Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-02 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2020-09-30
PRECIGEN, INC.
ShelfEffectiveCIK 1356090
 S-3Shelf registered0001193125-20-259682
2020-09-29
SOLITARIO ZINC CORP.
ShelfEffectiveCIK 917225
 S-3Shelf registered0001654954-20-010603
2020-09-28
Party City Holdco Inc.
ShelfEffectiveCIK 1592058
 S-3Shelf registered0001193125-20-256462
2020-09-25
A-Mark Precious Metals, Inc.
ShelfEffectiveCIK 1591588
 S-3Shelf registered0001564590-20-044664
2020-09-25
Diffusion Pharmaceuticals Inc.
ShelfEffectiveCIK 1053691
 S-3Shelf registered0001437749-20-020243
2020-09-25
TORCHLIGHT ENERGY RESOURCES INC
ShelfEffectiveCIK 1431959
 S-3Shelf registered0001199835-20-000248
2020-09-25
MCCORMICK & CO INC
ShelfWithdrawnCIK 63754
 S-3Shelf registered0001193125-20-254546
2020-09-24
FIRST CAPITAL INC
ShelfEffectiveCIK 1070296
 S-3Shelf registered0001047469-20-004990
2020-09-23
CLEANSPARK, INC.
ShelfEffectiveCIK 827876
 S-3Shelf registered0001663577-20-000333
2020-09-23
S&W Seed Co
ShelfEffectiveCIK 1477246
 S-3Shelf registered0001564590-20-044319
2020-09-22
Unum Therapeutics Inc.
ShelfEffectiveCIK 1622229
 S-3Shelf registered0001193125-20-251424
2020-09-22
Equitable Financial Life Insurance Co
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-20-251140
2020-09-22
LINDBLAD EXPEDITIONS HOLDINGS, INC.
ShelfEffectiveCIK 1512499
 S-3Shelf registered0001104659-20-107128
2020-09-18
JanOne Inc.
ShelfWithdrawnCIK 862861
 S-3Shelf registered0001564590-20-044016
2020-09-18
US ENERGY CORP
ShelfEffectiveCIK 101594
 S-3Shelf registered0001493152-20-018021
2020-09-18
Guardion Health Sciences, Inc.
ShelfEffectiveCIK 1642375
 S-3Shelf registered0001493152-20-018011
2020-09-18
International Money Express, Inc.
ShelfFinal prospectusCIK 1683695
 S-3Shelf registered0001140361-20-020878
2020-09-18
Aspira Women's Health Inc.
ShelfEffectiveCIK 926617
 S-3Shelf registered0000926617-20-000066
2020-09-17
Hancock Jaffe Laboratories, Inc.
ShelfEffectiveCIK 1661053
 S-3Shelf registered0001493152-20-017964
2020-09-17
WINDTREE THERAPEUTICS INC /DE/
ShelfEffectiveCIK 946486
 S-3Shelf registered0001437749-20-019842
2020-09-17
Celsius Holdings, Inc.
ShelfEffectiveCIK 1341766
 S-3Shelf registered0001213900-20-027173
2020-09-17
Equitable Financial Life Insurance Co
ShelfWithdrawnCIK 727920
 S-3Shelf registered0001193125-20-248006
2020-09-16
TACO CABANA INC
ShelfEffectiveCIK 891082
 S-3Shelf registered0001213900-20-026933
2020-09-16
POLLO FRANCHISE INC
ShelfEffectiveCIK 1082007
 S-3Shelf registered0001213900-20-026933
2020-09-16
POLLO OPERATIONS INC
ShelfEffectiveCIK 1082008
 S-3Shelf registered0001213900-20-026933
2020-09-16
TP Acquisition Corp.
ShelfEffectiveCIK 1292429
 S-3Shelf registered0001213900-20-026933
2020-09-16
T.C. Management, Inc.
ShelfEffectiveCIK 1292430
 S-3Shelf registered0001213900-20-026933
2020-09-16
Texas Taco Cabana, L.P.
ShelfEffectiveCIK 1292431
 S-3Shelf registered0001213900-20-026933
2020-09-16
Cabana Bevco LLC
ShelfEffectiveCIK 1292432
 S-3Shelf registered0001213900-20-026933
2020-09-16
TC Bevco LLC
ShelfEffectiveCIK 1292435
 S-3Shelf registered0001213900-20-026933
2020-09-16
Cabana Beverages, Inc.
ShelfEffectiveCIK 1292614
 S-3Shelf registered0001213900-20-026933
2020-09-16
TPAQ Holding CORP
ShelfEffectiveCIK 1340532
 S-3Shelf registered0001213900-20-026933
2020-09-16
Fiesta Restaurant Group, Inc.
ShelfEffectiveCIK 1534992
 S-3Shelf registered0001213900-20-026933
2020-09-16
Pollo Tropical Management, LLC
ShelfEffectiveCIK 1824611
 S-3Shelf registered0001213900-20-026933
2020-09-16
Pollo Tropical Beverages, LLC
ShelfEffectiveCIK 1824622
 S-3Shelf registered0001213900-20-026933
2020-09-16
Cabana Grill, Inc.
ShelfEffectiveCIK 1824626
 S-3Shelf registered0001213900-20-026933
2020-09-16
Seneca Biopharma, Inc.
ShelfEffectiveCIK 1357459
 S-3Shelf registered0001171843-20-006487
2020-09-16
ALERUS FINANCIAL CORP
ShelfEffectiveCIK 903419
 S-3Shelf registered0001104659-20-105671
2020-09-15
CytoDyn Inc.
ShelfEffectiveCIK 1175680
 S-3Shelf registered0001193125-20-246304
2020-09-15
Energous Corp
ShelfEffectiveCIK 1575793
 S-3Shelf registered0001193125-20-246294
2020-09-14
Ontrak, Inc.
ShelfEffectiveCIK 1136174
 S-3Shelf registered0001628280-20-013513
2020-09-14
LEAP THERAPEUTICS, INC.
ShelfEffectiveCIK 1509745
 S-3Shelf registered0001104659-20-104928
2020-09-11
SCYNEXIS INC
ShelfEffectiveCIK 1178253
 S-3Shelf registered0001564590-20-043271
2020-09-11
Flexion Therapeutics Inc
ShelfEffectiveCIK 1419600
 S-3Shelf registered0001564590-20-043269
2020-09-11
ACORDA THERAPEUTICS INC
ShelfFinal prospectusCIK 1008848
 S-3Shelf registered0001564590-20-043201
2020-09-11
Citius Pharmaceuticals, Inc.
ShelfEffectiveCIK 1506251
 S-3Shelf registered0001213900-20-026248
2020-09-11
TALOS ENERGY INC.
ShelfEffectiveCIK 1724965
 S-3Shelf registered0001193125-20-244182
2020-09-11
Kezar Life Sciences, Inc.
ShelfEffectiveCIK 1645666
 S-3Shelf registered0001193125-20-244170
2020-09-11
ACORDA THERAPEUTICS INC
ShelfEffectiveCIK 1008848
 S-3Shelf registered0001193125-20-243985
2020-09-11
Jaguar Health, Inc.
ShelfEffectiveCIK 1585608
 S-3Shelf registered0001104659-20-104481
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