Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-02 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2020-12-02
Cherry Hill Mortgage Investment Corp
ShelfEffectiveCIK 1571776
 S-3Shelf registered0001140361-20-027110
2020-12-02
Broadmark Realty Capital Inc.
ShelfEffectiveCIK 1784797
 S-3Shelf registered0001104659-20-131553
2020-12-02
BRMK Management, Corp.
ShelfEffectiveCIK 1833901
 S-3Shelf registered0001104659-20-131553
2020-12-02
BRMK Lending, LLC
ShelfEffectiveCIK 1833919
 S-3Shelf registered0001104659-20-131553
2020-12-01
Galera Therapeutics, Inc.
ShelfEffectiveCIK 1563577
 S-3Shelf registered0001193125-20-307367
2020-12-01
Alpine Income Property Trust, Inc.
ShelfEffectiveCIK 1786117
 S-3Shelf registered0001193125-20-307252
2020-12-01
FLOTEK INDUSTRIES INC/CN/
ShelfEffectiveCIK 928054
 S-3Shelf registered0000928054-20-000217
2020-11-30
Cure Pharmaceutical Holding Corp.
ShelfEffectiveCIK 1643301
 S-3Shelf registered0001477932-20-006969
2020-11-30
Zedge, Inc.
ShelfEffectiveCIK 1667313
 S-3Shelf registered0001213900-20-039847
2020-11-27
Odonate Therapeutics, Inc.
ShelfEffectiveCIK 1717452
 S-3Shelf registered0001564590-20-055322
2020-11-27
AYRO, Inc.
ShelfEffectiveCIK 1086745
 S-3Shelf registered0001493152-20-022624
2020-11-27
Allena Pharmaceuticals, Inc.
ShelfEffectiveCIK 1624658
 S-3Shelf registered0001193125-20-304196
2020-11-27
TREVENA INC
ShelfEffectiveCIK 1429560
 S-3Shelf registered0001104659-20-130089
2020-11-27
Checkpoint Therapeutics, Inc.
ShelfEffectiveCIK 1651407
 S-3Shelf registered0001104659-20-130005
2020-11-25
OPGEN INC
ShelfEffectiveCIK 1293818
 S-3Shelf registered0001553350-20-001066
2020-11-25
Microbot Medical Inc.
ShelfEffectiveCIK 883975
 S-3Shelf registered0001493152-20-022541
2020-11-25
DPW Holdings, Inc.
ShelfFinal prospectusCIK 896493
 S-3Shelf registered0001214659-20-009907
2020-11-25
Creatd, Inc.
ShelfEffectiveCIK 1357671
 S-3Shelf registered0001213900-20-039365
2020-11-25
Green Brick Partners, Inc.
ShelfFinal prospectusCIK 1373670
 S-3Shelf registered0001193125-20-303703
2020-11-25
iBio, Inc.
ShelfEffectiveCIK 1420720
 S-3Shelf registered0001104659-20-129557
2020-11-25
ESSA Pharma Inc.
ShelfEffectiveCIK 1633932
 S-3Shelf registered0001104659-20-129555
2020-11-25
ESSA Pharma Inc.
ShelfEffectiveCIK 1633932
 S-3Shelf registered0001104659-20-129535
2020-11-25
QUANTUM CORP /DE/
ShelfEffectiveCIK 709283
 S-3Shelf registered0000709283-20-000038
2020-11-24
Sonoma Pharmaceuticals, Inc.
ShelfEffectiveCIK 1367083
 S-3Shelf registered0001683168-20-004085
2020-11-24
MoSys, Inc.
ShelfEffectiveCIK 890394
 S-3Shelf registered0001564590-20-055089
2020-11-24
CONTANGO OIL & GAS CO
ShelfEffectiveCIK 1071993
 S-3Shelf registered0001193125-20-302640
2020-11-23
PEDEVCO CORP
ShelfEffectiveCIK 1141197
 S-3Shelf registered0001654954-20-012852
2020-11-23
VEREIT, Inc.
ShelfEffectiveCIK 1507385
 S-3Shelf registered0001507385-20-000191
2020-11-23
VEREIT Operating Partnership, L.P.
ShelfEffectiveCIK 1528059
 S-3Shelf registered0001507385-20-000191
2020-11-23
CBAK Energy Technology, Inc.
ShelfEffectiveCIK 1117171
 S-3Shelf registered0001213900-20-038794
2020-11-23
MERIDIAN BIOSCIENCE INC
ShelfEffectiveCIK 794172
 S-3Shelf registered0001193125-20-300880
2020-11-20
Ocean Power Technologies, Inc.
ShelfEffectiveCIK 1378140
 S-3Shelf registered0001493152-20-022106
2020-11-20
Pacific Ethanol, Inc.
ShelfEffectiveCIK 778164
 S-3Shelf registered0001213900-20-038474
2020-11-20
Ideal Power Inc.
ShelfEffectiveCIK 1507957
 S-3Shelf registered0001104659-20-128024
2020-11-20
CASI Pharmaceuticals, Inc.
ShelfEffectiveCIK 895051
 S-3Shelf registered0001104659-20-127943
2020-11-20
WESTWATER RESOURCES, INC.
ShelfEffectiveCIK 839470
 S-3Shelf registered0001052918-20-000313
2020-11-18
SHINECO, INC.
ShelfEffectiveCIK 1300734
 S-3Shelf registered0001493152-20-021907
2020-11-18
GTY Technology Holdings Inc.
ShelfEffectiveCIK 1682325
 S-3Shelf registered0001104659-20-126436
2020-11-17
TRANSCAT INC
ShelfEffectiveCIK 99302
 S-3Shelf registered0001206774-20-003073
2020-11-17
Houghton Mifflin Harcourt Co
ShelfEffectiveCIK 1580156
 S-3Shelf registered0001193125-20-296105
2020-11-16
aTYR PHARMA INC
ShelfEffectiveCIK 1339970
 S-3Shelf registered0001564590-20-053946
2020-11-16
Orgenesis Inc.
ShelfEffectiveCIK 1460602
 S-3Shelf registered0001493152-20-021739
2020-11-16
Frequency Therapeutics, Inc.
ShelfEffectiveCIK 1703647
 S-3Shelf registered0001193125-20-293921
2020-11-16
Bank7 Corp.
ShelfEffectiveCIK 1746129
 S-3Shelf registered0001140361-20-025596
2020-11-16
CINCINNATI FINANCIAL CORP
ShelfEffectiveCIK 20286
 S-3Shelf registered0000020286-20-000094
2020-11-13
Lightwave Logic, Inc.
ShelfEffectiveCIK 1325964
 S-3Shelf registered0001553350-20-001007
2020-11-13
INTEST CORP
ShelfEffectiveCIK 1036262
 S-3Shelf registered0001437749-20-023685
2020-11-13
IMMUNIC, INC.
ShelfEffectiveCIK 1280776
 S-3Shelf registered0001193805-20-001429
2020-11-13
Invesco CurrencyShares Australian Dollar Trust
ShelfEffectiveCIK 1353614
 S-3Shelf registered0001193125-20-293170
2020-11-13
Invesco CurrencyShares Euro Trust
ShelfEffectiveCIK 1328598
 S-3Shelf registered0001193125-20-293147
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