Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-03 06:30 UTC · latest filing day 2026-11-02

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FiledCompanyFilingAccession
2020-03-27
IMAC Holdings, Inc.
ShelfEffectiveCIK 1729944
 S-3Shelf registered0001493152-20-004941
2020-03-27
Great Elm Capital Group, Inc.
ShelfEffectiveCIK 1082506
 S-3Shelf registered0001193125-20-087270
2020-03-27
Precipio, Inc.
ShelfEffectiveCIK 1043961
 S-3Shelf registered0001104659-20-039642
2020-03-27
CASSAVA SCIENCES INC
ShelfEffectiveCIK 1069530
 S-3Shelf registered0001069530-20-000015
2020-03-27
Ocugen, Inc.
ShelfEffectiveCIK 1372299
 S-3Shelf registered0001047469-20-001885
2020-03-26
MIRAGEN THERAPEUTICS, INC.
ShelfEffectiveCIK 1590750
 S-3Shelf registered0001564590-20-013253
2020-03-24
Chanticleer Holdings, Inc.
ShelfEffectiveCIK 1106838
 S-3Shelf registered0001493152-20-004561
2020-03-24
Inmune Bio, Inc.
ShelfEffectiveCIK 1711754
 S-3Shelf registered0001213900-20-007264
2020-03-24
NANOVIRICIDES, INC.
ShelfEffectiveCIK 1379006
 S-3Shelf registered0001104659-20-037812
2020-03-24
Lifevantage Corp
ShelfEffectiveCIK 849146
 S-3Shelf registered0000849146-20-000055
2020-03-23
CADIZ INC
ShelfEffectiveCIK 727273
 S-3Shelf registered0001213900-20-007150
2020-03-23
MARVELL TECHNOLOGY GROUP LTD
ShelfEffectiveCIK 1058057
 S-3Shelf registered0001193125-20-081619
2020-03-23
Verastem, Inc.
ShelfEffectiveCIK 1526119
 S-3Shelf registered0001104659-20-036971
2020-03-23
Conformis Inc
ShelfEffectiveCIK 1305773
 S-3Shelf registered0001047469-20-001709
2020-03-20
Greenland Technologies Holding Corp.
ShelfEffectiveCIK 1735041
 S-3Shelf registered0001213900-20-006974
2020-03-20
SPECTRUM PHARMACEUTICALS INC
ShelfEffectiveCIK 831547
 S-3Shelf registered0000831547-20-000018
2020-03-19
AETHLON MEDICAL INC
ShelfEffectiveCIK 882291
 S-3Shelf registered0001683168-20-000872
2020-03-19
United States Oil Fund, LP
ShelfEffectiveCIK 1327068
 S-3Shelf registered0001171200-20-000141
2020-03-19
DarioHealth Corp.
ShelfEffectiveCIK 1533998
 S-3Shelf registered0001104659-20-035839
2020-03-18
IDEANOMICS, INC.
ShelfEffectiveCIK 837852
 S-3Shelf registered0001104659-20-035014
2020-03-18
Orgenesis Inc.
ShelfEffectiveCIK 1460602
 S-3Shelf registered0001062993-20-001393
2020-03-17
ONE LIBERTY PROPERTIES INC
ShelfEffectiveCIK 712770
 S-3Shelf registered0001213900-20-006681
2020-03-16
DUOS TECHNOLOGIES GROUP, INC.
ShelfEffectiveCIK 1396536
 S-3Shelf registered0001553350-20-000227
2020-03-16
Stereotaxis, Inc.
ShelfEffectiveCIK 1289340
 S-3Shelf registered0001493152-20-004017
2020-03-16
Zosano Pharma Corp
ShelfEffectiveCIK 1587221
 S-3Shelf registered0001193125-20-073272
2020-03-16
COLLEGIUM PHARMACEUTICAL, INC
ShelfEffectiveCIK 1267565
 S-3Shelf registered0001047469-20-001528
2020-03-13
PACIFIC DRILLING S.A.
ShelfEffectiveCIK 1517342
 S-3Shelf registered0001558370-20-002579
2020-03-13
COLONY BANKCORP INC
ShelfEffectiveCIK 711669
 S-3Shelf registered0001437749-20-005166
2020-03-13
Harpoon Therapeutics, Inc.
ShelfEffectiveCIK 1708493
 S-3Shelf registered0001193125-20-073017
2020-03-13
INOVIO PHARMACEUTICALS, INC.
ShelfEffectiveCIK 1055726
 S-3Shelf registered0001193125-20-072995
2020-03-13
Verrica Pharmaceuticals Inc.
ShelfEffectiveCIK 1660334
 S-3Shelf registered0001193125-20-072993
2020-03-13
Translate Bio, Inc.
ShelfEffectiveCIK 1693415
 S-3Shelf registered0001193125-20-072895
2020-03-13
United States 12 Month Oil Fund, LP
ShelfEffectiveCIK 1405528
 S-3Shelf registered0001171200-20-000132
2020-03-13
United States Brent Oil Fund, LP
ShelfEffectiveCIK 1472494
 S-3Shelf registered0001171200-20-000130
2020-03-13
Aclaris Therapeutics, Inc.
ShelfEffectiveCIK 1557746
 S-3Shelf registered0001104659-20-033140
2020-03-13
Sorrento Therapeutics, Inc.
ShelfEffectiveCIK 850261
 S-3Shelf registered0001104659-20-032657
2020-03-13
ORTHOPEDIATRICS CORP
ShelfEffectiveCIK 1425450
 S-3Shelf registered0001047469-20-001478
2020-03-13
QCR HOLDINGS INC
ShelfEffectiveCIK 906465
 S-3Shelf registered0001047469-20-001473
2020-03-11
Bionano Genomics, Inc
ShelfEffectiveCIK 1411690
 S-3Shelf registered0001140361-20-005398
2020-03-10
Purple Innovation, Inc.
ShelfFinal prospectusCIK 1643953
 S-3Shelf registered0001193125-20-067895
2020-03-09
Seres Therapeutics, Inc.
ShelfEffectiveCIK 1609809
 S-3Shelf registered0001193125-20-067187
2020-03-09
Corvus Pharmaceuticals, Inc.
ShelfEffectiveCIK 1626971
 S-3Shelf registered0001104659-20-030827
2020-03-06
Renewable Energy Group, Inc.
ShelfWithdrawnCIK 1463258
 S-3Shelf registered0001628280-20-003171
2020-03-06
Soliton, Inc.
ShelfEffectiveCIK 1548187
 S-3Shelf registered0001548187-20-000036
2020-03-06
TCR2 THERAPEUTICS INC.
ShelfEffectiveCIK 1750019
 S-3Shelf registered0001193125-20-065218
2020-03-06
GLADSTONE LAND Corp
ShelfEffectiveCIK 1495240
 S-3Shelf registered0001193125-20-065070
2020-03-06
ProShares Trust II
ShelfEffectiveCIK 1415311
 S-3Shelf registered0001193125-20-063305
2020-03-05
New Fortress Energy LLC
ShelfEffectiveCIK 1749723
 S-3Shelf registered0001140361-20-004975
2020-03-05
Ashford Inc.
ShelfEffectiveCIK 1604738
 S-3Shelf registered0001047469-20-001253
2020-03-04
Hoth Therapeutics, Inc.
ShelfEffectiveCIK 1711786
 S-3Shelf registered0001213900-20-005411
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