Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-02 06:30 UTC · latest filing day 2026-10-30

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FiledCompanyFilingAccession
2020-04-27
AgEagle Aerial Systems Inc.
ShelfEffectiveCIK 8504
 S-3Shelf registered0001575705-20-000059
2020-04-27
CHEMUNG FINANCIAL CORP
ShelfEffectiveCIK 763563
 S-3Shelf registered0001171843-20-002915
2020-04-24
BIOCEPT INC
ShelfEffectiveCIK 1044378
 S-3Shelf registered0001564590-20-018551
2020-04-24
BIOCRYST PHARMACEUTICALS INC
ShelfEffectiveCIK 882796
 S-3Shelf registered0001140361-20-009639
2020-04-24
Onconova Therapeutics, Inc.
ShelfEffectiveCIK 1130598
 S-3Shelf registered0001104659-20-051099
2020-04-23
HEAT BIOLOGICS, INC.
ShelfEffectiveCIK 1476963
 S-3Shelf registered0001553350-20-000356
2020-04-22
Sonnet BioTherapeutics Holdings, Inc.
ShelfEffectiveCIK 1106838
 S-3Shelf registered0001493152-20-006945
2020-04-22
ADIAL PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1513525
 S-3Shelf registered0001213900-20-009839
2020-04-22
Invesco DB Multi-Sector Commodity Trust
ShelfEffectiveCIK 1367306
 S-3Shelf registered0001193125-20-115108
2020-04-22
Invesco DB Oil Fund
ShelfEffectiveCIK 1383058
 S-3Shelf registered0001193125-20-115108
2020-04-22
Village Farms International, Inc.
ShelfEffectiveCIK 1584549
 S-3Shelf registered0001193125-20-115093
2020-04-22
EYENOVIA, INC.
ShelfEffectiveCIK 1682639
 S-3Shelf registered0001104659-20-049712
2020-04-22
BayCom Corp
ShelfEffectiveCIK 1730984
 S-3Shelf registered0000927089-20-000242
2020-04-21
CV Sciences, Inc.
ShelfEffectiveCIK 1510964
 S-3Shelf registered0001510964-20-000034
2020-04-21
SOUTHERN CALIFORNIA GAS CO
ShelfEffectiveCIK 92108
 S-3Shelf registered0001193125-20-113541
2020-04-20
MYOS RENS TECHNOLOGY INC.
ShelfEffectiveCIK 1402479
 S-3Shelf registered0001213900-20-009615
2020-04-20
United States Oil Fund, LP
ShelfEffectiveCIK 1327068
 S-3Shelf registered0001171200-20-000251
2020-04-17
Cocrystal Pharma, Inc.
ShelfEffectiveCIK 1412486
 S-3Shelf registered0001493152-20-006643
2020-04-17
Venus Concept Inc.
ShelfEffectiveCIK 1409269
 S-3Shelf registered0001193125-20-110721
2020-04-17
Savara Inc
ShelfEffectiveCIK 1160308
 S-3Shelf registered0001193125-20-110670
2020-04-17
Neurotrope, Inc.
ShelfEffectiveCIK 1513856
 S-3Shelf registered0001104659-20-048259
2020-04-17
Protalix BioTherapeutics, Inc.
ShelfEffectiveCIK 1006281
 S-3Shelf registered0001104659-20-048223
2020-04-16
Ampio Pharmaceuticals, Inc.
ShelfEffectiveCIK 1411906
 S-3Shelf registered0001558370-20-003966
2020-04-16
Diamond S Shipping Inc.
ShelfEffectiveCIK 1761940
 S-3Shelf registered0001104659-20-047644
2020-04-14
COMSTOCK RESOURCES INC
ShelfEffectiveCIK 23194
 S-3Shelf registered0001564590-20-016716
2020-04-13
Phunware, Inc.
ShelfEffectiveCIK 1665300
 S-3Shelf registered0001628280-20-004874
2020-04-13
SOUTHERN FIRST BANCSHARES INC
ShelfEffectiveCIK 1090009
 S-3Shelf registered0001206774-20-001151
2020-04-10
Super League Gaming, Inc.
ShelfEffectiveCIK 1621672
 S-3Shelf registered0001654954-20-003929
2020-04-10
Sientra, Inc.
ShelfEffectiveCIK 1551693
 S-3Shelf registered0001193125-20-103788
2020-04-09
CAPITAL SENIOR LIVING CORP
ShelfEffectiveCIK 1043000
 S-3Shelf registered0001193125-20-102755
2020-04-09
CAPITAL SENIOR LIVING PROPERTIES INC
ShelfEffectiveCIK 1052436
 S-3Shelf registered0001193125-20-102755
2020-04-08
Tonix Pharmaceuticals Holding Corp.
ShelfEffectiveCIK 1430306
 S-3Shelf registered0001387131-20-003786
2020-04-07
Toughbuilt Industries, Inc
ShelfWithdrawnCIK 1668370
 S-3Shelf registered0001493152-20-006002
2020-04-07
Hancock Jaffe Laboratories, Inc.
ShelfEffectiveCIK 1661053
 S-3Shelf registered0001493152-20-005997
2020-04-07
Corbus Pharmaceuticals Holdings, Inc.
ShelfEffectiveCIK 1595097
 S-3Shelf registered0001493152-20-005953
2020-04-06
TECOGEN INC.
ShelfEffectiveCIK 1537435
 S-3Shelf registered0001537435-20-000020
2020-04-06
Predictive Oncology Inc.
ShelfEffectiveCIK 1446159
 S-3Shelf registered0001171843-20-002408
2020-04-06
Pulse Biosciences, Inc.
ShelfFinal prospectusCIK 1625101
 S-3Shelf registered0001140361-20-008052
2020-04-03
Anterix Inc.
ShelfEffectiveCIK 1304492
 S-3Shelf registered0001193125-20-098322
2020-04-02
CUTERA INC
ShelfEffectiveCIK 1162461
 S-3Shelf registered0001193125-20-096071
2020-04-02
GREAT SOUTHERN BANCORP, INC.
ShelfEffectiveCIK 854560
 S-3Shelf registered0000927089-20-000220
2020-04-01
iShares S&P GSCI Commodity-Indexed Trust
ShelfEffectiveCIK 1332174
 S-3Shelf registered0001437749-20-006781
2020-04-01
YIELD10 BIOSCIENCE, INC.
ShelfEffectiveCIK 1121702
 S-3Shelf registered0001121702-20-000030
2020-04-01
AUDIOEYE INC
ShelfEffectiveCIK 1362190
 S-3Shelf registered0001104659-20-041957
2020-04-01
Armata Pharmaceuticals, Inc.
ShelfEffectiveCIK 921114
 S-3Shelf registered0001104659-20-041938
2020-04-01
Armata Pharmaceuticals, Inc.
ShelfEffectiveCIK 921114
 S-3Shelf registered0001104659-20-041935
2020-03-31
Allied Esports Entertainment, Inc.
ShelfWithdrawnCIK 1708341
 S-3Shelf registered0001213900-20-008078
2020-03-30
KINGOLD JEWELRY, INC.
ShelfWithdrawnCIK 1089531
 S-3Shelf registered0001104659-20-040593
2020-03-27
IMAC Holdings, Inc.
ShelfEffectiveCIK 1729944
 S-3Shelf registered0001493152-20-004941
2020-03-27
Great Elm Capital Group, Inc.
ShelfEffectiveCIK 1082506
 S-3Shelf registered0001193125-20-087270
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