Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-02 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2020-09-11
PFSWEB INC
ShelfEffectiveCIK 1095315
 S-3Shelf registered0001095315-20-000183
2020-09-10
PAVmed Inc.
ShelfEffectiveCIK 1624326
 S-3Shelf registered0001493152-20-017563
2020-09-10
HANGER, INC.
ShelfEffectiveCIK 722723
 S-3Shelf registered0001104659-20-103713
2020-09-09
Allied Esports Entertainment, Inc.
ShelfEffectiveCIK 1708341
 S-3Shelf registered0001213900-20-025904
2020-09-09
HC2 HOLDINGS, INC.
ShelfEffectiveCIK 1006837
 S-3Shelf registered0001006837-20-000168
2020-09-08
DermTech, Inc.
ShelfEffectiveCIK 1651944
 S-3Shelf registered0001564590-20-042801
2020-09-08
DermTech, Inc.
ShelfEffectiveCIK 1651944
 S-3Shelf registered0001564590-20-042723
2020-09-08
Senseonics Holdings, Inc.
ShelfEffectiveCIK 1616543
 S-3Shelf registered0001104659-20-103065
2020-09-08
Kiniksa Pharmaceuticals, Ltd.
ShelfEffectiveCIK 1730430
 S-3Shelf registered0001104659-20-103055
2020-09-08
DarioHealth Corp.
ShelfEffectiveCIK 1533998
 S-3Shelf registered0001104659-20-103052
2020-09-04
Genius Brands International, Inc.
ShelfEffectiveCIK 1355848
 S-3Shelf registered0001683168-20-003046
2020-09-04
Phunware, Inc.
ShelfEffectiveCIK 1665300
 S-3Shelf registered0001628280-20-013330
2020-09-04
Aravive, Inc.
ShelfEffectiveCIK 1513818
 S-3Shelf registered0001564590-20-042648
2020-09-04
Tracon Pharmaceuticals, Inc.
ShelfEffectiveCIK 1394319
 S-3Shelf registered0001564590-20-042569
2020-09-04
Pingtan Marine Enterprise Ltd.
ShelfEffectiveCIK 1517130
 S-3Shelf registered0001213900-20-025419
2020-09-04
Neonode Inc.
ShelfEffectiveCIK 87050
 S-3Shelf registered0001213900-20-025391
2020-09-04
MICT, Inc.
ShelfEffectiveCIK 854800
 S-3Shelf registered0001213900-20-025349
2020-09-04
GERON CORP
ShelfEffectiveCIK 886744
 S-3Shelf registered0001206774-20-002738
2020-09-03
Heritage Global Inc.
ShelfEffectiveCIK 849145
 S-3Shelf registered0001564590-20-042508
2020-09-03
VIEMED HEALTHCARE, INC.
ShelfEffectiveCIK 1729149
 S-3Shelf registered0001140361-20-019719
2020-09-02
AYRO, Inc.
ShelfEffectiveCIK 1086745
 S-3Shelf registered0001493152-20-017116
2020-09-02
ATOSSA THERAPEUTICS, INC.
ShelfEffectiveCIK 1488039
 S-3Shelf registered0001437749-20-019223
2020-09-02
IDERA PHARMACEUTICALS, INC.
ShelfWithdrawnCIK 861838
 S-3Shelf registered0001104659-20-101910
2020-09-02
AMC ENTERTAINMENT HOLDINGS, INC.
ShelfEffectiveCIK 1411579
 S-3Shelf registered0001104659-20-101883
2020-09-01
NuZee, Inc.
ShelfEffectiveCIK 1527613
 S-3Shelf registered0001493152-20-017096
2020-09-01
Nabriva Therapeutics plc
ShelfEffectiveCIK 1641640
 S-3Shelf registered0001104659-20-101436
2020-08-31
IT TECH PACKAGING, INC.
ShelfEffectiveCIK 1358190
 S-3Shelf registered0001213900-20-024576
2020-08-31
Purple Innovation, Inc.
ShelfFinal prospectusCIK 1643953
 S-3Shelf registered0001193125-20-236321
2020-08-31
LINCOLN EDUCATIONAL SERVICES CORP
ShelfEffectiveCIK 1286613
 S-3Shelf registered0001019056-20-000490
2020-08-28
AEMETIS, INC
ShelfEffectiveCIK 738214
 S-3Shelf registered0001654954-20-009625
2020-08-28
TRXADE GROUP, INC.
ShelfEffectiveCIK 1382574
 S-3Shelf registered0001493152-20-016926
2020-08-28
HUMANIGEN, INC
ShelfEffectiveCIK 1293310
 S-3Shelf registered0001214659-20-007537
2020-08-28
Repay Holdings Corp
ShelfEffectiveCIK 1720592
 S-3Shelf registered0001193125-20-234784
2020-08-28
ASSEMBLY BIOSCIENCES, INC.
ShelfEffectiveCIK 1426800
 S-3Shelf registered0001193125-20-234664
2020-08-28
AMC ENTERTAINMENT HOLDINGS, INC.
ShelfEffectiveCIK 1411579
 S-3Shelf registered0001104659-20-100213
2020-08-28
Arbutus Biopharma Corp
ShelfEffectiveCIK 1447028
 S-3Shelf registered0001104659-20-100169
2020-08-28
Ideal Power Inc.
ShelfEffectiveCIK 1507957
 S-3Shelf registered0001104659-20-100166
2020-08-28
UNITED STATES CELLULAR CORP
ShelfEffectiveCIK 821130
 S-3Shelf registered0000821130-20-000077
2020-08-26
UNITED STATES ANTIMONY CORP
ShelfEffectiveCIK 101538
 S-3Shelf registered0001654954-20-009514
2020-08-26
FIRST BANCSHARES INC /MS/
ShelfEffectiveCIK 947559
 S-3Shelf registered0001104659-20-098701
2020-08-25
CLEARONE INC
ShelfEffectiveCIK 840715
 S-3Shelf registered0001753926-20-000266
2020-08-25
NAVIDEA BIOPHARMACEUTICALS, INC.
ShelfEffectiveCIK 810509
 S-3Shelf registered0001437749-20-018666
2020-08-25
SB FINANCIAL GROUP, INC.
ShelfEffectiveCIK 767405
 S-3Shelf registered0001213900-20-023655
2020-08-25
Cornerstone Building Brands, Inc.
ShelfEffectiveCIK 883902
 S-3Shelf registered0000883902-20-000075
2020-08-24
CohBar, Inc.
ShelfEffectiveCIK 1522602
 S-3Shelf registered0001213900-20-023466
2020-08-24
TORCHLIGHT ENERGY RESOURCES INC
ShelfEffectiveCIK 1431959
 S-3Shelf registered0001199835-20-000221
2020-08-24
AGILYSYS INC
ShelfEffectiveCIK 78749
 S-3Shelf registered0001193125-20-228274
2020-08-24
Reliant Bancorp, Inc.
ShelfEffectiveCIK 1606440
 S-3Shelf registered0001140361-20-018981
2020-08-24
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT
ShelfEffectiveCIK 881453
 S-3Shelf registered0000881453-20-000053
2020-08-21
NovaBay Pharmaceuticals, Inc.
ShelfEffectiveCIK 1389545
 S-3Shelf registered0001437749-20-018527
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