393
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