Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-02 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2020-11-13
Ovid Therapeutics Inc.
ShelfEffectiveCIK 1636651
 S-3Shelf registered0001193125-20-292202
2020-11-13
Rezolute, Inc.
ShelfEffectiveCIK 1509261
 S-3Shelf registered0001104659-20-125041
2020-11-13
Lipocine Inc.
ShelfEffectiveCIK 1535955
 S-3Shelf registered0001104659-20-125039
2020-11-12
Baker Hughes Holdings LLC
ShelfEffectiveCIK 808362
 S-3Shelf registered0001193125-20-291720
2020-11-12
Baker Hughes Co-Obligor, Inc.
ShelfEffectiveCIK 1723891
 S-3Shelf registered0001193125-20-291720
2020-11-12
Baker Hughes Netherlands Funding Co B.V.
ShelfEffectiveCIK 1830528
 S-3Shelf registered0001193125-20-291720
2020-11-12
Aprea Therapeutics, Inc.
ShelfEffectiveCIK 1781983
 S-3Shelf registered0001104659-20-124491
2020-11-10
EXAGEN INC.
ShelfEffectiveCIK 1274737
 S-3Shelf registered0001274737-20-000098
2020-11-10
Phathom Pharmaceuticals, Inc.
ShelfEffectiveCIK 1783183
 S-3Shelf registered0001193125-20-290314
2020-11-10
ENTERPRISE PRODUCTS PARTNERS L.P.
ShelfEffectiveCIK 1061219
 S-3Shelf registered0001193125-20-290210
2020-11-10
Cabaletta Bio, Inc.
ShelfEffectiveCIK 1759138
 S-3Shelf registered0001193125-20-290208
2020-11-10
Cambium Networks Corp
ShelfEffectiveCIK 1738177
 S-3Shelf registered0001193125-20-290205
2020-11-09
ACACIA RESEARCH CORP
ShelfEffectiveCIK 934549
 S-3Shelf registered0001683168-20-003789
2020-11-09
MARCHEX INC
ShelfEffectiveCIK 1224133
 S-3Shelf registered0001564590-20-052058
2020-11-09
AVEO PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1325879
 S-3Shelf registered0001193125-20-289207
2020-11-09
NAUTILUS, INC.
ShelfEffectiveCIK 1078207
 S-3Shelf registered0001193125-20-289176
2020-11-09
Fortress Biotech, Inc.
ShelfEffectiveCIK 1429260
 S-3Shelf registered0001104659-20-123144
2020-11-09
COWEN INC.
ShelfEffectiveCIK 1466538
 S-3Shelf registered0001104659-20-122766
2020-11-06
Investar Holding Corp
ShelfEffectiveCIK 1602658
 S-3Shelf registered0001602658-20-000172
2020-11-06
PIXELWORKS, INC
ShelfEffectiveCIK 1040161
 S-3Shelf registered0001193125-20-288018
2020-11-06
Thermon Group Holdings, Inc.
ShelfEffectiveCIK 1489096
 S-3Shelf registered0001104659-20-122575
2020-11-06
SEACOAST BANKING CORP OF FLORIDA
ShelfWithdrawnCIK 730708
 S-3Shelf registered0001104659-20-122507
2020-11-06
EVERSPIN TECHNOLOGIES INC
ShelfEffectiveCIK 1438423
 S-3Shelf registered0001104659-20-121927
2020-11-05
AutoWeb, Inc.
ShelfWithdrawnCIK 1023364
 S-3Shelf registered0001654954-20-011898
2020-11-05
CorMedix Inc.
ShelfEffectiveCIK 1410098
 S-3Shelf registered0001213900-20-035340
2020-11-05
TFF Pharmaceuticals, Inc.
ShelfEffectiveCIK 1733413
 S-3Shelf registered0001213900-20-035288
2020-11-05
Oyster Point Pharma, Inc.
ShelfEffectiveCIK 1720725
 S-3Shelf registered0001193125-20-286956
2020-11-05
IGM Biosciences, Inc.
ShelfEffectiveCIK 1496323
 S-3Shelf registered0001193125-20-286254
2020-11-05
CONCERT PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1367920
 S-3Shelf registered0001193125-20-286213
2020-11-05
SOCKET MOBILE, INC.
ShelfFinal prospectusCIK 944075
 S-3Shelf registered0000944075-20-000042
2020-11-04
TOMI Environmental Solutions, Inc.
ShelfEffectiveCIK 314227
 S-3Shelf registered0001654954-20-011837
2020-11-04
RAPT Therapeutics, Inc.
ShelfEffectiveCIK 1673772
 S-3Shelf registered0001193125-20-285582
2020-11-02
ALIMERA SCIENCES INC
ShelfEffectiveCIK 1267602
 S-3Shelf registered0001267602-20-000113
2020-11-02
AMC ENTERTAINMENT HOLDINGS, INC.
ShelfEffectiveCIK 1411579
 S-3Shelf registered0001104659-20-120217
2020-10-30
COMMUNITY BANCORP /VT
ShelfWithdrawnCIK 718413
 S-3Shelf registered0001654954-20-011631
2020-10-30
SUPERIOR GROUP OF COMPANIES, INC.
ShelfEffectiveCIK 95574
 S-3Shelf registered0001437749-20-022115
2020-10-30
FENNEC PHARMACEUTICALS INC.
ShelfEffectiveCIK 1211583
 S-3Shelf registered0001104659-20-120108
2020-10-30
ACNB CORP
ShelfEffectiveCIK 715579
 S-3Shelf registered0001104659-20-120035
2020-10-28
Workhorse Group Inc.
ShelfEffectiveCIK 1425287
 S-3Shelf registered0001213900-20-033704
2020-10-26
Kintara Therapeutics, Inc.
ShelfFinal prospectusCIK 1498382
 S-3Shelf registered0001564590-20-047646
2020-10-23
Co-Diagnostics, Inc.
ShelfEffectiveCIK 1692415
 S-3Shelf registered0001493152-20-019890
2020-10-23
NORTHWEST PIPE CO
ShelfEffectiveCIK 1001385
 S-3Shelf registered0001437749-20-021558
2020-10-23
Satsuma Pharmaceuticals, Inc.
ShelfEffectiveCIK 1692830
 S-3Shelf registered0001193125-20-275551
2020-10-23
MUSTANG BIO, INC.
ShelfEffectiveCIK 1680048
 S-3Shelf registered0001104659-20-117789
2020-10-23
Cohen & Co Inc.
ShelfEffectiveCIK 1270436
 S-3Shelf registered0001104659-20-117743
2020-10-22
CYNERGISTEK, INC
ShelfEffectiveCIK 1011432
 S-3Shelf registered0001445866-20-001588
2020-10-22
LOGITECH INTERNATIONAL S.A.
ShelfWithdrawnCIK 1032975
 S-3Shelf registered0001032975-20-000050
2020-10-21
Kandi Technologies Group, Inc.
ShelfEffectiveCIK 1316517
 S-3Shelf registered0001213900-20-032538
2020-10-21
Acreage Holdings, Inc.
ShelfWithdrawnCIK 1762359
 S-3Shelf registered0001104659-20-116759
2020-10-20
GULF ISLAND FABRICATION INC
ShelfEffectiveCIK 1031623
 S-3Shelf registered0001564590-20-046852
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