Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-02 06:30 UTC · latest filing day 2026-10-30

Page 126 · newest first · 50 per pageDownload as CSV (up to 5,000 rows)
FiledCompanyFilingAccession
2020-10-20
Gulf Island Shipyards, LLC
ShelfEffectiveCIK 1828792
 S-3Shelf registered0001564590-20-046852
2020-10-20
Gulf Island Services, L.L.C.
ShelfEffectiveCIK 1828793
 S-3Shelf registered0001564590-20-046852
2020-10-20
Gulf Island, L.L.C.
ShelfEffectiveCIK 1828794
 S-3Shelf registered0001564590-20-046852
2020-10-20
Verb Technology Company, Inc.
ShelfEffectiveCIK 1566610
 S-3Shelf registered0001493152-20-019664
2020-10-20
PIONEER POWER SOLUTIONS, INC.
ShelfEffectiveCIK 1449792
 S-3Shelf registered0001387131-20-009091
2020-10-20
BGC Partners, Inc.
ShelfEffectiveCIK 1094831
 S-3Shelf registered0001193125-20-272887
2020-10-19
PHX MINERALS INC.
ShelfEffectiveCIK 315131
 S-3Shelf registered0001564590-20-046732
2020-10-19
X4 Pharmaceuticals, Inc
ShelfEffectiveCIK 1501697
 S-3Shelf registered0001193125-20-272057
2020-10-16
Flux Power Holdings, Inc.
ShelfEffectiveCIK 1083743
 S-3Shelf registered0001493152-20-019565
2020-10-16
Ecoark Holdings, Inc.
ShelfEffectiveCIK 1437491
 S-3Shelf registered0001213900-20-031740
2020-10-14
LiveXLive Media, Inc.
ShelfEffectiveCIK 1491419
 S-3Shelf registered0001213900-20-031309
2020-10-14
LEAF GROUP LTD.
ShelfEffectiveCIK 1365038
 S-3Shelf registered0001104659-20-114909
2020-10-13
Ranpak Holdings Corp.
ShelfEffectiveCIK 1712463
 S-3Shelf registered0001213900-20-030950
2020-10-09
PLUS THERAPEUTICS, INC.
ShelfEffectiveCIK 1095981
 S-3Shelf registered0001564590-20-046208
2020-10-09
Celsion CORP
ShelfEffectiveCIK 749647
 S-3Shelf registered0001493152-20-019238
2020-10-09
BioCardia, Inc.
ShelfEffectiveCIK 925741
 S-3Shelf registered0001437749-20-021005
2020-10-09
Avita Therapeutics, Inc.
ShelfEffectiveCIK 1762303
 S-3Shelf registered0001193125-20-267272
2020-10-09
Playa Hotels & Resorts N.V.
ShelfEffectiveCIK 1692412
 S-3Shelf registered0001193125-20-267245
2020-10-09
PECK Co HOLDINGS, INC.
ShelfEffectiveCIK 1634447
 S-3Shelf registered0001140361-20-022828
2020-10-09
OPPENHEIMER HOLDINGS INC
ShelfEffectiveCIK 791963
 S-3Shelf registered0001104659-20-113967
2020-10-09
E.A. Viner International Co.
ShelfEffectiveCIK 1521911
 S-3Shelf registered0001104659-20-113967
2020-10-09
Viner Finance Inc.
ShelfEffectiveCIK 1521912
 S-3Shelf registered0001104659-20-113967
2020-10-08
Sorrento Therapeutics, Inc.
ShelfEffectiveCIK 850261
 S-3Shelf registered0001564590-20-046119
2020-10-08
Nova Lifestyle, Inc.
ShelfEffectiveCIK 1473334
 S-3Shelf registered0001185185-20-001419
2020-10-07
Riot Blockchain, Inc.
ShelfEffectiveCIK 1167419
 S-3Shelf registered0001079973-20-000871
2020-10-06
LINCOLN EDUCATIONAL SERVICES CORP
ShelfEffectiveCIK 1286613
 S-3Shelf registered0001019056-20-000522
2020-10-05
Adamis Pharmaceuticals Corp
ShelfEffectiveCIK 887247
 S-3Shelf registered0001387131-20-008775
2020-10-05
Summit Therapeutics Inc.
ShelfFinal prospectusCIK 1599298
 S-3Shelf registered0001193125-20-263935
2020-10-05
Entasis Therapeutics Holdings Inc.
ShelfFinal prospectusCIK 1724344
 S-3Shelf registered0001104659-20-112217
2020-10-02
9 METERS BIOPHARMA, INC.
ShelfEffectiveCIK 1551986
 S-3Shelf registered0001551986-20-000270
2020-10-02
Sintx Technologies, Inc.
ShelfEffectiveCIK 1269026
 S-3Shelf registered0001493152-20-018825
2020-10-02
DCP Midstream, LP
ShelfEffectiveCIK 1338065
 S-3Shelf registered0001193125-20-262512
2020-10-02
SilverSun Technologies, Inc.
ShelfEffectiveCIK 1236275
 S-3Shelf registered0001185185-20-001382
2020-10-02
AGILE THERAPEUTICS INC
ShelfEffectiveCIK 1261249
 S-3Shelf registered0001104659-20-111722
2020-10-02
PRUCO LIFE INSURANCE OF NEW JERSEY
ShelfEffectiveCIK 1038509
 S-3Shelf registered0001038509-20-000043
2020-10-01
CTO Realty Growth, Inc.
ShelfEffectiveCIK 23795
 S-3Shelf registered0001193125-20-261288
2020-10-01
New York City REIT, Inc.
ShelfEffectiveCIK 1595527
 S-3Shelf registered0001104659-20-111083
2020-10-01
Golden Minerals Co
ShelfEffectiveCIK 1011509
 S-3Shelf registered0001104659-20-111027
2020-10-01
Golden Minerals Co
ShelfEffectiveCIK 1011509
 S-3Shelf registered0001104659-20-111020
2020-10-01
PRUCO LIFE INSURANCE OF NEW JERSEY
ShelfEffectiveCIK 1038509
 S-3Shelf registered0001038509-20-000037
2020-10-01
PRUCO LIFE INSURANCE OF NEW JERSEY
ShelfEffectiveCIK 1038509
 S-3Shelf registered0001038509-20-000036
2020-10-01
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-20-000061
2020-10-01
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-20-000060
2020-10-01
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-20-000059
2020-10-01
PRUCO LIFE INSURANCE CO
ShelfEffectiveCIK 777917
 S-3Shelf registered0000777917-20-000106
2020-10-01
PRUCO LIFE INSURANCE CO
ShelfEffectiveCIK 777917
 S-3Shelf registered0000777917-20-000105
2020-10-01
PRUCO LIFE INSURANCE CO
ShelfEffectiveCIK 777917
 S-3Shelf registered0000777917-20-000104
2020-10-01
WASHINGTON TRUST BANCORP INC
ShelfEffectiveCIK 737468
 S-3Shelf registered0000737468-20-000096
2020-09-30
First Guaranty Bancshares, Inc.
ShelfEffectiveCIK 1408534
 S-3Shelf registered0001628280-20-014032
2020-09-30
Sorrento Therapeutics, Inc.
ShelfEffectiveCIK 850261
 S-3Shelf registered0001564590-20-045352
← NewerOlder →