Equity Capital Markets

All filings · since 4 November 2002

Filings

Every share-offering filing on EDGAR since the day foreign issuers also had to file electronically. One row per filer: a filing made by a parent and its subsidiaries appears once for each of them, as in SEC's own index.

Source: SEC EDGAR · as of 2026-11-03 06:30 UTC · latest filing day 2026-11-02

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FiledCompanyFilingAccession
2020-03-03
ADDVANTAGE TECHNOLOGIES GROUP INC
ShelfEffectiveCIK 874292
 S-3Shelf registered0001445260-20-000021
2020-03-02
ORION ENERGY SYSTEMS, INC.
ShelfEffectiveCIK 1409375
 S-3Shelf registered0001193125-20-059146
2020-03-02
ORBCOMM Inc.
ShelfEffectiveCIK 1361983
 S-3Shelf registered0001193125-20-059111
2020-03-02
Kaleido Biosciences, Inc.
ShelfEffectiveCIK 1751299
 S-3Shelf registered0001193125-20-058089
2020-02-28
SeaSpine Holdings Corp
ShelfEffectiveCIK 1637761
 S-3Shelf registered0001637761-20-000020
2020-02-28
EXTERRAN ENERGY SOLUTIONS, L.P.
ShelfEffectiveCIK 1163675
 S-3Shelf registered0001193125-20-056600
2020-02-28
Exterran Corp
ShelfEffectiveCIK 1635881
 S-3Shelf registered0001193125-20-056600
2020-02-28
EES Finance Corp.
ShelfEffectiveCIK 1729215
 S-3Shelf registered0001193125-20-056600
2020-02-28
Westlake Chemical Partners LP
ShelfEffectiveCIK 1604665
 S-3Shelf registered0001193125-20-056499
2020-02-28
WLKP Finance Corp.
ShelfEffectiveCIK 1698982
 S-3Shelf registered0001193125-20-056499
2020-02-28
HERSHA HOSPITALITY TRUST
ShelfEffectiveCIK 1063344
 S-3Shelf registered0001193125-20-056259
2020-02-28
WEST BANCORPORATION INC
ShelfEffectiveCIK 1166928
 S-3Shelf registered0001166928-20-000023
2020-02-28
CatchMark Timber Trust, Inc.
ShelfEffectiveCIK 1341141
 S-3Shelf registered0001104659-20-027288
2020-02-28
iBio, Inc.
ShelfEffectiveCIK 1420720
 S-3Shelf registered0001104659-20-026461
2020-02-28
WESTWATER RESOURCES, INC.
ShelfEffectiveCIK 839470
 S-3Shelf registered0001052918-20-000042
2020-02-28
Brickell Biotech, Inc.
ShelfEffectiveCIK 819050
 S-3Shelf registered0000819050-20-000024
2020-02-27
Concrete Pumping Holdings, Inc.
ShelfEffectiveCIK 1703956
 S-3Shelf registered0001437749-20-003795
2020-02-26
JPMORGAN CHASE & CO
ShelfEffectiveCIK 19617
 S-3Shelf registered0000950103-20-003394
2020-02-26
JPMorgan Chase Financial Co. LLC
ShelfEffectiveCIK 1665650
 S-3Shelf registered0000950103-20-003394
2020-02-25
PACIFIC GAS & ELECTRIC Co
ShelfEffectiveCIK 75488
 S-3Shelf registered0001193125-20-048450
2020-02-25
PG&E Corp
ShelfEffectiveCIK 1004980
 S-3Shelf registered0001193125-20-048450
2020-02-25
APPALACHIAN POWER CO
ShelfEffectiveCIK 6879
 S-3Shelf registered0000006879-20-000004
2020-02-24
Novan, Inc.
ShelfEffectiveCIK 1467154
 S-3Shelf registered0001467154-20-000016
2020-02-24
AYTU BIOSCIENCE, INC
ShelfEffectiveCIK 1385818
 S-3Shelf registered0001213900-20-004645
2020-02-24
COUNTERPATH CORP
ShelfEffectiveCIK 1236997
 S-3Shelf registered0001062993-20-001141
2020-02-21
Endurance International Group Holdings, Inc.
ShelfEffectiveCIK 1237746
 S-3Shelf registered0001193125-20-044872
2020-02-21
Constant Contact, Inc.
ShelfEffectiveCIK 1405277
 S-3Shelf registered0001193125-20-044872
2020-02-21
Endurance International Group - West, Inc.
ShelfEffectiveCIK 1690002
 S-3Shelf registered0001193125-20-044872
2020-02-21
FastDomain, Inc.
ShelfEffectiveCIK 1690005
 S-3Shelf registered0001193125-20-044872
2020-02-21
HostGator.com LLC
ShelfEffectiveCIK 1690006
 S-3Shelf registered0001193125-20-044872
2020-02-21
Endurance International Group, Inc.
ShelfEffectiveCIK 1690155
 S-3Shelf registered0001193125-20-044872
2020-02-21
EIG Investors Corp.
ShelfEffectiveCIK 1690156
 S-3Shelf registered0001193125-20-044872
2020-02-21
Domain Name Holding Company, Inc.
ShelfEffectiveCIK 1690157
 S-3Shelf registered0001193125-20-044872
2020-02-21
Bluehost Inc.
ShelfEffectiveCIK 1690159
 S-3Shelf registered0001193125-20-044872
2020-02-21
Small Orange, LLC
ShelfEffectiveCIK 1690163
 S-3Shelf registered0001193125-20-044872
2020-02-21
P.D.R Solutions (U.S.) LLC
ShelfEffectiveCIK 1803366
 S-3Shelf registered0001193125-20-044872
2020-02-21
URANIUM ENERGY CORP
ShelfEffectiveCIK 1334933
 S-3Shelf registered0001062993-20-001118
2020-02-20
Seneca Biopharma, Inc.
ShelfEffectiveCIK 1357459
 S-3Shelf registered0001171843-20-001149
2020-02-14
ATLAS TECHNICAL CONSULTANTS, INC.
ShelfWithdrawnCIK 1751143
 S-3Shelf registered0001213900-20-004022
2020-02-14
B. Riley Financial, Inc.
ShelfEffectiveCIK 1464790
 S-3Shelf registered0001213900-20-003987
2020-02-14
PAE Inc
ShelfEffectiveCIK 1720821
 S-3Shelf registered0001193125-20-038606
2020-02-14
AXA EQUITABLE LIFE INSURANCE CO
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-20-037531
2020-02-14
AXA EQUITABLE LIFE INSURANCE CO
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-20-037504
2020-02-14
AXA EQUITABLE LIFE INSURANCE CO
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-20-037480
2020-02-14
AXA EQUITABLE LIFE INSURANCE CO
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-20-037462
2020-02-14
AXA EQUITABLE LIFE INSURANCE CO
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-20-037448
2020-02-14
AXA EQUITABLE LIFE INSURANCE CO
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-20-037397
2020-02-14
AXA EQUITABLE LIFE INSURANCE CO
ShelfEffectiveCIK 727920
 S-3Shelf registered0001193125-20-037310
2020-02-13
VACCINEX, INC.
ShelfEffectiveCIK 1205922
 S-3Shelf registered0001193125-20-035658
2020-02-13
VACCINEX, INC.
ShelfEffectiveCIK 1205922
 S-3Shelf registered0001193125-20-035616
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